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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:45 AM ET

Sponsor Check › Person

James N Alexander

Related person on Form D filings · address states as listed: NY, TX · listed Mar 27, 2012 → Sep 14, 2017

8issuers
25Form D filings
2012–2017years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 16 offerings report sales commissions; 1 reports finder's fees totalling $5,500; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Nov 28, 2017 D
File 021-299552
$0$0$0None listed on this filing
EDGAR ↗Sep 14, 2017 D
File 021-294762
$0$0$0None listed on this filing
EDGAR ↗Mar 24, 2017 D/A
File 021-125685
$0$0$0None listed on this filing
EDGAR ↗Dec 1, 2016 D
File 021-275502
$0$0$0None listed on this filing
EDGAR ↗Dec 1, 2016 D
File 021-275507
$0$0$0None listed on this filing
EDGAR ↗Sep 15, 2016 D
File 021-270684
$0$0$0None listed on this filing
EDGAR ↗Dec 3, 2015 D
File 021-252340
$0$0$0None listed on this filing
EDGAR ↗Dec 3, 2015 D
File 021-252367
$0$0$0None listed on this filing
EDGAR ↗Sep 17, 2015 D/A
File 021-219873
$0$0$0None listed on this filing
EDGAR ↗Dec 17, 2014 D
File 021-230263
$0$0$0None listed on this filing
EDGAR ↗Dec 17, 2014 D
File 021-230265
$0$0$0None listed on this filing
EDGAR ↗Dec 17, 2013 D
File 021-208109
$0$0$0None listed on this filing
EDGAR ↗Dec 17, 2013 D
File 021-208116
$0$0$0None listed on this filing
EDGAR ↗Feb 4, 2013 D
File 021-191279
$0$0$0None listed on this filing
EDGAR ↗May 8, 2012 D
File 021-177824
$0$0$0None listed on this filing
EDGAR ↗Sep 22, 2011 D/A
File 021-139895
$0$5,500$0Brill Securities, Inc. BrokerCheck CRD 18565 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Curex Group Holdings, LLC
group: Coterie
DirectorNov 28, 2017D$10,000,000
similar: $2,144,500–$20,220,000
$10,000,00033
similar: 2–24
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Jasper Ridge Diversified (Tax Exempt), L.P.Executive OfficerSep 14, 2017DIndefinite
similar: $155,000–$5,250,000
$1,211,292,25512
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗JASPER RIDGE DIVERSIFIED, LPExecutive OfficerMar 24, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,151,306,990202
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Private Opportunities II (TE), L.P.Executive Officer
Vice President, Assistant Secretary
Dec 1, 2016D$51,530,000
similar: $155,000–$5,250,000
$51,530,0007
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Private Opportunities II, L.P.Executive Officer
Vice President, Assistant Secretary
Dec 1, 2016D$290,820,000
similar: $155,000–$5,250,000
$290,820,000142
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Diversified (Tax Exempt), L.P.Executive OfficerSep 15, 2016DIndefinite
similar: $155,000–$5,250,000
$748,659,24110
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗JASPER RIDGE DIVERSIFIED, LPExecutive OfficerMar 24, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,117,031,990253
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Private Opportunities II (TE), L.P.Executive Officer
Vice President, Assistant Secretary
Dec 3, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Private Opportunities II, L.P.Executive Officer
Vice President, Assistant Secretary
Dec 3, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Diversified (Tax Exempt), L.P.Executive OfficerSep 17, 2015D/AIndefinite
similar: $155,000–$5,250,000
$430,264,5567
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗JASPER RIDGE DIVERSIFIED, LPExecutive OfficerMar 26, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,854,891,588213
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Private Opportunities, L.P.Executive OfficerDec 17, 2014D$177,500,000
similar: $155,000–$5,250,000
$177,500,000104
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Private Opportunities TS, L.P.Executive OfficerDec 17, 2014D$47,500,000
similar: $155,000–$5,250,000
$47,500,00015
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Diversified (Tax Exempt), L.P.Executive OfficerSep 19, 2014D/AIndefinite
similar: $155,000–$5,250,000
$11,250,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Diversified (Tax Exempt), L.P.Executive OfficerJun 26, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗JASPER RIDGE DIVERSIFIED, LPExecutive OfficerMar 26, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,652,651,937162
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Private Opportunities TS, L.P.Executive OfficerDec 17, 2013DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Jasper Ridge Private Opportunities, L.P.Executive OfficerDec 17, 2013DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗JASPER RIDGE DIVERSIFIED, LPExecutive OfficerMay 1, 2013D/AIndefinite$1,366,140,20286$10,000,000
EDGAR ↗JASPER RIDGE DIVERSIFIED, LPExecutive OfficerMar 26, 2013D/AIndefinite$1,366,140,20286$10,000,000
EDGAR ↗VIZIBILITY INCExecutive Officer, DirectorFeb 4, 2013D$550,000$242,50021No minimum reported
EDGAR ↗VIZIBILITY INCExecutive Officer, DirectorMay 8, 2012D$595,000$76,2658$5,000
EDGAR ↗JASPER RIDGE DIVERSIFIED, LPExecutive OfficerMar 27, 2012D/AIndefinite$1,084,246,52087$10,000,000
EDGAR ↗VIZIBILITY INCExecutive Officer, DirectorSep 22, 2011D/A$2,087,145$2,087,14545$5,000
EDGAR ↗VIZIBILITY INCExecutive Officer, DirectorMar 24, 2010D$500,000$281,0002$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • James Alexander — address state CA, 2 issuers, Jan 18, 2011 → Jun 16, 2011 · no shared issuer found
  • James Alexander — address state PA, 1 issuer, Jan 25, 2013 → Jan 25, 2013 · no shared issuer found
  • James Alexander — address state TX, 1 issuer, Jul 15, 2009 → Jul 15, 2009 · no shared issuer found
  • James Joseph Alexander — address state CA, 1 issuer, Oct 15, 2018 → Oct 15, 2018 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 39 names on the same filings (11 management entities, 28 people)

People and management entities the issuers listed as related persons on the same Form D filings as James N Alexander. Source: the EDGAR rows in the table above.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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