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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:02 AM ET

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James Bracken

Named as an officer, director or promoter on SEC Form D filings · IL · May 21, 2025 → Dec 1, 2025

9deals (issuers)
$18.48Breported sold
314investors
11Form D filings
2025year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Bracken is listed as an executive officer and director on 11 SEC Form D filings by 9 issuers between May 2025 and Dec 2025. Largest by amount reported sold: ZALICO Variable Series I Separate Account (Schaumburg, IL — insurance — 2025; $8.84B reported sold to 52 investors), VL Series Account-1 (Schaumburg, United States (as filed: X1) — insurance — 2025; $6.97B reported sold to 4 investors), ZALICO VL Series Account - 2 (Schaumburg, IL — insurance — 2025; $1.61B reported sold to 27 investors), Group Variable Annuity Series I Separate Account (Schaumburg, IL — insurance — 2025; $697.5M reported sold to 21 investors), ZALICONY HNW PPVA Series Account - 1 (New York, NY — insurance — 2025; $268.2M reported sold to 171 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $18.48B sold in total.

Listed alongside Eoin McNamara (11 shared filings), Michael Rohwetter (11 shared filings), Prithpal Ruprai (11 shared filings), Stefan Dunajewski (11 shared filings), David Fike (10 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

All 9 issuers belong to the sponsor group Zalico Variable (11 issuers, $15.76B reported sold, 2010–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Zalico Variable has 11 companies on file and $15.76B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 22 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for James Bracken and found 10 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Bracken has not run yet — it is joining a line of 4,957 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Bracken..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

22 cases: 22 closed (disposition not in docket feed)

James P. Bracken closed
United States Bankruptcy Court, N.D. Illinois · No. 24-08479 · Filed Jun 8, 2024 · Closed Sep 27, 2024
Role of James P. Bracken: Debtor · Outcome: Case closed 2024-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)
James Bracken and Alice Bracken closed
United States Bankruptcy Court, E.D. Texas · No. 21-50106 · Filed Dec 13, 2021 · Closed Mar 4, 2024
Role of James Bracken and Alice Bracken: Debtor · Outcome: Case closed 2024-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
James Bracken closed
United States Bankruptcy Court, N.D. Texas · No. 14-35273 · Filed Nov 3, 2014 · Closed May 11, 2015
Role of James Bracken: Debtor · Outcome: Case closed 2015-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
James Bracken closed
United States Bankruptcy Court, N.D. Texas · No. 14-33735 · Filed Aug 4, 2014 · Closed Oct 23, 2014
Role of James Bracken: Debtor · Outcome: Case closed 2014-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
JAMES P BRACKEN and SHARON A BRACKEN closed
United States Bankruptcy Court, D. Arizona · No. 2:12-bk-14726 · Filed Jun 29, 2012 · Closed Sep 13, 2017
Role of JAMES P BRACKEN and SHARON A BRACKEN: Debtor · Outcome: Case closed 2017-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
James Bracken closed
United States Bankruptcy Court, N.D. Texas · No. 11-36920 · Filed Oct 29, 2011 · Closed Jul 18, 2014
Role of James Bracken: Debtor · Outcome: Case closed 2014-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
James Bracken and Alice Bracken closed
United States Bankruptcy Court, E.D. Texas · No. 07-50180 · Filed Sep 6, 2007 · Closed Apr 15, 2013
Role of James Bracken and Alice Bracken: Debtor · Outcome: Case closed 2013-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
James F. Bracken closed
United States Bankruptcy Court, N.D. California · No. 05-31101 · Filed Apr 14, 2005 · Closed Jul 30, 2008
Role of James F. Bracken: Debtor · Outcome: Case closed 2008-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
James J. Bracken closed
United States Bankruptcy Court, N.D. Texas · No. 05-31820 · Filed Feb 16, 2005 · Closed Nov 3, 2010
Role of James J. Bracken: Debtor · Outcome: Case closed 2010-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
James Bracken closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-20732 · Filed Jan 21, 2005 · Closed Jun 20, 2006
Role of James Bracken: Debtor · Outcome: Case closed 2006-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
James J Bracken closed
United States Bankruptcy Court, N.D. Texas · No. 03-82886 · Filed Dec 15, 2003 · Closed Feb 8, 2005
Role of James J Bracken: Debtor · Outcome: Case closed 2005-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
James E. Bracken and Olive M. Bracken closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 03-27316 · Filed Jun 11, 2003 · Closed Feb 20, 2004
Role of James E. Bracken and Olive M. Bracken: Debtor · Outcome: Case closed 2004-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
James L. Bracken closed
United States Bankruptcy Court, E.D. Michigan · No. 03-48301 · Filed Mar 24, 2003 · Closed Jul 10, 2003
Role of James L. Bracken: Debtor · Outcome: Case closed 2003-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
James H. Bracken closed
United States Bankruptcy Court, E.D. Michigan · No. 02-67082 · Filed Nov 13, 2002 · Closed Mar 31, 2003
Role of James H. Bracken: Debtor · Outcome: Case closed 2003-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
JAMES P BRACKEN and SHARON A BRACKEN closed
United States Bankruptcy Court, D. Arizona · No. 2:02-bk-11065 · Filed Jul 17, 2002 · Closed Jan 31, 2006
Role of JAMES P BRACKEN and SHARON A BRACKEN: Debtor · Outcome: Case closed 2006-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
James C. Bracken closed
United States Bankruptcy Court, M.D. Florida · No. 2:00-bk-11461 · Filed Jul 24, 2000 · Closed Nov 13, 2001
Role of James C. Bracken: Debtor · Outcome: Case closed 2001-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
James A. Bracken closed
United States Bankruptcy Court, D. Connecticut · No. 98-31582 · Filed Apr 21, 1998 · Closed Aug 26, 1998
Role of James A. Bracken: Debtor · Outcome: Case closed 1998-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
James P. Bracken closed
United States Bankruptcy Court, N.D. Indiana · No. 97-40198 · Filed Mar 18, 1997 · Closed Jun 24, 1997
Role of James P. Bracken: Debtor · Outcome: Case closed 1997-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in IN (not a filing state)
James Bracken closed
United States Bankruptcy Court, D. New Jersey · No. 95-22416 · Filed Apr 4, 1995 · Closed Aug 17, 1995
Role of James Bracken: Debtor · Outcome: Case closed 1995-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
JAMES D. BRACKEN closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:92-bk-08610 · Filed Oct 7, 1992 · Closed Sep 22, 1995
Role of JAMES D. BRACKEN: Debtor · Outcome: Case closed 1995-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
JAMES E. N. BRACKEN and LINDA D. BRACKEN closed
United States Bankruptcy Court, N.D. Alabama · No. 92-02998 · Filed Apr 22, 1992 · Closed Jan 8, 1998
Role of JAMES E. N. BRACKEN and LINDA D. BRACKEN: Debtor · Outcome: Case closed 1998-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)
James Bracken and Nancy Bracken closed
United States Bankruptcy Court, N.D. Illinois · No. 89-18672 · Filed Nov 3, 1989 · Closed May 15, 1990
Role of James Bracken and Nancy Bracken: Debtor · Outcome: Case closed 1990-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for James Bracken — 5 worth asking about (compared 11 filings on Oct 24, 2026)

