PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:11 AM ET

Sponsor Check › Management entity

HY

High Yield GP D.

Management entity named on Form D filings · CA · Nov 1, 2017 → Mar 9, 2018

1deal (issuers)
$48.8Mreported sold
47investors
2Form D filings
2017–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

High Yield GP D. is a management entity listed as a promoter on 2 SEC Form D filings by 1 issuer between Nov 2017 and Mar 2018: DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD. (Santa Monica, CA — pooled investment fund — 2017–2018; $48.8M reported sold to 47 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside DALTON INVESTMENTS, INC. (2 shared filings, management entity), David Haynie (2 shared filings), David Robinson (2 shared filings), Kyle Kazan (2 shared filings), Ryan Hetherington (2 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around High. Each name links to their own page.

The issuer belongs to the sponsor group Dalton (39 issuers, $1.25B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Dalton has 39 companies on file and $1.25B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 39 court cases matching the name, 21 bankruptcy cases matching the name listed in Key records below.

What this means 60 records came back, including 7 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for High Yield GP D. and found 5 differences: Bankruptcy case: Verano Recovery, LLC, a California limited liabili v. RoBott Land High Yield I LLC; Bankruptcy case: WM Trust High Yield Fund v. Potashner; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for High Yield GP D. has not run yet — it is joining a line of 22,082 names; searches run around the clock at the hosts' allowed rate. Searched so far: 421 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

39 cases: 7 open, 8 closed (disposition not in docket feed), 22 dismissed, 2 judgment

