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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:37 AM ET

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Henry Cox

Named as an officer, director or promoter on SEC Form D filings · Bermuda (as filed: D0) · Apr 9, 2009 → Jun 28, 2021

4deals (issuers)
$196.1Mreported sold
217investors
24Form D filings
2009–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Henry Cox is listed as an executive officer and director on 24 SEC Form D filings by 4 issuers between Apr 2009 and Jun 2021: CARITAS ROYALTIES FUND (BERMUDA) LTD. (Hamilton Hm11, Bermuda (as filed: D0) — pooled investment fund — 2009–2021; $77.2M reported sold to 54 investors), Centaur Commercial Materials Fund Ltd. (Hamilton Hm12, Bermuda (as filed: D0) — pooled investment fund — 2010–2013; $61.6M reported sold to 37 investors), Caritas Royalties Fund II (Bermuda), Ltd. (Hamilton Hm12, Bermuda (as filed: D0) — pooled investment fund — 2009–2011; $31M reported sold to 34 investors) and Centaur Classic Convertible Arbitrage Fund Ltd. (Hamilton Hm12, Bermuda (as filed: D0) — pooled investment fund — 2010; $26.3M reported sold to 92 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $196.1M sold in total.

Listed alongside Allan Marshall (24 shared filings), Graham Pearson (22 shared filings), Martin Gutteridge (22 shared filings), D. Cornerstone Acquisition & Management Co., LLC (12 shared filings, management entity), Cornerstone Acquisition & Management Company, LLC (8 shared filings, management entity) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Henry. Each name links to their own page.

All 4 issuers belong to the sponsor group Caritas Royalty (9 issuers, $96.4M reported sold, 2009–2021).

What this means A sponsor group is one team that sets up a new company for each deal. Caritas Royalty has 9 companies on file and $96.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 32 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 24 public filings for Henry Cox and found 8 differences, 3 worth asking the sponsor about: 8 offerings reported less sold on a later filing than an earlier one; 5 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Henry Cox has not run yet — it is joining a line of 37,172 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Henry Cox v. Encore Receivable Management Inc dismissed
District Court, C.D. California · No. 2:11-cv-07515 · Filed Sep 12, 2011 · Closed Nov 29, 2011 · Nature of suit: 480 Consumer credit
Role of Henry Cox: Plaintiff · Outcome: Terminated 2011-11-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Henry Cox..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

32 cases: 32 closed (disposition not in docket feed)

