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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:05 AM ET

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HOWARD D ROSS

Named as an officer, director or promoter on SEC Form D filings · PA, TX, DE · Sep 10, 2012 → Dec 12, 2019

13deals (issuers)
$3.96Breported sold
916investors
22Form D filings
2012–2019years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:03 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

HOWARD D ROSS is listed as an executive officer and director on 22 SEC Form D filings by 13 issuers between Oct 2010 and Aug 2026. Largest by amount reported sold: LLR Equity Partners VII, L.P. (Wilmington, DE — pooled investment fund — 2023–2024; $1.43B reported sold to 292 investors), LLR Equity Partners V, L.P. (Christiana, DE — pooled investment fund — 2017–2018; $1.16B reported sold to 337 investors), LLR EQUITY PARTNERS IV, L.P. (Philadelphia, PA — pooled investment fund — 2012–2014; $874.2M reported sold to 136 investors), FIVE BELOW, INC (Philadelphia, PA — retailing — 2010; $194M reported sold to 14 investors), ATG / USM Holdings, LLC (Hazelwood, MO — industry reported as "Other" — 2013; $182.1M reported sold to 2 investors) and 8 more (all listed below).

What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $3.96B sold in total.

Listed alongside David Reuter (19 shared filings), Mitchell Hollin (16 shared filings), Scott Perricelli (16 shared filings), SETH J LEHR (12 shared filings), Ira M. Lubert (10 shared filings) and 46 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around HOWARD. Each name links to their own page.

9 of the issuers belong to the sponsor group Lubert Adler (105 issuers, $20.02B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Lubert Adler has 105 companies on file and $20.02B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 14 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 22 public filings for HOWARD D ROSS and found 9 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for HOWARD D ROSS has not run yet — it is joining a line of 6,192 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 closed (disposition not in docket feed), 1 dismissed

United States v. Howard-Ross closed
District Court, M.D. Florida · No. 6:04-cr-00144 · Filed Jul 9, 2004 · Closed Nov 19, 2004
Role of Howard-Ross: Defendant · Outcome: Terminated 2004-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state); criminal docket
United States v. Howard-Ross closed
District Court, M.D. Florida · No. 6:04-cr-00144 · Filed Jul 9, 2004 · Closed Nov 19, 2004
Role of Howard-Ross: Defendant · Outcome: Terminated 2004-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state); criminal docket
ARNOLLD JACOBSON v. HOWARD ROSS dismissed
District Court, D. Connecticut · No. · Filed Apr 6, 1989 · Closed Jan 29, 1990 · Nature of suit: 791 Employee Retirement Income Security Act
Role of HOWARD ROSS: Defendant · Outcome: Terminated 1990-01-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:03 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched HOWARD D ROSS..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Howard Ross closed
United States Bankruptcy Court, E.D. Louisiana · No. 18-12614 · Filed Oct 1, 2018 · Closed Aug 27, 2019
Role of Howard Ross: Debtor · Outcome: Case closed 2019-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in LA (not a filing state)
Howard D Ross and Valerie N. Ross closed
United States Bankruptcy Court, W.D. Michigan · No. 15-02878 · Filed May 13, 2015 · Closed Feb 12, 2016
Role of Howard D Ross and Valerie N. Ross: Debtor · Outcome: Case closed 2016-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Howard Ross closed
United States Bankruptcy Court, D. Maryland · No. 07-22531 · Filed Dec 10, 2007 · Closed May 28, 2013
Role of Howard Ross: Debtor · Outcome: Case closed 2013-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
Howard D. Ross closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-72148 · Filed Sep 20, 2005 · Closed Mar 29, 2006
Role of Howard D. Ross: Debtor · Outcome: Case closed 2006-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (PA)
Howard Ross closed
United States Bankruptcy Court, N.D. Illinois · No. 04-16937 · Filed Apr 29, 2004 · Closed Aug 27, 2004
Role of Howard Ross: Debtor · Outcome: Case closed 2004-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Howard Ross closed
United States Bankruptcy Court, D. New Jersey · No. 01-12925 · Filed Mar 22, 2001 · Closed Jul 10, 2001
Role of Howard Ross: Debtor · Outcome: Case closed 2001-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Jackie Lewis Ross and Howard Ross closed
United States Bankruptcy Court, D. Connecticut · No. 99-34380 · Filed Oct 4, 1999 · Closed Feb 2, 2000
Role of Howard Ross: Debtor · Outcome: Case closed 2000-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
Howard Ross closed
United States Bankruptcy Court, S.D. Alabama · No. 98-14253 · Filed Nov 23, 1998 · Closed Jun 28, 1999
Role of Howard Ross: Debtor · Outcome: Case closed 1999-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Howard Ross closed
United States Bankruptcy Court, M.D. Florida · No. 6:97-bk-09811 · Filed Nov 24, 1997 · Closed Apr 3, 1998
Role of Howard Ross: Debtor · Outcome: Case closed 1998-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Howard M. Ross and Carol A. Ross closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 95-21670 · Filed May 5, 1995 · Closed Jul 17, 1997
Role of Howard M. Ross and Carol A. Ross: Debtor · Outcome: Case closed 1997-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
Howard M. Ross and Carol A. Ross closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 93-20678 · Filed Feb 25, 1993 · Closed Jun 24, 1993
Role of Howard M. Ross and Carol A. Ross: Debtor · Outcome: Case closed 1993-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs
Howard Ross closed
United States Bankruptcy Court, D. Oregon · No. 89-35897 · Filed Dec 18, 1989 · Closed Jul 5, 1990
Role of Howard Ross: Debtor · Outcome: Case closed 1990-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)
HOWARD ROSS closed
United States Bankruptcy Court, N.D. Alabama · No. 88-12124 · Filed Dec 6, 1988 · Closed Jul 1, 1994
Role of HOWARD ROSS: Debtor · Outcome: Case closed 1994-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Howard Ross closed
United States Bankruptcy Court, N.D. Illinois · No. 85-08110 · Filed Jun 27, 1985 · Closed May 13, 1986
Role of Howard Ross: Debtor · Outcome: Case closed 1986-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:03 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for HOWARD D ROSS — 1 worth asking about (compared 22 filings on Oct 24, 2026)