Revere High Yield Fund, LP v. Hegon Corporation open
District Court, D. Puerto Rico · No. 3:18-cv-01812 · Filed Oct 30, 2018 · Nature of suit: 190 Other contract actions
Role of Revere High Yield Fund, LP v. Hegon Corporation: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in PR (not the issuer's state)
United States v. ALLY BANK HIGH YIELD 12-MONTH CD ACCOUNT 8781 open
District Court, W.D. Pennsylvania · No. 1:15-mj-00100 · Filed Aug 18, 2015
Role of United States v. ALLY BANK HIGH YIELD 12-MONTH CD ACCOUNT 8781: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
United States v. ALLY BANK HIGH YIELD 12-MONTH CD ACCOUNT 8781 open
District Court, W.D. Pennsylvania · No. 1:15-mj-00100 · Filed Aug 18, 2015
Role of United States v. ALLY BANK HIGH YIELD 12-MONTH CD ACCOUNT 8781: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
United States v. In the matter of the seizure of all funds contained in the Wells Fargo Bank Savings High Yield account, account number xxxxxxxxx4867, in the name of Acacedric Ware closed
District Court, N.D. Texas · No. 3:15-mj-00364 · Filed May 27, 2015 · Closed Jun 8, 2015
Role of United States v. In the matter of the seizure of all funds contained in the Wells Fargo Bank Savings High Yield account, account number xxxxxxxxx4867, in the name of Acacedric Ware: Party · Outcome: Terminated 2015-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
United States v. In the matter of the seizure of all funds contained in the Wells Fargo Bank Savings High Yield account, account number xxxxxxxxx4867, in the name of Acacedric Ware closed
District Court, N.D. Texas · No. 3:15-mj-00364 · Filed May 27, 2015 · Closed Jun 8, 2015
Role of United States v. In the matter of the seizure of all funds contained in the Wells Fargo Bank Savings High Yield account, account number xxxxxxxxx4867, in the name of Acacedric Ware: Party · Outcome: Terminated 2015-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Revere High Yield GP, LLC v. Briner closed
District Court, D. Connecticut · No. 3:13-cv-00707 · Filed May 15, 2013 · Closed Jun 26, 2013 · Nature of suit: 450 Commerce ICC Rates, Etc. · Cause: 28:1446 Notice of Removal
Role of Revere High Yield GP, LLC v. Briner: Party · Outcome: Terminated 2013-06-26 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
Capital Partners High Yield Mezzanine Fund LLC v. Ruden McClosky PA dismissed
District Court, S.D. Florida · No. 0:12-cv-60324 · Filed Feb 23, 2012 · Closed May 3, 2012 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Capital Partners High Yield Mezzanine Fund LLC v. Ruden McClosky PA: Party · Outcome: Terminated 2012-05-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
SCHWARTZMAN in his capacity as reciever for Robert Stinson, Jr. Life's Good, Inc. Life's Good S.T.A.B.L. Mortgage Fund, LLC Life's Good High Yield Mortgage Fund, LLC v. HARRIS dismissed
District Court, E.D. Pennsylvania · No. 2:11-cv-01354 · Filed Feb 28, 2011 · Closed Aug 29, 2013 · Nature of suit: 850 Securities, Commodities, Exchange
Role of SCHWARTZMAN in his capacity as reciever for Robert Stinson, Jr. Life's Good, Inc. Life's Good S.T.A.B.L. Mortgage Fund, LLC Life's Good High Yield Mortgage Fund, LLC v. HARRIS: Party · Outcome: Terminated 2013-08-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Crews & Associates Inc v. Nuveen High Yield Municipal Bond Fund dismissed
District Court, E.D. Arkansas · No. 4:10-cv-01098 · Filed Jul 30, 2010 · Closed Sep 20, 2011 · Nature of suit: 850 Securities/Commodities · Cause: 28:2201 Declaratory Judgement
