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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:52 AM ET

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Heath Freeman

Named as an officer, director or promoter on SEC Form D filings · NY · May 15, 2014 → Sep 27, 2019

10deals (issuers)
$2.37Breported sold
709investors
21Form D filings
2014–2019years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Heath Freeman is listed as an executive officer and director on 21 SEC Form D filings by 10 issuers between May 2014 and Sep 2019. Largest by amount reported sold: ALDEN GLOBAL OPPORTUNITIES FUND LP (New York, NY — pooled investment fund — 2015–2016; $973.7M reported sold to 295 investors), Alden Global Opportunities Fund (Cayman), L.P. (New York, NY — pooled investment fund — 2016; $373.7M reported sold to 69 investors), Alden Global Value Recovery Fund, L.P. (New York, NY — pooled investment fund — 2014–2016; $262.6M reported sold to 175 investors), AGBPI Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2015; $257.4M reported sold to 9 investors), Waterwheel Hellenic Opportunities Fund (Cayman), L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016–2017; $200M reported sold to 25 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $2.37B sold in total.

Listed alongside Jason Pecora (12 shared filings), Alden Global Capital LLC (8 shared filings, management entity), Andrew Wignall (7 shared filings), Evan Burtton (7 shared filings), "Atiim Kiambu ""Tiki""" Barber (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Heath. Each name links to their own page.

The issuers belong to 2 sponsor groups: Alden (13 issuers, $1.75B reported sold, 2009–2016) and Waterwheel Hellenic (4 issuers, $354M reported sold, 2015–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 21 public filings for Heath Freeman and found 10 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Heath Freeman has not run yet — it is joining a line of 42,516 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Heath Freeman..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Heath Freeman — 4 worth asking about (compared 21 filings on Oct 24, 2026)

Worth asking · May 15, 2013 – May 15, 2014

Amount sold went down between filings — Alden Global Value Recovery Fund, L.P.

The May 15, 2013 filing says $163,497,587 sold; the May 15, 2014 Form D/A says $98,565,806 sold — $64,931,781 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · May 15, 2013 – May 15, 2014

Investor count went down between filings — Alden Global Value Recovery Fund, L.P.

The May 15, 2013 filing reports 147 investors; the May 15, 2014 Form D/A reports 83 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Jan 15, 2016

Heath Freeman appears on 1 deal that stopped filing before reaching its target

Alden Global Opportunities Fund (Cayman), L.P. (last filing Jan 15, 2016; $373,736,254 sold of $750,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Nov 1, 2008 – Sep 27, 2019

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Thuzio, Inc. (latest filing Sep 27, 2019) · No amendment in the last 12 months on an offering that may still be open — Alden Global CRE Opportunities Fund (Cayman), L.P. (latest filing May 16, 2016) · No amendment in the last 12 months on an offering that may still be open — Alden Global CRE Opportunities Fund, LP (latest filing May 16, 2016) · No amendment in the last 12 months on an offering that may still be open — Alden Global Value Recovery Fund (Cayman), Ltd. (latest filing May 16, 2016) · No amendment in the last 12 months on an offering that may still be open — Alden Global Value Recovery Fund, L.P. (latest filing May 16, 2016) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Mar 8, 2017 – Oct 1, 2019

Heath Freeman is no longer listed on the Oct 1, 2019 amendment — Waterwheel Hellenic Opportunities Fund (Cayman), L.P.

Heath Freeman appears on the Mar 8, 2017 Form D/A (executive officer) but not on the Oct 1, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Jan 13, 2017 – Jan 16, 2018

Heath Freeman is no longer listed on the Jan 16, 2018 amendment — Waterwheel Hellenic Opportunities Fund, LP

Heath Freeman appears on the Jan 13, 2017 Form D/A (executive officer) but not on the Jan 16, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Jan 15, 2015 – Jan 15, 2016

Minimum investment changed between filings — ALDEN GLOBAL OPPORTUNITIES FUND LP

The Jan 15, 2015 filing lists a minimum of $2,000,000; the Jan 15, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · May 15, 2014 – May 15, 2015

Minimum investment changed between filings — Alden Global CRE Opportunities Fund, LP

The May 15, 2014 filing lists a minimum of $0; the May 15, 2015 Form D/A lists $2,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jan 14, 2014