Worth asking · May 21, 2025

Amount sold went down between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT

The May 21, 2025 filing says $54,127,437 sold; the May 21, 2025 Form D/A says $11,550,711 sold — $42,576,726 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 21, 2025 ↗Form D/A (later) · May 21, 2025 ↗ZALICO VARIABLE SERIES II SEPARATE ACCOUNT — PartnerFacts page ↗
Sources
Worth asking · May 21, 2025

Amount sold went down between filings — ZALICO VL Series Account - 2

The May 21, 2025 filing says $1,611,050,149 sold; the May 21, 2025 Form D/A says $8,083,722 sold — $1,602,966,427 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 21, 2025 ↗Form D/A (later) · May 21, 2025 ↗ZALICO VL Series Account - 2 — PartnerFacts page ↗
Sources
Worth asking · May 21, 2025

Investor count went down between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT

The May 21, 2025 filing reports 20 investors; the May 21, 2025 Form D/A reports 12 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 21, 2025 ↗Form D/A (later) · May 21, 2025 ↗ZALICO VARIABLE SERIES II SEPARATE ACCOUNT — PartnerFacts page ↗
Sources
Worth asking · May 21, 2025

Investor count went down between filings — ZALICO VL Series Account - 2

The May 21, 2025 filing reports 27 investors; the May 21, 2025 Form D/A reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 21, 2025 ↗Form D/A (later) · May 21, 2025 ↗ZALICO VL Series Account - 2 — PartnerFacts page ↗
Sources
Worth asking · Apr 28, 2014 – Dec 1, 2025

Form D filed 4,235 days after the first sale — ZALICONY HNW PPVA Series Account - 1