Worth asking · Aug 23, 2013 – Mar 13, 2014

Investor count went down between filings — LLR EQUITY PARTNERS PARALLEL IV, L.P.

The Aug 23, 2013 filing reports 95 investors; the Mar 13, 2014 Form D/A reports 73 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Feb 23, 2018 – Jun 20, 2018

Offering amount changed between filings — LLR Equity Partners V, L.P.

The Feb 23, 2018 filing says an indefinite amount offered; the Jun 20, 2018 Form D/A says $1,164,725,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Aug 23, 2013 – Mar 13, 2014

Offering amount lowered between filings — LLR EQUITY PARTNERS PARALLEL IV, L.P.

The Aug 23, 2013 filing says $1,000,000,000 offered; the Mar 13, 2014 Form D/A says $962,640,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Aug 23, 2013 – Mar 13, 2014

Offering amount lowered between filings — LLR EQUITY PARTNERS IV, L.P.

The Aug 23, 2013 filing says $1,000,000,000 offered; the Mar 13, 2014 Form D/A says $962,640,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Aug 27, 2012 – Jul 18, 2024

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — LLR Equity Partners VII, L.P. (latest filing Jul 18, 2024) · No amendment in the last 12 months on an offering that may still be open — Suvoda LLC (latest filing Dec 12, 2019) · No amendment in the last 12 months on an offering that may still be open — Alsbridge Holdings, Inc. (latest filing Jul 29, 2015) · No amendment in the last 12 months on an offering that may still be open — LLR EQUITY PARTNERS PARALLEL IV, L.P. (latest filing Mar 13, 2014) · No amendment in the last 12 months on an offering that may still be open — LLR EQUITY PARTNERS IV, L.P. (latest filing Mar 13, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Oct 28, 2010 – Sep 10, 2012

HOWARD D ROSS is written 2 different ways on the filings

listed as "Howard Ross" on 14 filings (from Oct 28, 2010), and "Howard D Ross" on 8 filings (from Sep 10, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · May 3, 2016 – Sep 11, 2018

Same name, different state: "Howard Ross" (NY) is a separate record

This page covers filings where the address state is PA or TX or DE. A separate record, "Howard Ross" with address state NY, is listed on 2 filings — most recently by RAPID RATINGS INTERNATIONAL INC (Sep 11, 2018). Both records have filings in the same period (May 3, 2016 to Sep 11, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 14, 2013 – Jul 15, 2014

Address moved from Philadelphia, PA to Dallas, TX — Alsbridge Holdings, Inc.

