Jacob Capps is listed as an executive officer on 6 SEC Form D filings by 4 issuers between Aug 2010 and Mar 2015: Lion Capital Fund III, L.P. (London, United Kingdom (as filed: X0) — pooled investment fund — 2010–2011; $955.3M reported sold to 23 investors), Lion Capital Fund III (USD), L.P. (London, United Kingdom (as filed: X0) — pooled investment fund — 2010–2011; $677.5M reported sold to 10 investors), Lion/A&A Co-investors 2, L.P. (London, United Kingdom (as filed: X0) — pooled investment fund — 2015) and Lion/A&A Co-investors 1, L.P. (London, United Kingdom (as filed: X0) — pooled investment fund — 2015).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $1.63B sold in total.
Listed alongside Eric Lindberg (6 shared filings), Javier Ferran (6 shared filings), Lyndon Lea (6 shared filings), Mary Minnick (6 shared filings), Robert Darwent (6 shared filings) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jacob. Each name links to their own page.
All 4 issuers belong to the sponsor group Lion (14 issuers, $5.93B reported sold, 2010–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Lion has 14 companies on file and $5.93B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Jacob Capps and found 6 differences, 1 worth asking the sponsor about: Form D filed 90 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.