Henry L. Cox closed
United States Bankruptcy Court, E.D. Wisconsin · No. 20-27151 · Filed Oct 29, 2020 · Closed Jan 28, 2021
Role of Henry L. Cox: Debtor · Outcome: Case closed 2021-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in WI (not a filing state)
Henry Cox closed
United States Bankruptcy Court, N.D. Alabama · No. 14-03205 · Filed Aug 15, 2014 · Closed Jan 6, 2015
Role of Henry Cox: Debtor · Outcome: Case closed 2015-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in AL (not a filing state)
Henry B. Cox closed
United States Bankruptcy Court, S.D. Texas · No. 13-70554 · Filed Oct 28, 2013 · Closed Jun 2, 2015
Role of Henry B. Cox: Debtor · Outcome: Case closed 2015-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in TX (not a filing state)
Henry C. Cox closed
United States Bankruptcy Court, D. Massachusetts · No. 11-19224 · Filed Sep 29, 2011 · Closed Feb 1, 2012
Role of Henry C. Cox: Debtor · Outcome: Case closed 2012-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in MA (not a filing state)
Henry L. Cox closed
United States Bankruptcy Court, E.D. Wisconsin · No. 11-27802 · Filed May 16, 2011 · Closed Aug 24, 2011
Role of Henry L. Cox: Debtor · Outcome: Case closed 2011-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in WI (not a filing state)
Henry O. Cox and Rosemary M. Cox closed
United States Bankruptcy Court, E.D. Texas · No. 09-10703 · Filed Nov 19, 2009 · Closed Mar 15, 2010
Role of Henry O. Cox and Rosemary M. Cox: Debtor · Outcome: Case closed 2010-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in TX (not a filing state)
Henry Cox and Marilyn E Cox closed
United States Bankruptcy Court, N.D. Alabama · No. 08-03528 · Filed Jul 24, 2008 · Closed Sep 25, 2014
Role of Henry Cox and Marilyn E Cox: Debtor · Outcome: Case closed 2014-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in AL (not a filing state)
Henry A. Cox closed
United States Bankruptcy Court, N.D. Ohio · No. 08-15078 · Filed Jul 2, 2008 · Closed Sep 12, 2012
Role of Henry A. Cox: Debtor · Outcome: Case closed 2012-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in OH (not a filing state)
Henry A. Cox closed
United States Bankruptcy Court, N.D. Ohio · No. 06-15548 · Filed Nov 10, 2006 · Closed Jul 11, 2008
Role of Henry A. Cox: Debtor · Outcome: Case closed 2008-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in OH (not a filing state)
Henry J. Cox closed
United States Bankruptcy Court, D. Massachusetts · No. 06-41813 · Filed Sep 12, 2006 · Closed Jan 23, 2008
Role of Henry J. Cox: Debtor · Outcome: Case closed 2008-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in MA (not a filing state)
Henry Cox closed
United States Bankruptcy Court, W.D. New York · No. 1-05-18665 · Filed Sep 27, 2005 · Closed Jan 26, 2006
Role of Henry Cox: Debtor · Outcome: Case closed 2006-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in NY (not a filing state)
Henry Cox closed
United States Bankruptcy Court, S.D. Texas · No. 05-42915 · Filed Aug 18, 2005 · Closed Oct 5, 2009
Role of Henry Cox: Debtor · Outcome: Case closed 2009-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in TX (not a filing state)
Henry Cox closed
United States Bankruptcy Court, E.D. New York · No. 1-05-11905 · Filed Feb 15, 2005 · Closed Jun 9, 2005
Role of Henry Cox: Debtor · Outcome: Case closed 2005-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in NY (not a filing state)
Henry L. Cox and Glenda A. Cox closed
United States Bankruptcy Court, N.D. Texas · No. 04-82247 · Filed Nov 10, 2004 · Closed Feb 9, 2005
Role of Henry L. Cox and Glenda A. Cox: Debtor · Outcome: Case closed 2005-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in TX (not a filing state)
Henry Cox and Elaine Cox closed
United States Bankruptcy Court, M.D. Alabama · No. 04-30745 · Filed Mar 12, 2004 · Closed Jul 6, 2004
Role of Henry Cox and Elaine Cox: Debtor · Outcome: Case closed 2004-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in AL (not a filing state)
Henry L. Cox closed
United States Bankruptcy Court, E.D. Wisconsin · No. 03-26623 · Filed Apr 25, 2003 · Closed Aug 14, 2003
Role of Henry L. Cox: Debtor · Outcome: Case closed 2003-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in WI (not a filing state)
Henry B Cox and Velma B. Cox closed
United States Bankruptcy Court, D. South Carolina · No. 00-09755 · Filed Oct 30, 2000 · Closed Oct 9, 2002
