Heather Farley is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 4 issuers between Jan 2012 and Apr 2024: Partners Capital Solutions Equity Fund II LP (Calabasas, CA — pooled investment fund — 2012; $16.2M reported sold to 44 investors), PCS Secured Income Fund, LLC (Calabasas, CA — other real estate — 2017–2024), Partners Capital Solutions REIT I, LLC (Calabasas Hills, CA — reits and finance — 2019) and Partners Capital Solutions Equity Fund III, LP (Calabasas, CA — pooled investment fund — 2018).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $16.2M sold in total.
Listed alongside Gary Leff (5 shared filings), Tim White (4 shared filings), Richard Shapiro (3 shared filings), Jim Leff (2 shared filings), Rob Leff (2 shared filings) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Heather. Each name links to their own page.
3 of the issuers belong to the sponsor group Pcs (4 issuers, $82.6M reported sold, 2012–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Pcs has 4 companies on file and $82.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Heather Farley and found 6 differences, 1 worth asking the sponsor about: Heather Farley appears on 3 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.