James Bennett is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Jan 2012 and Jul 2013: S.E.A. Medical Systems, Inc. (Santa Clara, CA — other health care — 2012; $3M reported sold to 2 investors) and BevHaus, Inc. (San Francisco, CA — industry reported as "Other" — 2013; $225K reported sold to 8 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $3.22M sold in total.
Listed alongside Brooks Bennett (1 shared filing), David J. Bates (1 shared filing), David Kronfeld (1 shared filing), David Kvancz (1 shared filing), Leonid Matsiev (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for James Bennett and found 8 differences: Bankruptcy case: Brooks N Bennett and Gina M Bennett; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.