Role of Henry B Cox and Velma B. Cox: Debtor · Outcome: Case closed 2002-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in SC (not a filing state)
Henry M. Cox closed
United States Bankruptcy Court, W.D. Missouri · No. 99-40408 · Filed Feb 5, 1999 · Closed May 12, 1999
Role of Henry M. Cox: Debtor · Outcome: Case closed 1999-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in MO (not a filing state)
Henry Cox and Paula Cox closed
United States Bankruptcy Court, S.D. California · No. 99-00324 · Filed Jan 12, 1999 · Closed May 13, 2002
Role of Henry Cox and Paula Cox: Debtor · Outcome: Case closed 2002-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state)
Henry L. Jr. Cox closed
United States Bankruptcy Court, E.D. Virginia · No. 98-38348 · Filed Nov 9, 1998 · Closed Mar 15, 2000
Role of Henry L. Jr. Cox: Debtor · Outcome: Case closed 2000-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in VA (not a filing state)
Henry C. Cox and Dianne J. Cox closed
United States Bankruptcy Court, M.D. Florida · No. 3:98-bk-07144 · Filed Sep 3, 1998 · Closed Jan 13, 1999
Role of Henry C. Cox and Dianne J. Cox: Debtor · Outcome: Case closed 1999-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in FL (not a filing state)
Henry Cox closed
United States Bankruptcy Court, E.D. Missouri · No. 98-45434 · Filed May 15, 1998 · Closed Oct 29, 1998
Role of Henry Cox: Debtor · Outcome: Case closed 1998-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in MO (not a filing state)
Henry M. Cox and Deniece A. Cox closed
United States Bankruptcy Court, E.D. Michigan · No. 97-32141 · Filed Oct 22, 1997 · Closed Mar 4, 1998
Role of Henry M. Cox and Deniece A. Cox: Debtor · Outcome: Case closed 1998-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in MI (not a filing state)
Henry L. Cox closed
United States Bankruptcy Court, E.D. Wisconsin · No. 96-25692 · Filed Jul 15, 1996 · Closed Oct 23, 1996
Role of Henry L. Cox: Debtor · Outcome: Case closed 1996-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in WI (not a filing state)
Henry T Cox and Donna R Cox closed
United States Bankruptcy Court, S.D. Ohio · No. 1:96-bk-12820 · Filed Jun 7, 1996 · Closed Apr 24, 1997
Role of Henry T Cox and Donna R Cox: Debtor · Outcome: Case closed 1997-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in OH (not a filing state)
Henry E. Cox closed
United States Bankruptcy Court, S.D. Georgia · No. 92-40250 · Filed Feb 4, 1992 · Closed Sep 8, 1992
Role of Henry E. Cox: Debtor · Outcome: Case closed 1992-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in GA (not a filing state)
HENRY COX closed
United States Bankruptcy Court, N.D. Alabama · No. 91-08107 · Filed Oct 21, 1991 · Closed Jul 14, 1993
Role of HENRY COX: Debtor · Outcome: Case closed 1993-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in AL (not a filing state)
Henry M. Cox and Suzanne R. Cox closed
United States Bankruptcy Court, W.D. Kentucky · No. 90-33549 · Filed Nov 5, 1990 · Closed Feb 6, 1991
Role of Henry M. Cox and Suzanne R. Cox: Debtor · Outcome: Case closed 1991-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in KY (not a filing state)
Henry Cox closed
United States Bankruptcy Court, N.D. Illinois · No. 90-05958 · Filed Mar 30, 1990 · Closed Mar 6, 1995
Role of Henry Cox: Debtor · Outcome: Case closed 1995-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in IL (not a filing state)
Henry D. Cox and Sherry J. Cox closed
United States Bankruptcy Court, M.D. Florida · No. 8:89-bk-08881 · Filed Dec 4, 1989 · Closed Sep 28, 1990
Role of Henry D. Cox and Sherry J. Cox: Debtor · Outcome: Case closed 1990-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in FL (not a filing state)
Henry A. Cox and Paula L. Cox closed
United States Bankruptcy Court, S.D. California · No. 89-06451 · Filed Aug 21, 1989 · Closed Jan 9, 1990
Role of Henry A. Cox and Paula L. Cox: Debtor · Outcome: Case closed 1990-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state)
Henry E. Cox and Judy Cox closed
United States Bankruptcy Court, W.D. Louisiana · No. 87-12782 · Filed Sep 10, 1987 · Closed Feb 3, 1988
Role of Henry E. Cox and Judy Cox: Debtor · Outcome: Case closed 1988-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in LA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Henry Cox — 3 worth asking about (compared 24 filings on Oct 24, 2026)

