Henry Esber is listed as an executive officer and director on 18 SEC Form D filings by 2 issuers between Mar 2010 and Jan 2019: INNOVUS PHARMACEUTICALS, INC. (San Diego, CA — pharmaceuticals — 2012–2019; $4.48M reported sold to 28 investors) and SEELOS THERAPEUTICS, INC. (New York, NY — biotechnology — 2010; $4M reported sold to 13 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $8.48M sold in total.
Listed alongside Vivian Liu (18 shared filings), Bassam Damaj (16 shared filings), Ziad Mirza (15 shared filings), Morgan Reed Brown (7 shared filings), Edward Cox (2 shared filings) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Henry. Each name links to their own page.
1 of the issuers belongs to the sponsor group Innovus (3 issuers, $3.54M reported sold, 2012–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Innovus has 3 companies on file and $3.54M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 18 public filings for Henry Esber and found 12 differences, 1 worth asking the sponsor about: 7 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.