Heidi Ha is listed as a director and promoter on 12 SEC Form D filings by 7 issuers between Jun 2024 and Aug 2026. Largest by amount reported sold: Lingotto Mosaic Fund I-A, LP (New York, NY — pooled investment fund — 2024–2026; $301M reported sold to 2 investors), LINGOTTO MOSAIC FUND I-C, LP (New York, NY — pooled investment fund — 2024–2026; $200M reported sold to 1 investors), LiftForward, Inc. (New York, NY — other technology — 2024; $30M reported sold to 1 investors), Lingotto Mosaic Fund I-B, LP (New York, NY — pooled investment fund — 2026; $5.15M reported sold to 10 investors), Lingotto Innovation Fund LP (London, United Kingdom (as filed: X0) — pooled investment fund — 2025–2026; $400K reported sold to 1 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as director and promoter, over about 2 years. Across those companies the filings report $536.5M sold in total.
6 of the issuers belong to the sponsor group Shenkman (58 issuers, $13.54B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Shenkman has 58 companies on file and $13.54B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 12 public filings for Heidi Ha and found 2 differences: Same name, different state: "Heidi Ha" (L2) is a separate record; Heidi Ha is listed with 2 different address states: NY, X0.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.