The filing says the first sale was Apr 28, 2014. The Form D was filed Dec 1, 2025 — 4,235 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4,220 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Dec 1, 2025 ↗ZALICONY HNW PPVA Series Account - 1 — PartnerFacts page ↗
Sources
Note · Jun 17, 1997 – May 21, 2025

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT (latest filing May 21, 2025) · No amendment in the last 12 months on an offering that may still be open — ZALICO VARIABLE SERIES III SEPARATE ACCOUNT (latest filing May 21, 2025) · No amendment in the last 12 months on an offering that may still be open — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT (latest filing May 21, 2025) · No amendment in the last 12 months on an offering that may still be open — ZALICO Variable Series I Separate Account (latest filing May 21, 2025) · No amendment in the last 12 months on an offering that may still be open — Group Variable Annuity Series I Separate Account (latest filing May 21, 2025) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · May 21, 2025 ↗ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT — PartnerFacts page ↗Form D/A · May 21, 2025 ↗ZALICO VARIABLE SERIES III SEPARATE ACCOUNT — PartnerFacts page ↗
Sources
Note · Mar 19, 2010 – Feb 16, 2011

4 issuers described their industry differently on different filings

Industry group changed between filings — ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT · Industry group changed between filings — ZALICO VARIABLE SERIES III SEPARATE ACCOUNT · Industry group changed between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT · Industry group changed between filings — ZALICO Variable Series I Separate Account

What this means Often just a different box ticked; sometimes the deal changed. Ask which business your money is in.

Form D · Mar 19, 2010 ↗Form D/A · Feb 16, 2011 ↗ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT — PartnerFacts page ↗Form D · Mar 19, 2010 ↗
Sources
Note · Nov 7, 2018 – Feb 18, 2020

Same name, different state: "James Bracken" (NY or TN) is a separate record

This page covers filings where the address state is IL. A separate record, "James Bracken" with address state NY or TN, is listed on 6 filings — most recently by AMERICAN GENERAL LIFE INSURANCE CO (Feb 18, 2020). The two records do not overlap in time: this page runs May 21, 2025 to Dec 1, 2025; the other runs Nov 7, 2018 to Feb 18, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Bracken (NY,TN) — PartnerFacts page ↗Form D/A · Feb 18, 2020 ↗AMERICAN GENERAL LIFE INSURANCE CO — PartnerFacts page ↗James Bracken (IL) — this page ↗
Sources
Note · Mar 19, 2010 – Aug 9, 2021

11 address changes between filings

Address moved from New York, NY to Schaumburg, IL — Group Variable Annuity Series I Separate Account · Address moved from New York, NY to Schaumburg, IL — ZALICO VL Series Account - 2 · Address moved from New York, NY to Schaumburg, IL — VL Series Account-1 · Address moved from New York, NY to Schaumburg, IL — ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT · Address moved from New York, NY to Schaumburg, IL — ZALICO VARIABLE SERIES III SEPARATE ACCOUNT · and 6 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Jun 21, 2019 ↗Form D/A · Aug 9, 2021 ↗Group Variable Annuity Series I Separate Account — PartnerFacts page ↗Form D/A · Sep 17, 2019 ↗
Sources
Note · Mar 19, 2010 – Apr 19, 2013

Reported revenue range changed between filings — ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT

"Decline to Disclose" (Mar 19, 2010); then "Not Applicable" (May 23, 2012); then "Decline to Disclose" (Apr 19, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 19, 2010 ↗Form D/A · May 23, 2012 ↗Form D/A · Apr 19, 2013 ↗ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

7 of 9 offerings report sales commissions totalling $14,882,749; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 1, 2025 D
ZALICONY HNW PPVA Series Account - 1
File 021-565323
$2,378,394 (est.)$0$0
ZALICONY deducts charges from premium and policy values per terms of applicable annuity contract.
Morgan Stanley BrokerCheck CRD 149777 ↗
via Morgan Stanley (CRD 149777 ↗)

JP Morgan Securities, LLC BrokerCheck CRD 79 ↗
via JP Morgan Securities LLC (CRD 79 ↗)

RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗
via RBC Capital Markets, LLC (CRD 31194 ↗)

Rockefeller Capital Management Insurance BrokerCheck CRD 294197 ↗
via Rockefeller Capital Management Insurance (CRD 294197 ↗)

UBS BrokerCheck CRD 8174 ↗
via UBS (CRD 8174 ↗)

M Holdings Securities BrokerCheck CRD 43285 ↗
via M Holdings Securities (CRD 43285 ↗)

