Howard Stein is listed as a director and promoter on 2 SEC Form D filings by 2 issuers between Mar 2014 and Nov 2022: Engaged MD, Inc. (Washington, DC — other health care — 2022; $11M reported sold to 2 investors) and EngagedMD, LLC (Rockville, MD — other health care — 2014; $158K reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as director and promoter, over about 8 years. Across those companies the filings report $11.2M sold in total.
Listed alongside Michael Levy (2 shared filings), Taylor Stein (2 shared filings), Jeffrey Isner (1 shared filing), Jeffrey Issner (1 shared filing), Jonathan Sockol (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Howard. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Howard Stein and found 8 differences, 2 worth asking the sponsor about: Bankruptcy case: Howard L. Stein and Penny S. Stein; Form D filed 62 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.