Worth asking · Jan 19, 2010 – Jun 28, 2021

8 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — CARITAS ROYALTIES FUND (BERMUDA) LTD. · Amount sold went down between filings — CARITAS ROYALTIES FUND (BERMUDA) LTD. · Amount sold went down between filings — CARITAS ROYALTIES FUND (BERMUDA) LTD. · Amount sold went down between filings — CARITAS ROYALTIES FUND (BERMUDA) LTD. · Amount sold went down between filings — CARITAS ROYALTIES FUND (BERMUDA) LTD. · and 3 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Jun 5, 2020 ↗Form D/A (later) · Jun 28, 2021 ↗CARITAS ROYALTIES FUND (BERMUDA) LTD. — PartnerFacts page ↗Form D/A (earlier) · May 15, 2019 ↗
Sources
Worth asking · Jun 29, 2010 – Jun 28, 2021

5 offerings reported fewer investors on a later filing

Investor count went down between filings — CARITAS ROYALTIES FUND (BERMUDA) LTD. · Investor count went down between filings — CARITAS ROYALTIES FUND (BERMUDA) LTD. · Investor count went down between filings — Centaur Commercial Materials Fund Ltd. · Investor count went down between filings — Centaur Commercial Materials Fund Ltd. · Investor count went down between filings — Caritas Royalties Fund II (Bermuda), Ltd.

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Jun 5, 2020 ↗Form D/A (later) · Jun 28, 2021 ↗CARITAS ROYALTIES FUND (BERMUDA) LTD. — PartnerFacts page ↗Form D/A (earlier) · Jul 10, 2015 ↗
Sources
Worth asking · Nov 5, 1995 – May 2, 2013

9 Form Ds were filed more than 15 days after the first sale

Form D filed 5,510 days after the first sale — Centaur Commercial Materials Fund Ltd. · Form D filed 5,384 days after the first sale — Centaur Classic Convertible Arbitrage Fund Ltd. · Form D filed 2,158 days after the first sale — CARITAS ROYALTIES FUND (BERMUDA) LTD. · Form D filed 1,762 days after the first sale — Caritas Royalties Fund II (Bermuda), Ltd. · Form D filed 4,311 days after the first sale — Centaur Commercial Materials Fund Ltd. · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 2, 2013 ↗Centaur Commercial Materials Fund Ltd. — PartnerFacts page ↗Form D · Aug 2, 2010 ↗Centaur Classic Convertible Arbitrage Fund Ltd. — PartnerFacts page ↗
Sources
Note · Nov 5, 1995 – Jun 28, 2021

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CARITAS ROYALTIES FUND (BERMUDA) LTD. (latest filing Jun 28, 2021) · No amendment in the last 12 months on an offering that may still be open — Centaur Commercial Materials Fund Ltd. (latest filing May 2, 2013) · No amendment in the last 12 months on an offering that may still be open — Centaur Commercial Materials Fund Ltd. (latest filing May 3, 2012) · No amendment in the last 12 months on an offering that may still be open — Caritas Royalties Fund II (Bermuda), Ltd. (latest filing Jul 12, 2011) · No amendment in the last 12 months on an offering that may still be open — Centaur Classic Convertible Arbitrage Fund Ltd. (latest filing Aug 2, 2010) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 28, 2021 ↗CARITAS ROYALTIES FUND (BERMUDA) LTD. — PartnerFacts page ↗Form D · May 2, 2013 ↗Centaur Commercial Materials Fund Ltd. — PartnerFacts page ↗
Sources
Note · Apr 9, 2009 – May 18, 2009

Henry Cox's role changed at Caritas Royalties Fund II (Bermuda), Ltd.: executive officer → director

The Apr 9, 2009 filing lists Henry Cox as executive officer; the May 18, 2009 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Apr 9, 2009 ↗Form D · May 18, 2009 ↗Henry Cox — PartnerFacts page ↗Caritas Royalties Fund II (Bermuda), Ltd. — PartnerFacts page ↗
Sources
Note · Apr 9, 2009 – May 18, 2009

Henry Cox's role changed at CARITAS ROYALTIES FUND (BERMUDA) LTD.: executive officer → director

The Apr 9, 2009 filing lists Henry Cox as executive officer; the May 18, 2009 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Apr 9, 2009 ↗Form D · May 18, 2009 ↗Henry Cox — PartnerFacts page ↗CARITAS ROYALTIES FUND (BERMUDA) LTD. — PartnerFacts page ↗
Sources
Note · Jan 19, 2010 – Jul 2, 2010

Minimum investment changed between filings — Centaur Commercial Materials Fund Ltd.