Mercer Allied Company LP BrokerCheck CRD 37404 ↗
via Mercer Allied Company LP (CRD 37404 ↗)

Valmark Securities BrokerCheck CRD 312243 ↗
via Valmark Securities (CRD 312243 ↗)

Park Avenue Securities LLC BrokerCheck CRD 46173 ↗
via Park Avenue Securities LLC (CRD 46173 ↗)
EDGAR ↗
May 21, 2025 D/A
ZALICO Variable Annuity Separate Account -- 2
File 021-155451
$904,238$0$0
As issuer, ZALICO will receive amounts from charges deducted under the contracts, but no executive officer, director or promoter will receive any portion of the gross offering proceeds.
MFI Investments Corp BrokerCheck CRD 2864 ↗
Ahmad Husami BrokerCheck CRD 2362818 ↗
via 1st Global Capital Corp. (CRD 30349 ↗)

BENEFIT FINANCE SECURITIES BrokerCheck CRD 45113 ↗		EDGAR ↗
May 21, 2025 D/A
ZALICO VL Series Account - 2
File 021-163516
$0$0$0
As issuer of the variable life insurance policies, ZALICO will receive amounts from charges deducted from policies, but no executive officer, director or promoter will receive any position or portion of the gross offering proceeds.
None listed on this filingEDGAR ↗
May 21, 2025 D/A
VL Series Account-1
File 021-234636
$0$0$0None listed on this filingEDGAR ↗
May 21, 2025 D/A
Group Variable Annuity Series I Separate Account
File 021-342497
$2,689,000 (est.)$0$0
Zurich American Life Insurance Company deducts charges from premium and contract values per terms of applicable annuity contract.
J. Alden Associates, Inc. BrokerCheck CRD 40002 ↗
BENEFIT FINANCE SECURITIES, LLC BrokerCheck CRD 45113 ↗
KESTRA INVESTMENT SERVICES BrokerCheck CRD 42046 ↗		EDGAR ↗
May 21, 2025 D/A
ZALICO Variable Series I Separate Account
File 021-139876
$8,060,474 (est.)$0$0
As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds
Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
BFP Securities, LLC BrokerCheck CRD 44731 ↗
via Benefit Finance Securities (CRD 45113 ↗)

WJ Lynch Investor Services LLC (William J. Lynch & Associates) BrokerCheck CRD 140762 ↗
Moloney Securities, Inc. BrokerCheck CRD 38535 ↗		EDGAR ↗
May 21, 2025 D/A
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT
File 021-139840
$349,771 (est.)$0$0
As issuer of variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds
Wells Fargo Insurance Services Investment Advisors BrokerCheck CRD 35419 ↗EDGAR ↗
May 21, 2025 D/A
ZALICO VARIABLE SERIES III SEPARATE ACCOUNT
File 021-139808
$103,392 (est.)$0$0
As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds
Benefit Finance Securities BrokerCheck CRD 45113 ↗EDGAR ↗
May 21, 2025 D/A
ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT
File 021-139810
$397,480 (est.)$0$0
As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds
Wells Fargo Insurance Services Investment Advisors, Inc. BrokerCheck CRD 35419 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named James Bracken on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ZH
Insurance · group: Zalico Variable

ZALICONY HNW PPVA Series Account - 1

New York, NY · Dec 1, 2025
  • Dec 1, 2025 · D · $268,249,679 sold of Indefinite · 171 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗

Raised $268.2M from 171 investors as of the latest filing. James is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZV
Insurance · group: Zalico Variable

ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT

Schaumburg, IL · May 21, 2025
  • May 21, 2025 · D/A · $12,473,488 sold of Indefinite · 8 investors · min. $10,000 · role: Director (Director and Vice Chair of Zurich American Life Insurance Company) EDGAR ↗

Raised $12.5M from 8 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZV
Insurance · group: Zalico Variable

ZALICO VARIABLE SERIES III SEPARATE ACCOUNT

Schaumburg, IL · May 21, 2025
  • May 21, 2025 · D/A · $2,730,664 sold of Indefinite · 9 investors · min. $10,000 · role: Director (Director and Vice-Chair of Zurich American Life Insurance Company) EDGAR ↗

Raised $2.73M from 9 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZV
Insurance · group: Zalico Variable