Same name, different state: "Heath Freeman" (CO) is a separate record

This page covers filings where the address state is NY. A separate record, "Heath Freeman" with address state CO, is listed on 1 filing — most recently by MEDIANEWS GROUP INC (Jan 14, 2014). The two records do not overlap in time: this page runs May 15, 2014 to Sep 27, 2019; the other has one filing dated Jan 14, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 12, 2010 – Oct 1, 2020

6 address changes between filings

Address moved from New York, NY to West Palm Beach, FL — Waterwheel Hellenic Opportunities Fund (Cayman), L.P. · Address moved from New York, NY to West Palm Beach, FL — Waterwheel Hellenic Opportunities Fund, LP · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Waterwheel Hellenic Opportunities Fund (Cayman), L.P. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Alden Global Opportunities Fund (Cayman), L.P. · Address moved from Esplanade, St. Helier, Jersey (as filed: Y9) to New York, NY — Alden Global Value Recovery Fund, L.P. · and 1 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 10 offerings report sales commissions totalling $2,389,490; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 27, 2019 D
Thuzio, Inc.
File 021-349844
$20,925$0$0SI Securities, LLC BrokerCheck CRD 170937 ↗EDGAR ↗
Mar 8, 2017 D/A
Waterwheel Hellenic Opportunities Fund (Cayman), L.P.
File 021-235693
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jan 13, 2017 D/A
Waterwheel Hellenic Opportunities Fund, LP
File 021-232096
$0$0$0
The fund charges a management fee which is described in the fund's offering documents.
None listed on this filingEDGAR ↗
May 16, 2016 D/A
Alden Global Value Recovery Fund, L.P.
File 021-142105
$251,242$0$0Sanders Morris Harris Inc. BrokerCheck CRD 20580 ↗
ACGM, INC. BrokerCheck CRD 29705 ↗
Blue Sands Securities LLC BrokerCheck CRD 142976 ↗
Concept Capital Markets, LLC BrokerCheck CRD 153397 ↗
Artist Capital Inc. BrokerCheck CRD 153937 ↗
EDGAR ↗
May 16, 2016 D/A
Alden Global CRE Opportunities Fund, LP
File 021-217459
$28,367$0$0Concept Capital Markets, LLC BrokerCheck CRD 153397 ↗EDGAR ↗
May 16, 2016 D/A
Alden Global Value Recovery Fund (Cayman), Ltd.
File 021-142106
$279,675$0$0Sanders Morris Harris Inc. BrokerCheck CRD 20580 ↗
Blue Sand Securities LLC BrokerCheck CRD 142976 ↗
Concept Capital Markets, LLC BrokerCheck CRD 153397 ↗
Artist Capital Inc. BrokerCheck CRD 153937 ↗
EDGAR ↗
May 16, 2016 D/A
Alden Global CRE Opportunities Fund (Cayman), L.P.
File 021-217454
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2016 D/A
ALDEN GLOBAL OPPORTUNITIES FUND LP
File 021-125190
$1,520,522 (est.)$0$0Sanders Morris Harris Inc. BrokerCheck CRD 20580 ↗
HKC Securities, Inc. BrokerCheck CRD 29705 ↗
Blue Sand Securities LLC BrokerCheck CRD 142976 ↗
Artist Capital Inc. BrokerCheck CRD 153937 ↗
Concept Capital Markets, LLC BrokerCheck CRD 153397 ↗
EDGAR ↗
Jan 15, 2016 D/A
Alden Global Opportunities Fund (Cayman), L.P.
File 021-125920
$288,759 (est.)$0$0Blue Sand Securities LLC BrokerCheck CRD 142976 ↗
Sanders Morris Harris Inc. BrokerCheck CRD 20580 ↗
Artist Capital Inc. BrokerCheck CRD 153937 ↗
Concept Capital Markets, LLC BrokerCheck CRD 153397 ↗
EDGAR ↗
Oct 9, 2015 D/A
AGBPI Fund, Ltd.
File 021-202826
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Heath Freeman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Logo
Other

Thuzio, Inc.