The Jan 19, 2010 filing lists a minimum of $100,000; the Jul 2, 2010 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 19, 2010 ↗Form D/A (later) · Jul 2, 2010 ↗Centaur Commercial Materials Fund Ltd. — PartnerFacts page ↗
Sources
Note · Jun 29, 2010 – Jul 12, 2012

5 address changes between filings

Address moved from Hamilton Hm11, Bermuda (as filed: D0) to Hamilton, Bermuda (as filed: D0) — CARITAS ROYALTIES FUND (BERMUDA) LTD. · Address moved from Hamilton Hm11, Bermuda (as filed: D0) to Hamilton, Bermuda (as filed: D0) — Centaur Commercial Materials Fund Ltd. · Address moved from Hamilton Hm12, Bermuda (as filed: D0) to Hamilton Hm11, Bermuda (as filed: D0) — CARITAS ROYALTIES FUND (BERMUDA) LTD. · Address moved from Hamilton Hm12, Bermuda (as filed: D0) to Hamilton Hm11, Bermuda (as filed: D0) — Centaur Commercial Materials Fund Ltd. · Address moved from Hamilton Hm12, Bermuda (as filed: D0) to Hamilton Hm11, Bermuda (as filed: D0) — Caritas Royalties Fund II (Bermuda), Ltd.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 12, 2011 ↗Form D/A · Jul 12, 2012 ↗CARITAS ROYALTIES FUND (BERMUDA) LTD. — PartnerFacts page ↗Form D/A · Jul 12, 2011 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 7 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 28, 2021 D/A
CARITAS ROYALTIES FUND (BERMUDA) LTD.
File 021-144188
$0$0$0None listed on this filingEDGAR ↗
May 2, 2013 D
Centaur Commercial Materials Fund Ltd.
File 021-195890
$0$0$0None listed on this filingEDGAR ↗
May 3, 2012 D/A
Centaur Commercial Materials Fund Ltd.
File 021-137943
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2011 D/A
Caritas Royalties Fund II (Bermuda), Ltd.
File 021-144185
$0$0$0None listed on this filingEDGAR ↗
Aug 2, 2010 D
Centaur Classic Convertible Arbitrage Fund Ltd.
File 021-145782
$0$0$0None listed on this filingEDGAR ↗
May 18, 2009 D
CARITAS ROYALTIES FUND (BERMUDA) LTD.
File 021-130099
$0$0$0None listed on this filingEDGAR ↗
May 18, 2009 D
Caritas Royalties Fund II (Bermuda), Ltd.
File 021-130101
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Henry Cox on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CR
Pooled Investment Fund · group: Caritas Royalty

CARITAS ROYALTIES FUND (BERMUDA) LTD.

Hamilton Hm11, Bermuda (as filed: D0) · Apr 9, 2009 → Jun 28, 2021 · 14 filings
  • Jun 28, 2021 · D/A · $19,622,594 sold of Indefinite · 40 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 5, 2020 · D/A · $32,947,632 sold of Indefinite · 54 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 15, 2019 · D/A · $40,283,653 sold of Indefinite · 44 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 25, 2018 · D/A · $40,082,068 sold of Indefinite · 40 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2017 · D/A · $39,531,982 sold of Indefinite · 39 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 20, 2016 · D/A · $54,377,651 sold of Indefinite · 36 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 10, 2015 · D/A · $76,517,155 sold of Indefinite · 44 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2014 · D/A · $67,498,164 sold of Indefinite · 38 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 3, 2013 · D/A · $77,222,343 sold of Indefinite · 33 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2012 · D/A · $64,821,993 sold of Indefinite · 29 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2011 · D/A · $46,408,542 sold of Indefinite · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 29, 2010 · D · $41,334,132 sold of Indefinite · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2009 · D · $44,000,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 9, 2009 · D · $44,000,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $77.2M from 54 investors as of the latest filing. Henry is listed as director, executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Caritas Royalty

Centaur Commercial Materials Fund Ltd.