Role of Crews & Associates Inc v. Nuveen High Yield Municipal Bond Fund: Party · Outcome: Terminated 2011-09-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in AR (not the issuer's state)
Nuveen High Yield Municipal Bond Fund v. Crews & Associates Inc dismissed
District Court, E.D. Arkansas · No. 4:10-cv-00548 · Filed Jun 7, 2010 · Closed Jul 29, 2010 · Nature of suit: 160 Stockholders Suits · Cause: 28:1332 Diversity - Stockholders Suits
Role of Nuveen High Yield Municipal Bond Fund v. Crews & Associates Inc: Party · Outcome: Terminated 2010-07-29 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
company name words appear in the caption; court in AR (not the issuer's state)
Donoghue v. Morgan Stanley High Yield Fund judgment
District Court, S.D. New York · No. 1:10-cv-03131 · Filed Apr 13, 2010 · Closed Mar 31, 2011 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Donoghue v. Morgan Stanley High Yield Fund: Party · Outcome: Terminated 2011-03-31 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
SCHWARTZ v. STAR HIGH YIELD INVESTMENT MAN dismissed
District Court, S.D. Texas · No. · Filed Aug 16, 2008 · Closed Apr 29, 2009 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of SCHWARTZ v. STAR HIGH YIELD INVESTMENT MAN: Party · Outcome: Terminated 2009-04-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Mainstay High Yield Corporate Bond Fund v. Heartland Industrial Partners, L. P. dismissed
District Court, E.D. Michigan · No. 2:07-cv-10542 · Filed Feb 5, 2007 · Closed Jun 10, 2010 · Nature of suit: 850 Securities/Commodities · Cause: No cause code entered
Role of Mainstay High Yield Corporate Bond Fund v. Heartland Industrial Partners, L. P.: Party · Outcome: Terminated 2010-06-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Morgan Stanley High Yield Securities Inc. v. Jecklin closed
District Court, D. Maryland · No. 1:07-cv-00230 · Filed Jan 25, 2007 · Closed Mar 16, 2007 · Nature of suit: 890 Other statutory actions
Role of Morgan Stanley High Yield Securities Inc. v. Jecklin: Party · Outcome: Terminated 2007-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Merrill Lynch Master Basic Value Trust Fund v. Corporate High Yield Fund V dismissed
District Court, D. Colorado · No. 1:06-cv-02238 · Filed Nov 7, 2006 · Closed Aug 14, 2008 · Nature of suit: 850 Securities, Commodities, Exchange · Cause: 15:77 Securities Fraud
Role of Merrill Lynch Master Basic Value Trust Fund v. Corporate High Yield Fund V: Party · Outcome: Terminated 2008-08-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
High Yield Plus v. Spiga Flowers, Inc. closed
District Court, S.D. Florida · No. 1:06-cv-20654 · Filed Mar 15, 2006 · Closed Sep 29, 2006 · Nature of suit: 190 Other contract actions
Role of High Yield Plus v. Spiga Flowers, Inc.: Party · Outcome: Terminated 2006-09-29 — FJC Integrated Database disposition: Other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Pandora Select Partners, L.P. v. Whitebox Hedged High Yield Partners, L.P. dismissed
District Court, S.D. New York · No. 1:06-cv-00938 · Filed Feb 7, 2006 · Closed May 29, 2007 · Nature of suit: 190 Other contract actions
Role of Pandora Select Partners, L.P. v. Whitebox Hedged High Yield Partners, L.P.: Party · Outcome: Terminated 2007-05-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley High Yield Securities Inc v. Jecklin judgment
District Court, D. Nevada · No. 2:05-cv-01364 · Filed Nov 15, 2005 · Closed Mar 31, 2019 · Nature of suit: Contract: Recovery/Enforcement · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley High Yield Securities Inc v. Jecklin: Party · Outcome: Terminated 2019-03-31 — FJC Integrated Database disposition: Judgment on court trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Deloitte & Touche LLP v. WM High Yield Fund closed