ZALICO VARIABLE SERIES II SEPARATE ACCOUNT

Schaumburg, IL · May 21, 2025 → May 21, 2025 · 2 filings
  • May 21, 2025 · D/A · $11,550,711 sold of Indefinite · 12 investors · min. $10,000 · role: Director (Director and Vice-Chair of Zurich American Life Insurance Company) EDGAR ↗
  • May 21, 2025 · D/A · $54,127,437 sold of Indefinite · 20 investors · min. $10,000 · role: Director (Director and Vice-Chair of Zurich American Life Insurance Company) EDGAR ↗

Raised $54.1M from 20 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZV
Insurance · group: Zalico Variable

ZALICO Variable Series I Separate Account

Schaumburg, IL · May 21, 2025
  • May 21, 2025 · D/A · $4,990,934,835 sold of Indefinite · 52 investors · min. $10,000,000 · role: Director (Director and Vice-Chair, Zurich American Life Insurance Company) EDGAR ↗

Raised $8.84B from 52 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GV
Insurance · group: Zalico Variable

Group Variable Annuity Series I Separate Account

Schaumburg, IL · May 21, 2025
  • May 21, 2025 · D/A · $697,500,000 sold of Indefinite · 21 investors · min. $3,000,000 · role: Director (Director and Vice Chair of Zurich American Life Insurance Company) EDGAR ↗

Raised $697.5M from 21 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VS
Insurance · group: Zalico Variable

VL Series Account-1

Schaumburg, United States (as filed: X1) · May 21, 2025
  • May 21, 2025 · D/A · $6,969,679,634 sold of Indefinite · 4 investors · min. $50,000,000 · role: Director (Director and Vice Chair of Zurich American Life Insurance Company) EDGAR ↗

Raised $6.97B from 4 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZV
Insurance · group: Zalico Variable

ZALICO VL Series Account - 2

Schaumburg, IL · May 21, 2025 → May 21, 2025 · 2 filings
  • May 21, 2025 · D/A · $8,083,722 sold of Indefinite · 1 investors · min. $10,000 · role: Director (Director and Vice Chair of Zurich American Life Insurance Company) EDGAR ↗
  • May 21, 2025 · D/A · $1,611,050,149 sold of Indefinite · 27 investors · min. $10,000 · role: Director (Director and Vice Chair of Zurich American Life Insurance Company) EDGAR ↗

Raised $1.61B from 27 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ZV
Insurance · group: Zalico Variable

ZALICO Variable Annuity Separate Account -- 2

Schaumburg, IL · May 21, 2025
  • May 21, 2025 · D/A · $30,149,775 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director and Vice Chair of Zurich American Life Insurance Company) EDGAR ↗

Raised $30.1M from 2 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Bracken — NY, TN, 2 issuers, Nov 7, 2018 → Feb 18, 2020 · no shared issuer

People around James 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stefan Dunajewski

Executive Officer · 11 shared filings (9 issuers) · also on 2 other issuers

Stefan Dunajewski is on 11 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rohwetter

Executive Officer · 11 shared filings (9 issuers) · also on 2 other issuers

Michael Rohwetter is on 11 issuers in total — a repeat sponsor. Their page lists every one.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Prithpal Ruprai

Executive Officer · 11 shared filings (9 issuers) · also on 2 other issuers

Prithpal Ruprai is on 11 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Eoin McNamara

Executive Officer · 11 shared filings (9 issuers) · also on 2 other issuers

Eoin McNamara is on 11 issuers in total — a repeat sponsor. Their page lists every one.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Lazarczyk

Executive Officer, Director · 10 shared filings (8 issuers) · also on 2 other issuers

Laura Lazarczyk is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David Fike

Director · 10 shared filings (8 issuers) · also on 3 other issuers

David Fike is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Havrish

Executive Officer · 10 shared filings (8 issuers)

Susan Havrish is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Stacy Patacsil

Executive Officer · 9 shared filings (7 issuers) · also on 2 other issuers

Stacy Patacsil is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Harvish

Executive Officer · 1 shared filing (1 issuer) · also on 10 other issuers

Susan Harvish is on 11 issuers in total — a repeat sponsor. Their page lists every one.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Lazarcyk

Executive Officer, Director · 1 shared filing (1 issuer) · also on 8 other issuers

Laura Lazarcyk is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Stacy Patacscil

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Bracken. Their page shows their other deals.

The team behind the deals

ZV
Sponsor group

Zalico Variable

11 issuers · 177 filings · $15.76B reported sold · 2010–2025

One team, 11 deal companies. James Bracken is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Bracken.

Registrations and other filings

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Bracken by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Bracken is listed on: none on file. No website or social profile named in VL Series Account-1's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #70,859 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Schaumburg, X1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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