New York, NY · Sep 27, 2019
  • Sep 27, 2019 · D · $466,000 sold of $930,000 · 9 investors · min. $200 · role: Director EDGAR ↗

Raised $7M from 9 investors (100% of the $930K target) as of the latest filing. Heath is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Waterwheel Hellenic

Waterwheel Hellenic Opportunities Fund (Cayman), L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 14, 2016 → Mar 8, 2017 · 2 filings
  • Mar 8, 2017 · D/A · $48,866,000 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (President of the Investment Adviser.) EDGAR ↗
  • Mar 14, 2016 · D/A · $48,566,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (President of the Investment Adviser.) EDGAR ↗

Raised $200M from 25 investors as of the latest filing. Heath is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Waterwheel Hellenic

Waterwheel Hellenic Opportunities Fund, LP

West Palm Beach, FL · Jan 13, 2015 → Jan 13, 2017 · 3 filings
  • Jan 13, 2017 · D/A · $15,588,280 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Authorized Signatory of AGHF GP, LLC the general partner of the issuer.) EDGAR ↗
  • Jan 15, 2016 · D/A · $12,965,572 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Authorized Signatory of AGHF GP, LLC the general partner of the issuer.) EDGAR ↗
  • Jan 13, 2015 · D · $1,615,013 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Authorized Signatory of AGHF GP, LLC the general partner of the issuer.) EDGAR ↗

Raised $35.5M from 33 investors as of the latest filing. Heath is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Alden

Alden Global Value Recovery Fund (Cayman), Ltd.

Camana Bay, Cayman Islands (as filed: E9) · May 15, 2015 → May 16, 2016 · 2 filings
  • May 16, 2016 · D/A · $37,397,726 sold of Indefinite · 27 investors · min. $100,000 · role: Executive Officer (President of Alden Global Capital LLC, the investment adviser.) EDGAR ↗
  • May 15, 2015 · D/A · $37,397,726 sold of Indefinite · 27 investors · min. $100,000 · role: Executive Officer (President of Alden Global Capital LLC, the investment adviser.) EDGAR ↗

Raised $64.2M from 32 investors as of the latest filing. Heath is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Alden

Alden Global Value Recovery Fund, L.P.

New York, NY · May 15, 2014 → May 16, 2016 · 3 filings
  • May 16, 2016 · D/A · $262,609,037 sold of Indefinite · 175 investors · min. $2,000,000 · role: Executive Officer (President of Alden Global Capital LLC, the investment adviser.) EDGAR ↗
  • May 15, 2015 · D/A · $261,727,895 sold of Indefinite · 175 investors · min. $2,000,000 · role: Executive Officer (President of Alden Global Capital LLC, the investment adviser.) EDGAR ↗
  • May 15, 2014 · D/A · $98,565,806 sold of Indefinite · 83 investors · min. $2,000,000 · role: Executive Officer (President of the Investment Advisor) EDGAR ↗

Raised $262.6M from 175 investors as of the latest filing. Heath is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Alden

Alden Global CRE Opportunities Fund (Cayman), L.P.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · May 15, 2015 → May 16, 2016 · 2 filings
  • May 16, 2016 · D/A · $80,200,000 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (President of Alden Global Capital LLC, the investment adviser.) EDGAR ↗
  • May 15, 2015 · D/A · $16,450,000 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (President of Alden Global Capital LLC, the investment adviser.) EDGAR ↗

Raised $80.2M from 19 investors as of the latest filing. Heath is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Alden

Alden Global CRE Opportunities Fund, LP

New York, NY · May 15, 2014 → May 16, 2016 · 3 filings
  • May 16, 2016 · D/A · $120,549,931 sold of Indefinite · 43 investors · min. $2,000,000 · role: Executive Officer (President of Alden Global Capital LLC, the investment adviser.) EDGAR ↗
  • May 15, 2015 · D/A · $61,109,853 sold of Indefinite · 26 investors · min. $2,000,000 · role: Executive Officer (President of Alden Global Capital LLC, the investment adviser.) EDGAR ↗
  • May 15, 2014 · D · $3,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (President of the Investment Advisor.) EDGAR ↗

Raised $120.5M from 43 investors as of the latest filing. Heath is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Alden

Alden Global Opportunities Fund (Cayman), L.P.