The people listed on the Jan 14, 2013 filing give Philadelphia, PA; on the Jul 15, 2014 filing they give Dallas, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Oct 28, 2010 – Aug 5, 2026

HOWARD D ROSS is listed with 3 different address states: PA, TX, DE

PA on 16 filings (Oct 28, 2010 to Aug 5, 2026); TX on 2 filings (Jul 15, 2014 to Jul 29, 2015); DE on 4 filings (Feb 24, 2017 to Jun 20, 2018).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 15 offerings report sales commissions totalling $4,552,250; 0 report finder's fees; 1 reports proceeds to related persons totalling $24,104,131. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 5, 2026 D
LLR Keystone I, L.P.
File 021-593184
$0 (est.)$0$0
The Investment Adviser is entitled to a periodic fee for its investment management services in accordance with the organizational documents of the Issuers.
Asante Capital Group Advisors LLC BrokerCheck CRD 155178 ↗EDGAR ↗
Nov 26, 2025 D
LLR Equity Partners VII Co-Invest (T), L.P.
File 021-565253
$0$0$0 (est.)
The Investment Adviser is entitled to a periodic fee for its investment management services in accordance with the organizational documents of the Issuers.
None listed on this filingEDGAR ↗
Jul 18, 2024 D/A
LLR Equity Partners VII, L.P.
File 021-487217
$0$0$0
The Investment Adviser is entitled to a periodic fee for its investment management services in accordance with the organizational documents of the Issuers.
Asante Capital Group Advisors LLC BrokerCheck CRD 155178 ↗EDGAR ↗
Sep 23, 2020 D
LLR Equity Partners VI, L.P.
File 021-376130
$2,060,000$0$0
The Investment Adviser is entitled to a periodic fee for its investment management services in accordance with the organizational documents of the Issuers.
Asante Capital Group Advisors LLC BrokerCheck CRD 155178 ↗EDGAR ↗
Sep 23, 2020 D
LLR Equity Partners VI Co-Invest, L.P.
File 021-376155
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2019 D
Suvoda LLC
File 021-355345
$0$0$24,104,131None listed on this filingEDGAR ↗
Jun 20, 2018 D/A
LLR Equity Partners V, L.P.
File 021-281260
$2,492,250$0$0Asante Capital Group Advisors LLC BrokerCheck CRD 155178 ↗
via Asante Capital Group Advisors LLC (CRD 155178 ↗)
EDGAR ↗
May 12, 2017 D
LLR Equity Partners V Co-Invest, L.P.
File 021-286611
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2015 D
Alsbridge Holdings, Inc.
File 021-244674
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2014 D
Alsbridge Holdings, Inc.
File 021-221100
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2014 D/A
LLR EQUITY PARTNERS IV, L.P.
File 021-183822
$0$0$0
THE MANAGEMENT COMPANY, AN AFFILAITE OF THE GENERAL PARTNER OF THE ISSUER, IS ENTITLED TO A MANAGEMENT FEE, WHICH IS DISCUSSED IN THE CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM
None listed on this filingEDGAR ↗
Mar 13, 2014 D/A
LLR EQUITY PARTNERS PARALLEL IV, L.P.
File 021-183824
$0$0$0
THE MANAGEMENT COMPANY, AN AFFILIATE OF THE GENERAL PARTNER OF THE ISSUER, IS ENTITLED TO A MANAGEMENT FEE, WHICH IS DISCUSSED IN THE ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM
None listed on this filingEDGAR ↗
Jan 23, 2013 D
ATG / USM Holdings, LLC
File 021-190619
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2013 D
Alsbridge Holdings, Inc.
File 021-190189
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2010 D
FIVE BELOW, INC
File 021-149746
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 13

Every issuer that named Howard D Ross on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Lubert Adler

LLR Keystone I, L.P.