District Court, D. Massachusetts · No. 4:05-mc-40009 · Filed May 31, 2005 · Closed May 18, 2010
Role of Deloitte & Touche LLP v. WM High Yield Fund: Party · Outcome: Terminated 2010-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
US High Yield Investments BV v. PricewaterhouseCoopers LLP dismissed
District Court, D. South Carolina · No. 3:05-cv-00714 · Filed Mar 7, 2005 · Closed Aug 28, 2006 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of US High Yield Investments BV v. PricewaterhouseCoopers LLP: Party · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
OCM High Yield Trust v. PricewaterhouseCoopers LLP dismissed
District Court, D. South Carolina · No. 3:05-cv-00606 · Filed Feb 24, 2005 · Closed Aug 28, 2006 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of OCM High Yield Trust v. PricewaterhouseCoopers LLP: Party · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
PIMCO Funds: Pacific Investment Management Series - PIMCO High Yield Fund v. PricewaterhouseCoopers LLP dismissed
District Court, D. South Carolina · No. 3:05-cv-00603 · Filed Feb 24, 2005 · Closed Aug 28, 2006 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of PIMCO Funds: Pacific Investment Management Series - PIMCO High Yield Fund v. PricewaterhouseCoopers LLP: Party · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
PIMCO Funds: Global Investors Series PLC - High Yield Fund v. PricewaterhouseCoopers LLP dismissed
District Court, D. South Carolina · No. 3:05-cv-00600 · Filed Feb 24, 2005 · Closed Aug 28, 2006 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of PIMCO Funds: Global Investors Series PLC - High Yield Fund v. PricewaterhouseCoopers LLP: Party · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
PIMCO Variable Insurance Trust - High Yield Portfolio v. PricewaterhouseCoopers LLP dismissed
District Court, D. South Carolina · No. 3:05-cv-00597 · Filed Feb 24, 2005 · Closed Aug 28, 2006 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of PIMCO Variable Insurance Trust - High Yield Portfolio v. PricewaterhouseCoopers LLP: Party · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
TCW High Yield Limited Partnership v. PricewaterhouseCoopers LLP dismissed
District Court, D. South Carolina · No. 3:05-cv-00561 · Filed Feb 23, 2005 · Closed Aug 28, 2006 · Nature of suit: Securities/Commodities · Cause: 15:77 Securities Fraud
Role of TCW High Yield Limited Partnership v. PricewaterhouseCoopers LLP: Party · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
v. TCW High Yield Fund dismissed
District Court, D. South Carolina · No. 3:05-cv-00560 · Filed Feb 23, 2005 · Closed Aug 28, 2006 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of v. TCW High Yield Fund: Party · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
AAL High Yield Bond Fund v. Ruttenberg closed
District Court, N.D. Georgia · No. 1:04-mi-00219 · Filed Aug 18, 2004 · Closed Sep 20, 2004
Role of AAL High Yield Bond Fund v. Ruttenberg: Party · Outcome: Terminated 2004-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
T. Rowe Price Tax-Free High Yield Fund, Incorporated v. Sughrue closed
District Court, D. Massachusetts · No. 1:04-cv-11667 · Filed Jul 27, 2004 · Closed Apr 28, 2005
Role of T. Rowe Price Tax-Free High Yield Fund, Incorporated v. Sughrue: Party · Outcome: Terminated 2005-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
WM HIGH YIELD FUND v. O'HANLON dismissed
