James Atkinson is listed as an executive officer on 2 SEC Form D filings by 1 issuer between May 2015 and Dec 2015: VIVEVE MEDICAL, INC. (Englewood, CO — biotechnology — 2015; $12M reported sold to 28 investors).
What this means One deal on file with the SEC, filed Dec 2015. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brigitte Smith (2 shared filings), Carl Simpson (2 shared filings), Daniel Janney (2 shared filings), Mark Colella (2 shared filings), Patricia Scheller (2 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for James Atkinson and found 4 differences: Same name, different state: "James Atkinson" (A1) is a separate record; Same name, different state: "James Atkinson" (A6) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.