Hobbs E. Charles is listed as an executive officer on 5 SEC Form D filings by 2 issuers between Mar 2012 and Mar 2014: Kriticos International Ltd (New York, NY — pooled investment fund — 2012–2014; $237M reported sold to 25 investors) and Kriticos Partners, L.P. (New York, NY — pooled investment fund — 2012–2013; $154.3M reported sold to 15 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $391.4M sold in total.
Listed alongside Brian F. Nichols (5 shared filings), James S. Chanos (5 shared filings) and Martin Lang (3 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Hobbs. Each name links to their own page.
All 2 issuers belong to the sponsor group Kynikos (20 issuers, $3.49B reported sold, 2009–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Kynikos has 20 companies on file and $3.49B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Hobbs E. Charles and found 2 differences, 2 worth asking the sponsor about: Hobbs E. Charles is no longer listed on the Mar 17, 2015 amendment; Hobbs E. Charles is no longer listed on the Mar 17, 2014 amendment.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.