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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:18 AM ET

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JK
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James B. King

Named as an officer, director or promoter on SEC Form D filings · TX · Mar 20, 2020 → Mar 29, 2024

1deal (issuers)
$60Mreported sold
38investors
4Form D filings
2020–2024years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James B. King is listed as a director on 4 SEC Form D filings by 1 issuer between Mar 2020 and Mar 2024: CLI Capital (Amarillo, TX — reits and finance — 2020–2024; $60M reported sold to 38 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside E. Stan Morris, Jr. (4 shared filings), J. Travis David (4 shared filings), Jason L. Hall (4 shared filings), Keisha M. Dawson (4 shared filings), Michael W. Borger (4 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 state regulator order, 5 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for James B. King and found 2 differences: 4 offerings have no amendment in the last 12 months and may still be open; Same name, different state: "JAMES KING" (NY) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James B. King has not run yet — it is joining a line of 12,575 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Statement of Charges WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Jul 7, 2006 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-119-06-SC01 · Parties (regulator's caption): James W. King · Order entered with/against: James W. King
As listed by the regulator: On July 7, 2006, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist and to Impose Fines and Costs (“Statement of Charges”) against James W. King (“Respondent”). … The Securities Division ordered Respondent to cease and desist from violating the registration and anti-fraud provisions of the Commodity Transactions Act of Washington and the Securities Act of Washington. The Securities Division gave notice of its intent to collect fines and costs. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in WA (not a filing state); middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James B. King..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

5 cases: 1 open, 4 closed (disposition not in docket feed)

James King and Karen King open
United States Bankruptcy Court, S.D. Texas · No. 18-33025 · Filed Jun 4, 2018
Role of James King and Karen King: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1610 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
James King, Jr. closed
United States Bankruptcy Court, N.D. Texas · No. 11-43894 · Filed Jul 8, 2011 · Closed Aug 25, 2011
Role of James King, Jr.: Debtor · Outcome: Case closed 2011-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1610 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX)
James B. King closed
United States Bankruptcy Court, S.D. Texas · No. 11-33176 · Filed Apr 6, 2011 · Closed Jul 15, 2011
Role of James B. King: Debtor · Outcome: Case closed 2011-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1610 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX)
James K. King closed
United States Bankruptcy Court, S.D. Texas · No. 11-30821 · Filed Jan 28, 2011 · Closed Jul 19, 2016
Role of James K. King: Debtor · Outcome: Case closed 2016-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1610 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
James King and Mary Hickerson-King closed
United States Bankruptcy Court, W.D. Texas · No. 10-12867 · Filed Oct 5, 2010 · Closed Jan 13, 2011
Role of James King and Mary Hickerson-King: Debtor · Outcome: Case closed 2011-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1610 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for James B. King (compared 4 filings on Oct 24, 2026)

Note · Mar 9, 2020 – Mar 29, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CLI Capital (latest filing Mar 29, 2024) · No amendment in the last 12 months on an offering that may still be open — CLI Capital (latest filing Nov 29, 2022) · No amendment in the last 12 months on an offering that may still be open — CLI Capital (latest filing Sep 1, 2022) · No amendment in the last 12 months on an offering that may still be open — CLI Capital (latest filing Mar 20, 2020)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Sep 3, 2015

Same name, different state: "JAMES KING" (NY) is a separate record

This page covers filings where the address state is TX. A separate record, "JAMES KING" with address state NY, is listed on 1 filing — most recently by ITALIENNE LLC (Sep 3, 2015). The two records do not overlap in time: this page runs Mar 20, 2020 to Mar 29, 2024; the other has one filing dated Sep 3, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 4 offerings report sales commissions totalling $7,815,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 29, 2024 D
CLI Capital
File 021-509025
$6,000,000 (est.)$0$0Commerce Street Capital, LLC BrokerCheck CRD 143797 ↗EDGAR ↗
Nov 29, 2022 D
CLI Capital
File 021-466011
$165,000 (est.)$0$0Commerce Street Capital, LLC BrokerCheck CRD 143797 ↗EDGAR ↗
Sep 1, 2022 D
CLI Capital
File 021-457642
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2020 D
CLI Capital
File 021-363345
$1,650,000 (est.)$0$0Commerce Street Capital, LLC BrokerCheck CRD 143797 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James B. King on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

REITS and Finance

CLI Capital

Amarillo, TX · Mar 20, 2020 → Mar 29, 2024 · 4 filings
  • Mar 29, 2024 · D · $4,533,900 sold of $200,000,000 · 15 investors · min. $200,000 · role: Director (Trust Manager) EDGAR ↗
  • Nov 29, 2022 · D · $3,338,500 sold of $55,000,000 · 1 investors · min. $165,000 · role: Director (Trust Manager) EDGAR ↗
  • Sep 1, 2022 · D · $60,000,000 sold of $75,000,000 · 1 investors · min. $50,000 · role: Director (Trust Manager) EDGAR ↗
  • Mar 20, 2020 · D · $15,547,290 sold of $55,000,000 · 38 investors · min. $9,163 · role: Director (Trust Manager) EDGAR ↗

Raised $60M from 38 investors (30% of the $200M target) as of the latest filing. James is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James J. King — MD, 3 issuers, Aug 16, 2017 → Nov 27, 2017 · no shared issuer
  • James U King — MN, IL, 1 issuer, Jun 3, 2011 → Nov 22, 2013 · no shared issuer
  • James R King — WA, 1 issuer, Feb 2, 2012 → Mar 22, 2012 · no shared issuer
  • JAMES KING — NY, 1 issuer, Sep 3, 2015 → Sep 3, 2015 · no shared issuer
  • James D. King — OH, 1 issuer, Jan 7, 2022 → Jan 7, 2022 · no shared issuer
  • James R. King — MD, 1 issuer, Aug 10, 2010 → Aug 10, 2010 · no shared issuer
  • James King — TX, 1 issuer, Jan 7, 2020 → Mar 29, 2021 · no shared issuer

People around James 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William D. Gross

Director · 4 shared filings (1 issuer) · also on 4 other issuers

William D. Gross is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Rogers

Director · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael W. Borger

Director · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

E. Stan Morris, Jr.

Director · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen W. Myers

Director · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

Walter E. Webb

Director · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

J. Travis David

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Fowler

Director · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

OW
No photo found yet (own website and image search run after this page is viewed)
Person

Olen Wilson

Director · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Johnson

Director · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Keisha M. Dawson

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Theodore Francis

Director · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jason L. Hall

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas J. Crozier

Director · 2 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dal C. Reid

Director · 2 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Charmone J. Prescott

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Garth P. Merrick

Director · 1 shared filing (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Larry G. Brown

Director · 1 shared filing (1 issuer)

Listed on the same filings as James B. King. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 76 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to James B. King by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — 1 issuer has property records: CLI Capital (76).

Public profiles and social

Websites and social links of the issuers James B. King is listed on: none on file. No website or social profile named in CLI Capital's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #84 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Amarillo, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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