Hamilton Hm12, Bermuda (as filed: D0) · Jan 19, 2010 → May 2, 2013 · 5 filings
  • May 2, 2013 · D · $37,855 sold of Indefinite · 19 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗
  • May 3, 2012 · D/A · $19,564,069 sold of Indefinite · 27 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗
  • Jul 12, 2011 · D/A · $52,627,696 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗
  • Jul 2, 2010 · D/A · $47,723,687 sold of Indefinite · 37 investors · min. No minimum reported · role: Director (Director of the Issuer and CCO of the Investment Consultant) EDGAR ↗
  • Jan 19, 2010 · D · $61,643,724 sold of Indefinite · 27 investors · min. $100,000 · role: Director (Director of the Issuer and CCO of the Investment Consultant) EDGAR ↗

Raised $61.6M from 37 investors as of the latest filing. Henry is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CR
Pooled Investment Fund · group: Caritas Royalty

Caritas Royalties Fund II (Bermuda), Ltd.

Hamilton Hm12, Bermuda (as filed: D0) · Apr 9, 2009 → Jul 12, 2011 · 4 filings
  • Jul 12, 2011 · D/A · $17,125,178 sold of Indefinite · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 29, 2010 · D · $17,500,646 sold of Indefinite · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2009 · D · $31,000,000 sold of Indefinite · 34 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 9, 2009 · D · $31,000,000 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $31M from 34 investors as of the latest filing. Henry is listed as director, executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CC
Pooled Investment Fund · group: Caritas Royalty

Centaur Classic Convertible Arbitrage Fund Ltd.

Hamilton Hm12, Bermuda (as filed: D0) · Aug 2, 2010
  • Aug 2, 2010 · D · $26,261,619 sold of Indefinite · 92 investors · min. No minimum reported · role: Director (Director of the Issuer and Director & CCO of the Investment Consultant) EDGAR ↗

Raised $26.3M from 92 investors as of the latest filing. Henry is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Henry 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CA
Management entity

Cornerstone Acquisition & Management Company, LLC

Promoter · 8 shared filings (3 issuers) · also on 4 other issuers

Cornerstone Acquisition & Management Company, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CH
Management entity

Carrigaholt Holdings Ltd.

Promoter · 5 shared filings (2 issuers)

Listed on the same filings as Henry Cox. Their page shows their other deals.

CP
Management entity

Centaur Performance Group, LLC

Promoter · 2 shared filings (2 issuers) · also on 5 other issuers

Centaur Performance Group, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CP
Management entity

Centaur Performance Group, LLC

Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Henry Cox. Their page shows their other deals.

CH
Management entity

Carrigahold Holdings Ltd.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Henry Cox. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Allan Marshall

Director, Executive Officer · 24 shared filings (4 issuers) · also on 2 other issuers

Allan Marshall is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Gutteridge

Director, Executive Officer · 22 shared filings (4 issuers)

Listed on the same filings as Henry Cox. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Graham Pearson

Director, Executive Officer · 22 shared filings (4 issuers)

Listed on the same filings as Henry Cox. Their page shows their other deals.

The team behind the deals

CR
Sponsor group

Caritas Royalty

9 issuers · 46 filings · $96.4M reported sold · 2009–2021

One team, 9 deal companies. Henry Cox is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Henry Cox.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Henry Cox by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Henry Cox is listed on: none on file. No website or social profile named in Centaur Commercial Materials Fund Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #330,183 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Hamilton Hm12, D0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

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