Philadelphia, PA · Aug 5, 2026
  • Aug 5, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Top GP) EDGAR ↗

No sales reported yet as of the latest filing. Howard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lubert Adler

LLR Equity Partners VII Co-Invest (T), L.P.

Philadelphia, PA · Nov 26, 2025
  • Nov 26, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Top GP) EDGAR ↗

No sales reported yet as of the latest filing. Howard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lubert Adler

LLR Equity Partners VII, L.P.

Wilmington, DE · Jul 18, 2023 → Jul 18, 2024 · 2 filings
  • Jul 18, 2024 · D/A · $1,425,095,000 sold of Indefinite · 292 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Top GP) EDGAR ↗
  • Jul 18, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Top GP) EDGAR ↗

Raised $1.43B from 292 investors as of the latest filing. Howard is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lubert Adler

LLR Equity Partners VI Co-Invest, L.P.

Philadelphia, PA · Sep 23, 2020
  • Sep 23, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Top GP) EDGAR ↗

No sales reported yet as of the latest filing. Howard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lubert Adler

LLR Equity Partners VI, L.P.

Philadelphia, PA · Sep 23, 2020
  • Sep 23, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Top GP) EDGAR ↗

No sales reported yet as of the latest filing. Howard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Suvoda LLC

Conshohocken, PA · Dec 12, 2019
  • Dec 12, 2019 · D · $40,000,000 sold of $50,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $40M from 4 investors (80% of the $50M target) as of the latest filing. Howard is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lubert Adler

LLR Equity Partners V, L.P.

Christiana, DE · Feb 24, 2017 → Jun 20, 2018 · 3 filings
  • Jun 20, 2018 · D/A · $1,164,725,000 sold of $1,164,725,000 · 337 investors · min. No minimum reported · role: Executive Officer, Director (Managing Director of the Top GP) EDGAR ↗
  • Feb 23, 2018 · D/A · $945,050,000 sold of Indefinite · 237 investors · min. No minimum reported · role: Executive Officer, Director (Managing Director of the Top GP) EDGAR ↗
  • Feb 24, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Managing Director of the Top GP) EDGAR ↗

Raised $1.16B from 337 investors (100% of the $1.16B target) as of the latest filing. Howard is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lubert Adler

LLR Equity Partners V Co-Invest, L.P.

Christiana, DE · May 12, 2017
  • May 12, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Managing Director of the Top GP) EDGAR ↗

No sales reported yet as of the latest filing. Howard is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Alsbridge Holdings, Inc.

Dallas, TX · Jan 14, 2013 → Jul 29, 2015 · 3 filings
  • Jul 29, 2015 · D · $1,461,933 sold of $2,000,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2014 · D · $1,264,939 sold of $1,264,939 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 14, 2013 · D · $39,572,636 sold of $39,572,636 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $39.6M from 36 investors (100% of the $2M target) as of the latest filing. Howard is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lubert Adler

LLR EQUITY PARTNERS PARALLEL IV, L.P.

Philadelphia, PA · Sep 10, 2012 → Mar 13, 2014 · 3 filings
  • Mar 13, 2014 · D/A · $38,455,000 sold of $962,640,000 · 73 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Aug 23, 2013 · D/A · $37,505,000 sold of $1,000,000,000 · 95 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Sep 10, 2012 · D · $29,275,000 sold of $1,000,000,000 · 60 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $38.5M from 95 investors (4% of the $962.6M target) as of the latest filing. Howard is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Lubert Adler

LLR EQUITY PARTNERS IV, L.P.

Philadelphia, PA · Sep 10, 2012 → Mar 13, 2014 · 3 filings
  • Mar 13, 2014 · D/A · $874,185,000 sold of $962,640,000 · 136 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Aug 23, 2013 · D/A · $856,885,000 sold of $1,000,000,000 · 134 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Sep 10, 2012 · D · $508,912,145 sold of $1,000,000,000 · 87 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $874.2M from 136 investors (91% of the $962.6M target) as of the latest filing. Howard is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

ATG / USM Holdings, LLC

Hazelwood, MO · Jan 23, 2013
  • Jan 23, 2013 · D · $182,100,000 sold of $182,100,000 · 2 investors · min. $81,200,000 · role: Director (Manager) EDGAR ↗