New York, NY · Jan 15, 2016
  • Jan 15, 2016 · D/A · $111,056,907 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (President of the Investment Adviser.) EDGAR ↗

Raised $373.7M from 69 investors as of the latest filing. Heath is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Alden

ALDEN GLOBAL OPPORTUNITIES FUND LP

New York, NY · Jan 15, 2015 → Jan 15, 2016 · 2 filings
  • Jan 15, 2016 · D/A · $820,774,584 sold of Indefinite · 295 investors · min. No minimum reported · role: Director (Authorized Signatory of The Plemont Trust, managing member of AGOF GP, LLC, the general partner of the issuer.) EDGAR ↗
  • Jan 15, 2015 · D/A · $820,774,584 sold of Indefinite · 295 investors · min. $2,000,000 · role: Director (Authorized Signatory of The Plemont Trust, managing member of AGOF GP, LLC, the general partner of the issuer.) EDGAR ↗

Raised $973.7M from 295 investors as of the latest filing. Heath is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Alden

AGBPI Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 12, 2014 → Oct 9, 2015 · 2 filings
  • Oct 9, 2015 · D/A · $257,406,684 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (President of the Investment Adviser.) EDGAR ↗
  • Sep 12, 2014 · D/A · $77,406,684 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (President of the Investment Adviser.) EDGAR ↗

Raised $257.4M from 9 investors as of the latest filing. Heath is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Heath Freeman — CO, 1 issuer, Jan 14, 2014 → Jan 14, 2014 · no shared issuer

People around Heath 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Alden Global Capital LLC

Promoter · 8 shared filings (5 issuers)

Alden Global Capital LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Pecora

Executive Officer, Director · 12 shared filings (6 issuers) · also on 2 other issuers

Jason Pecora is on 8 issuers in total — a repeat sponsor. Their page lists every one.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Evan Burtton

Director · 7 shared filings (4 issuers) · also on 76 other issuers

Evan Burtton is on 80 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Wignall

Director · 7 shared filings (4 issuers) · also on 7 other issuers

Andrew Wignall is on 11 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Gerson

Executive Officer, Director · 1 shared filing (1 issuer) · also on 5 other issuers

Mark Gerson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jared Augustine

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Heath Freeman. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Amanda Freeman

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Heath Freeman. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

"Atiim Kiambu ""Tiki""" Barber

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Heath Freeman. Their page shows their other deals.

The team behind the deals

Sponsor group

Alden

13 issuers · 49 filings · $1.75B reported sold · 2009–2016

One team, 13 deal companies. Heath Freeman is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Heath Freeman.

Sponsor group

Waterwheel Hellenic

4 issuers · 24 filings · $354M reported sold · 2015–2025

One team, 4 deal companies. Heath Freeman is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Heath Freeman.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 10 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

3 Regulation Crowdfunding filings — tap to see each filing
SourceFiledFormIssuerAmount offered (as reported)Amount sold (as reported)Matched on
EDGAR ↗Apr 30, 2020
File 020-26100
Regulation Crowdfunding progress update (Form C-U)
Progress update filed · deadline Apr 29, 2020
Thuzio, Inc.
NEW YORK, NY
$25,000 target · $600,960 maximum
via OpenDeal Portal LLC (CRD 283874 · FINRA funding portals ↗)
Not reported on this formsigner name on this filing (Heath Freeman) + listed as a related person on Form D filings of the same issuer (CIK 1554477) · 85%
EDGAR ↗Apr 9, 2020
File 020-26100
Regulation Crowdfunding offering — amendment (Form C/A)
Amendment filed · deadline Apr 29, 2020
Thuzio, Inc.
NEW YORK, NY
$25,000 target · $600,960 maximum
via OpenDeal Portal LLC (CRD 283874 · FINRA funding portals ↗)
Not reported on this formsigner name on this filing (Heath Freeman) + listed as a related person on Form D filings of the same issuer (CIK 1554477) · 85%
EDGAR ↗Feb 12, 2020
File 020-26100
Regulation Crowdfunding offering (Form C)
Offering filed · deadline Apr 30, 2020
Thuzio, Inc.
NEW YORK, NY
$25,000 target · $600,960 maximum
via OpenDeal Portal LLC (CRD 283874 · FINRA funding portals ↗)
Not reported on this formsigner name on this filing (Heath Freeman) + listed as a related person on Form D filings of the same issuer (CIK 1554477) · 85%

Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Heath Freeman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Heath Freeman is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

thuzio.com ↗ found on Thuzio, Inc. (thuzio.com — Form C 0001554477-22-000001 (issuer website as filed))

Change history

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