District Court, E.D. Pennsylvania · No. 2:04-cv-03423 · Filed Jul 19, 2004 · Closed Jul 24, 2015 · Nature of suit: 850 Other Statutes: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of WM HIGH YIELD FUND v. O'HANLON: Party · Outcome: Terminated 2015-07-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
MORGAN STANLEY HIGH YIELD SECURITIES INC. v. SEVEN CIRCLE GAMING CORPORATION open
District Court, D. New Jersey · No. 2:04-mc-00156 · Filed Jun 3, 2004
Role of MORGAN STANLEY HIGH YIELD SECURITIES INC. v. SEVEN CIRCLE GAMING CORPORATION: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley High Yield Securities, Inc. VS Seven Circle Gaming Corp. dismissed
District Court, D. Nevada · No. 2:04-cv-00497 · Filed Apr 21, 2004 · Closed Sep 22, 2008 · Nature of suit: 890 Other statutory actions
Role of Morgan Stanley High Yield Securities, Inc. VS Seven Circle Gaming Corp.: Party · Outcome: Terminated 2008-09-22 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Ruchka v. American Skandia Advisor Funds Inc.-Federated High Yield Bond Fund dismissed
District Court, D. Maryland · No. 1:04-cv-00929 · Filed Apr 1, 2004 · Closed Aug 17, 2012 · Nature of suit: 850 Securities, Commodities, Exchange · Cause: 15:78m(a) Securities Exchange Act
Role of Ruchka v. American Skandia Advisor Funds Inc.-Federated High Yield Bond Fund: Party · Outcome: Terminated 2012-08-17 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Steinberg v. American Skandia Advisor Funds Inc.-Federated High Yield Bond Fund dismissed
District Court, D. Maryland · No. 1:04-cv-00931 · Filed Mar 29, 2004 · Closed Aug 17, 2012 · Nature of suit: 850 Securities, Commodities, Exchange · Cause: 15:78m(a) Securities Exchange Act
Role of Steinberg v. American Skandia Advisor Funds Inc.-Federated High Yield Bond Fund: Party · Outcome: Terminated 2012-08-17 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Morgan Stanley High Yield Securities,Inc., etal v. Seven Circle Gaming Corporation, etal open
District Court, D. Nevada · No. 2:04-ms-00017 · Filed Mar 26, 2004
Role of Morgan Stanley High Yield Securities,Inc., etal v. Seven Circle Gaming Corporation, etal: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
High Yield Fund, L.P. v. Ashley Capital Corp. dismissed
District Court, N.D. Ohio · No. 1:02-cv-01538 · Filed Aug 6, 2002 · Closed Apr 2, 2004 · Nature of suit: 190 Other contract actions
Role of High Yield Fund, L.P. v. Ashley Capital Corp.: Party · Outcome: Terminated 2004-04-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
IDS High Yield Tax v. Kemper Securities dismissed
District Court, D. Minnesota · No. 4:94-cv-00303 · Filed Mar 31, 1994 · Closed Jun 30, 1995 · Nature of suit: 850 Securities, Commodities, Exchange
Role of IDS High Yield Tax v. Kemper Securities: Party · Outcome: Terminated 1995-06-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MN (not the issuer's state)
GRAPHIC TECHNOLOGIES v. HIGH YIELD TONER CO open
District Court, W.D. Pennsylvania · No. 2:93-mc-00742 · Filed Dec 30, 1993
Role of GRAPHIC TECHNOLOGIES v. HIGH YIELD TONER CO: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
GRAPHIC TECHNOLOGIES v. HIGH YIELD TONER open
District Court, W.D. Pennsylvania · No. 2:93-mc-00720 · Filed Dec 15, 1993
Role of GRAPHIC TECHNOLOGIES v. HIGH YIELD TONER: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
HIGH YIELD TONER CORP v. PELIKAN, INC. dismissed
District Court, E.D. New York · No. · Filed Nov 21, 1988 · Closed Jul 26, 1989 · Nature of suit: 190 Other contract actions
Role of HIGH YIELD TONER CORP v. PELIKAN, INC.: Party · Outcome: Terminated 1989-07-26 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched High Yield GP D...

