Harry Spell is listed as a promoter on 2 SEC Form D filings by 1 issuer between Apr 2011 and Nov 2011: Spell Capital Partners Fund IV, LP (Minneapolis, MN — pooled investment fund — 2011; $32.5M reported sold to 101 investors).
What this means One deal on file with the SEC, filed Nov 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andrea Rae Nelson (2 shared filings), Bruce Richard (2 shared filings), Dobson West (2 shared filings), Jim Rikkers (2 shared filings), Kristin Waddell (2 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Harry. Each name links to their own page.
The issuer belongs to the sponsor group Spell (10 issuers, $303.4M reported sold, 2011–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Spell has 10 companies on file and $303.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Harry Spell and found 4 differences, 1 worth asking the sponsor about: Form D filed 65 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.