Henry Klein is listed as an executive officer and director on 11 SEC Form D filings by 5 issuers between Oct 2012 and Jul 2021: Ingwe Resicap LLC (Stamford, CT — pooled investment fund — 2019; $50M reported sold to 27 investors), Ingwe Capital Nectar LLC (Miami, FL — pooled investment fund — 2015–2021; $12.9M reported sold to 35 investors), Ingwe Capital Boost LLC (Miami, FL — pooled investment fund — 2012–2021; $2.51M reported sold to 15 investors), Vertoe Inc. (New York, NY — other technology — 2018–2019; $2M reported sold to 12 investors) and INGWE CAPITAL COCOBERRY LLC (Stamford, CT — pooled investment fund — 2015; $1.83M reported sold to 22 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $69.2M sold in total.
Listed alongside Neha Kesarwani (2 shared filings), Siddharth Khattri (2 shared filings) and Ingwe Resicap MM LLC (1 shared filing, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Henry. Each name links to their own page.
3 of the issuers belong to the sponsor group Ingwe (3 issuers, $6.36M reported sold, 2012–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Ingwe has 3 companies on file and $6.36M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name, 10 bankruptcy cases matching the name listed in Key records below.
What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 11 public filings for Henry Klein and found 12 differences, 2 worth asking the sponsor about: 8 Form Ds were filed more than 15 days after the first sale; Henry Klein is no longer listed on the Apr 4, 2019 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.