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 21 closed (disposition not in docket feed)

High Yield Realty LLC v. Blackstone Investment Group closed
United States Bankruptcy Court, S.D. Texas · No. 24-03140 · Filed Jul 11, 2024 · Closed Oct 1, 2024
Role of High Yield Realty LLC v. Blackstone Investment Group: Party · Outcome: Case closed 2024-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Committee of Unsecured Creditors for ESJ Towers, I v. PARLIAMENT HIGH YIELD FUNDS LLC closed
United States Bankruptcy Court, D. Puerto Rico · No. 24-00054 · Filed Jun 9, 2024 · Closed Jun 12, 2024
Role of Committee of Unsecured Creditors for ESJ Towers, I v. PARLIAMENT HIGH YIELD FUNDS LLC: Party · Outcome: Case closed 2024-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PR (not the issuer's state)
Verano Recovery, LLC, a California limited liabili v. RoBott Land High Yield I LLC closed
United States Bankruptcy Court, C.D. California · No. 2:21-ap-01190 · Filed Sep 17, 2021 · Closed Aug 24, 2022
Role of Verano Recovery, LLC, a California limited liabili v. RoBott Land High Yield I LLC: Party · Outcome: Case closed 2022-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Revere High Yield Fund, LP v. Pumphrey, Jr closed
United States Bankruptcy Court, S.D. Texas · No. 20-03414 · Filed Sep 14, 2020 · Closed Jan 23, 2023
Role of Revere High Yield Fund, LP v. Pumphrey, Jr: Party · Outcome: Case closed 2023-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Brown v. Revere High Yield Fund, L.P. closed
United States Bankruptcy Court, S.D. Florida. · No. 20-01244 · Filed Jun 23, 2020 · Closed Jan 29, 2021
Role of Brown v. Revere High Yield Fund, L.P.: Party · Outcome: Case closed 2021-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Revere High Yield Fund, LP v. Pumphrey, Jr closed
United States Bankruptcy Court, S.D. Texas · No. 20-03182 · Filed Jun 4, 2020 · Closed Dec 22, 2020
Role of Revere High Yield Fund, LP v. Pumphrey, Jr: Party · Outcome: Case closed 2020-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Pride of Austin High Yield Fund I, LLC v. Cash closed
United States Bankruptcy Court, W.D. Texas · No. 14-01080 · Filed Jul 21, 2014 · Closed Feb 17, 2015
Role of Pride of Austin High Yield Fund I, LLC v. Cash: Party · Outcome: Case closed 2015-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
High Yield Plus Inc v. Levin closed
United States Bankruptcy Court, S.D. Florida. · No. 13-01064 · Filed Jan 22, 2013 · Closed Aug 12, 2013
Role of High Yield Plus Inc v. Levin: Party · Outcome: Case closed 2013-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
The Official Commitee of Unsecured Creditors of Wa v. Veritas High Yield Fund LLC closed
United States Bankruptcy Court, D. New Jersey · No. 12-01752 · Filed Jul 26, 2012 · Closed Feb 22, 2013
Role of The Official Commitee of Unsecured Creditors of Wa v. Veritas High Yield Fund LLC: Party · Outcome: Case closed 2013-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
CA High Yield Fund, LLC closed
United States Bankruptcy Court, D. Delaware · No. 11-13397 · Filed Oct 25, 2011 · Closed Jan 30, 2014
Role of CA High Yield Fund, LLC: Party · Outcome: Case closed 2014-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
CA High Yield Offshore Fund, Ltd. closed
United States Bankruptcy Court, D. Delaware · No. 11-13400 · Filed Oct 25, 2011 · Closed Jan 30, 2014
Role of CA High Yield Offshore Fund, Ltd.: Party · Outcome: Case closed 2014-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Lehman Commercial Paper Inc. v. BlueBay High Yield Bond Fund closed
United States Bankruptcy Court, S.D. New York · No. 10-03831 · Filed Oct 5, 2010 · Closed Dec 23, 2014
Role of Lehman Commercial Paper Inc. v. BlueBay High Yield Bond Fund: Party · Outcome: Case closed 2014-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Star High Yield Investment Management Corp., Inc. v. Schwartz closed
United States Bankruptcy Court, S.D. Texas · No. 07-03170 · Filed Mar 29, 2007 · Closed Aug 28, 2008
Role of Star High Yield Investment Management Corp., Inc. v. Schwartz: Party · Outcome: Case closed 2008-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
High Yield Plus Inc v. Donado closed
United States Bankruptcy Court, S.D. Florida. · No. 06-02035 · Filed Oct 30, 2006 · Closed Dec 14, 2007
Role of High Yield Plus Inc v. Donado: Party · Outcome: Case closed 2007-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
WM Trust High Yield Fund v. Potashner closed
United States Bankruptcy Court, N.D. California · No. 05-05338 · Filed Jun 14, 2005 · Closed May 11, 2007
Role of WM Trust High Yield Fund v. Potashner: Party · Outcome: Case closed 2007-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Dickey v. Aim High Yield Fund closed
United States Bankruptcy Court, D. Colorado · No. 02-01494 · Filed Oct 7, 2002 · Closed Mar 16, 2005
Role of Dickey v. Aim High Yield Fund: Party · Outcome: Case closed 2005-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Hayes Lemmerz International, Inc. v. PACHOLDER HIGH YIELD FUND, INC. closed
United States Bankruptcy Court, D. Delaware · No. 02-04457 · Filed Jun 13, 2002 · Closed Sep 20, 2004
Role of Hayes Lemmerz International, Inc. v. PACHOLDER HIGH YIELD FUND, INC.: Party · Outcome: Case closed 2004-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Richard C. Breeden, Esq. v. A.F. High Yield Fund LLC closed
United States Bankruptcy Court, N.D. New York · No. 98-43351 · Filed Mar 19, 1998 · Closed Jan 25, 1999
Role of Richard C. Breeden, Esq. v. A.F. High Yield Fund LLC: Party · Outcome: Case closed 1999-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Mfs High Yield Municipal Bond Fund v. Longterm Care Foundation Of America closed
United States Bankruptcy Court, C.D. California · No. 8:93-ap-01353 · Filed May 3, 1993 · Closed Aug 11, 1993
Role of Mfs High Yield Municipal Bond Fund v. Longterm Care Foundation Of America: Party · Outcome: Case closed 1993-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Brauvin High Yield Fund L.P.II v. Guiles closed
United States Bankruptcy Court, E.D. Wisconsin · No. 91-02195 · Filed Jun 10, 1991 · Closed Jun 14, 1991
Role of Brauvin High Yield Fund L.P.II v. Guiles: Party · Outcome: Case closed 1991-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in WI (not the issuer's state)
Brauvin High Yield Fund L.P.II v. Schiefelbein closed
United States Bankruptcy Court, E.D. Wisconsin · No. 91-02194 · Filed Jun 10, 1991 · Closed Jun 14, 1991
Role of Brauvin High Yield Fund L.P.II v. Schiefelbein: Party · Outcome: Case closed 1991-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in WI (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for High Yield GP D. (compared 2 filings on Oct 24, 2026)

