PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:53 AM ET

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JT
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Jack Thompson

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 15, 2021 → Apr 15, 2021

1deal (issuers)
$32.9Mreported sold
24investors
1Form D filing
2021year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:10 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jack Thompson is listed as a director on 1 SEC Form D filing by 1 issuer in Apr 2021: BROADWAY FINANCIAL CORP \DE\ (Los Angeles, CA — commercial banking — 2021; $32.9M reported sold to 24 investors).

What this means One deal on file with the SEC, filed Apr 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brenda J. Battey (1 shared filing), Brian Argrett (1 shared filing), David J. McGrady (1 shared filing), Dutch C. Ross (1 shared filing), Marie Johns (1 shared filing) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jack. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 1 public filing for Jack Thompson and found 5 differences: Same name, different state: "Jack Thompson" (MA) is a separate record; Same name, different state: "Jack Taylor Thompson" (CT) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jack Thompson has not run yet — it is joining a line of 28,684 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 12:10 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jack Thompson..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:10 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Jack Thompson (compared 1 filing on Oct 24, 2026)

Note · May 3, 2024

Same name, different state: "Jack Thompson" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "Jack Thompson" with address state MA, is listed on 1 filing — most recently by 42 North Private Holdings, Inc. (May 3, 2024). The two records do not overlap in time: this page has one filing dated Apr 15, 2021; the other has one filing dated May 3, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Jack Thompson (MA) — PartnerFacts page ↗Form D · May 3, 2024 ↗42 North Private Holdings, Inc. — PartnerFacts page ↗Jack Thompson (CA) — this page ↗
Sources
Note · Jun 5, 2019 – Jul 28, 2023

Same name, different state: "Jack Taylor Thompson" (CT) is a separate record

This page covers filings where the address state is CA. A separate record, "Jack Taylor Thompson" with address state CT, is listed on 6 filings — most recently by Pawson Capital Fund I, LP (Jul 28, 2023). Both records have filings in the same period (Apr 15, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Jack Taylor Thompson (CT) — PartnerFacts page ↗Form D · Jul 28, 2023 ↗Pawson Capital Fund I, LP — PartnerFacts page ↗Jack Thompson (CA) — this page ↗
Sources
Note · Aug 22, 2022

Same name, different state: "Jack K. Thompson" (NM) is a separate record

This page covers filings where the address state is CA. A separate record, "Jack K. Thompson" with address state NM, is listed on 1 filing — most recently by Peak Title Investment Group, LLC (Aug 22, 2022). The two records do not overlap in time: this page has one filing dated Apr 15, 2021; the other has one filing dated Aug 22, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Jack K. Thompson (NM) — PartnerFacts page ↗Form D · Aug 22, 2022 ↗Peak Title Investment Group, LLC — PartnerFacts page ↗Jack Thompson (CA) — this page ↗
Sources
Note · Jan 2, 2013 – Aug 2, 2016

Same name, different state: "Jack Thompson" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "Jack Thompson" with address state WA, is listed on 5 filings — most recently by COASTAL FINANCIAL CORP (Aug 2, 2016). The two records do not overlap in time: this page has one filing dated Apr 15, 2021; the other runs Jan 2, 2013 to Aug 2, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Jack Thompson (WA) — PartnerFacts page ↗Form D · Aug 2, 2016 ↗COASTAL FINANCIAL CORP — PartnerFacts page ↗Jack Thompson (CA) — this page ↗
Sources
Note · Jul 27, 2015

Same name, different state: "Jack Thompson" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "Jack Thompson" with address state TX, is listed on 1 filing — most recently by Tango Management Consulting, Inc. (Jul 27, 2015). The two records do not overlap in time: this page has one filing dated Apr 15, 2021; the other has one filing dated Jul 27, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Jack Thompson (TX) — PartnerFacts page ↗Form D · Jul 27, 2015 ↗Tango Management Consulting, Inc. — PartnerFacts page ↗Jack Thompson (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $1,264,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 15, 2021 D
BROADWAY FINANCIAL CORP \DE\
File 021-396091
$1,264,000$0$0Raymond James & Associates, inc. BrokerCheck CRD 705 ↗
Keefe, Bruyette & Woods, Inc. BrokerCheck CRD 481 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Jack Thompson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BF
Commercial Banking

BROADWAY FINANCIAL CORP \DE\

Los Angeles, CA · Apr 15, 2021
  • Apr 15, 2021 · D · $32,883,720 sold of $32,883,720 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $32.9M from 24 investors (100% of the $32.9M target) as of the latest filing. Jack is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Jack R. Thompson — CA, 1 issuer, Apr 16, 2009 → Feb 10, 2010 · no shared issuer
  • Jack Thompson — WA, 1 issuer, Jan 2, 2013 → Aug 2, 2016 · no shared issuer
  • Jack Thompson — TX, 1 issuer, Jul 27, 2015 → Jul 27, 2015 · no shared issuer
  • Jack Taylor Thompson — CT, 1 issuer, Jun 5, 2019 → Jul 28, 2023 · no shared issuer
  • Jack K. Thompson — NM, 1 issuer, Aug 22, 2022 → Aug 22, 2022 · no shared issuer
  • Jack Thompson — MA, 1 issuer, May 3, 2024 → May 3, 2024 · no shared issuer

People around Jack 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David J. McGrady

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jack Thompson. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

William Longbrake

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jack Thompson. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Davidson

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Robert Davidson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne-Kent A. Bradshaw

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jack Thompson. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brenda J. Battey

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jack Thompson. Their page shows their other deals.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Norman Bellefeuile

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jack Thompson. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ruth McCloud

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jack Thompson. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dutch C. Ross

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jack Thompson. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Nida

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jack Thompson. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Ann Donovan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jack Thompson. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Argrett

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Jack Thompson. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Sonja Wells

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jack Thompson. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Marie Johns

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jack Thompson. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Shannan Herbert

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jack Thompson. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jack Thompson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jack Thompson is listed on: none on file. No website or social profile named in BROADWAY FINANCIAL CORP \DE\'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #193,730 of 374,652 in line (1,364 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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