Hal Chapel is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 2 issuers between May 2011 and Jun 2014: Lotsa Helping Hands, LLC (Brookline, MA — other health care — 2014; $3.04M reported sold to 44 investors) and LOTSA HELPING HANDS INC (Brookline, MA — other health care — 2011–2014; $1.21M reported sold to 14 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 3 years. Across those companies the filings report $4.24M sold in total.
Listed alongside Barry Katz (3 shared filings), Michael Berman (2 shared filings), Richard Kincaid (2 shared filings), Joe Dwyer (1 shared filing) and Matt Anarde (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Hal. Each name links to their own page.
All 2 issuers belong to the sponsor group Lotsa Helping Hands (2 issuers, $3.78M reported sold, 2011–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Lotsa Helping Hands has 2 companies on file and $3.78M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Hal Chapel and found 9 differences: Hal Chapel appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.