Note · Sep 17, 2021 – Aug 24, 2022

Bankruptcy case: Verano Recovery, LLC, a California limited liabili v. RoBott Land High Yield I LLC — filed Sep 17, 2021

United States Bankruptcy Court, C.D. California docket "Verano Recovery, LLC, a California limited liabili v. RoBott Land High Yield I LLC" filed Sep 17, 2021, closed Aug 24, 2022. High Yield GP D. is listed as Party ("Verano Recovery, LLC, a California limited liabili v. RoBott Land High Yield I LLC"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jun 14, 2005 – May 11, 2007

Bankruptcy case: WM Trust High Yield Fund v. Potashner — filed Jun 14, 2005

United States Bankruptcy Court, N.D. California docket "WM Trust High Yield Fund v. Potashner" filed Jun 14, 2005, closed May 11, 2007. High Yield GP D. is listed as Party ("WM Trust High Yield Fund v. Potashner"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · May 3, 1993 – Aug 11, 1993

Bankruptcy case: Mfs High Yield Municipal Bond Fund v. Longterm Care Foundation Of America — filed May 3, 1993

United States Bankruptcy Court, C.D. California docket "Mfs High Yield Municipal Bond Fund v. Longterm Care Foundation Of America" filed May 3, 1993, closed Aug 11, 1993. High Yield GP D. is listed as Party ("Mfs High Yield Municipal Bond Fund v. Longterm Care Foundation Of America"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · May 3, 2010 – Mar 9, 2018

No amendment in the last 12 months on an offering that may still be open — DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD. (latest filing Mar 9, 2018)

The latest filing for this offering is dated Mar 9, 2018 (first sale May 3, 2010). It reports $48,812,010 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Apr 29, 2011 – Jan 4, 2012

Address moved from Los Angeles, CA to Santa Monica, CA — DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.

The people listed on the Apr 29, 2011 filing give Los Angeles, CA; on the Jan 4, 2012 filing they give Santa Monica, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 9, 2018 D/A
DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.
File 021-140397
$0$0$0
Dalton Investments LLC receives a percentage on an annualized basis of the assets under management for investment management services. Directors, if any, are paid director fees as well.
Stonehaven LLC BrokerCheck CRD 118913 ↗
via Stonehaven LLC (CRD 118913 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this entity is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named High Yield GP D. on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Dalton

DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.

Santa Monica, CA · Nov 1, 2017 → Mar 9, 2018 · 2 filings
  • Mar 9, 2018 · D/A · $48,812,010 sold of Indefinite · 47 investors · min. $1,000,000 · role: Promoter (Managing Shareholder of Issuer) EDGAR ↗
  • Nov 1, 2017 · D/A · $48,096,010 sold of Indefinite · 44 investors · min. $1,000,000 · role: Promoter (Managing Shareholder of Issuer) EDGAR ↗

Raised $48.8M from 47 investors as of the latest filing. High is listed as promoter on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around High 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

DALTON INVESTMENTS, INC.

Promoter · 2 shared filings (1 issuer) · also on 23 other issuers

DALTON INVESTMENTS, INC. is on 24 issuers in total — a repeat sponsor. Their page lists every one.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Steven D. Persky

Director · 2 shared filings (1 issuer) · also on 11 other issuers

Steven D. Persky is on 12 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Kazan

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Kyle Kazan is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Robinson

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as High Yield GP D.. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Haynie

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as High Yield GP D.. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Hetherington

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as High Yield GP D.. Their page shows their other deals.

The team behind the deals

Sponsor group

Dalton

39 issuers · 302 filings · $1.25B reported sold · 2009–2026

One team, 39 deal companies. High Yield GP D. is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name High Yield GP D..

Same business address

8 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched High Yield GP D..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

High Yield GP D. is matched through the issuers it is listed on; property records are tied to issuers, not to management companies, on this site. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers High Yield GP D. is listed on: none on file. No website or social profile named in DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #257,667 of 374,652 in line (845 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Santa Monica, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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