Raised $182.1M from 2 investors (100% of the $182.1M target) as of the latest filing. Howard is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Retailing

FIVE BELOW, INC

Philadelphia, PA · Oct 28, 2010
  • Oct 28, 2010 · D · $194,000,000 sold of $194,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $194M from 14 investors (100% of the $194M target) as of the latest filing. Howard is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Howard J. Ross — MD, 1 issuer, Jul 3, 2013 → Jul 3, 2013 · no shared issuer
  • Howard Ross — NY, 1 issuer, May 3, 2016 → Sep 11, 2018 · no shared issuer
  • Howard W Ross — NJ, 1 issuer, Oct 31, 2024 → Oct 31, 2024 · no shared issuer

People around Howard 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

LLR CAPITAL IV

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

Management entity

LLR Management HoldCo, L.P.

Promoter · 4 shared filings (3 issuers)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

Management entity

LLR Capital V, L.P.

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

Management entity

LLR Capital VI, L.P.

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

Management entity

LLR Walnut, L.P.

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

Management entity

LLR Capital VII, L.P.

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

Management entity

LLR Capital VII, L.P.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

Management entity

LLR Capital Keystone I, L.P.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Reuter

Executive Officer, Director · 19 shared filings (10 issuers) · also on 4 other issuers

David Reuter is on 14 issuers in total — a repeat sponsor. Their page lists every one.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Perricelli

Executive Officer, Director · 16 shared filings (9 issuers) · also on 3 other issuers

Scott Perricelli is on 12 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mitchell Hollin

Executive Officer, Director · 16 shared filings (9 issuers) · also on 2 other issuers

Mitchell Hollin is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

SETH J LEHR

Executive Officer, Director · 12 shared filings (6 issuers) · also on 2 other issuers

SETH J LEHR is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Slye

Executive Officer, Director · 10 shared filings (7 issuers)

Jack Slye is on 7 issuers in total — a repeat sponsor. Their page lists every one.

IL
No photo found yet (own website and image search run after this page is viewed)
Person

Ira M. Lubert

Executive Officer, Director · 10 shared filings (4 issuers) · also on 52 other issuers

Ira M. Lubert is on 56 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Stienes

Executive Officer, Director · 9 shared filings (6 issuers) · also on 3 other issuers

David Stienes is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Sasank Aleti

Director, Executive Officer · 5 shared filings (4 issuers) · also on 1 other issuer

Sasank Aleti is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

TODD MORRISSEY

Executive Officer, Director · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Howard D Ross. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

GREG CASE

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Levenberg

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Clifford Wagner

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Scaff

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

John Dieter Thompson

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Collins

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Howard D Ross. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Mussafer

Director · 1 shared filing (1 issuer) · also on 4 other issuers

David Mussafer is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Sargent

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Howard D Ross. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Schlessinger

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

TV
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Vellios

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Crawford

Director · 1 shared filing (1 issuer) · also on 104 other issuers

Andrew Crawford is on 105 issuers in total — a repeat sponsor. Their page lists every one.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Bull

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

KEITH PALUMBO

Director · 1 shared filing (1 issuer) · also on 4 other issuers

KEITH PALUMBO is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Berkin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Gouy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Luceri

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Pivar

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Rogers

Director · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Burfield

Director · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Bergantino

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

John Benjamin Trowbridge

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Howard D Ross. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Arey

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Howard D Ross. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Stephanie Walters

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Howard D Ross. Their page shows their other deals.

The team behind the deals

Sponsor group

Lubert Adler

105 issuers · 267 filings · $20.02B reported sold · 2009–2026

One team, 105 deal companies. Howard D Ross is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name HOWARD D ROSS.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 13 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): LLR Keystone I, L.P., LLR Equity Partners VII Co-Invest (T), L.P., LLR Equity Partners VII, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 11 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to HOWARD D ROSS by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 13 issuers this person is listed on — 1 issuer has property records: FIVE BELOW, INC (11).

Public profiles and social

Websites and social links of the issuers Howard D Ross is listed on: none on file. No website or social profile named in LLR EQUITY PARTNERS IV, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #320,891 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Philadelphia, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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