Guy Swayne is listed as an executive officer and director on 82 SEC Form D filings by 18 issuers between Jan 2017 and May 2026. Largest by amount reported sold: PALMETTO FUND LTD (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2017–2025; $2.68B reported sold to 160 investors), Triton Fund Ltd (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2017–2024; $1.77B reported sold to 96 investors), Palmetto Catastrophe Fund, L.P. (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2022–2024; $1.48B reported sold to 73 investors), Nimbus Weather Fund Ltd (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2022; $800.6M reported sold to 16 investors), JUNIPER CATASTROPHE FUND LTD (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2017–2023; $772M reported sold to 43 investors) and 13 more (all listed below).
What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $9.7B sold in total.
Listed alongside Dawn Griffiths (64 shared filings), John Collis (53 shared filings), Adolfo Pena (31 shared filings), Laura Taylor (25 shared filings), Jean-Paul Dyer (18 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Guy. Each name links to their own page.
All 18 issuers belong to the sponsor group Group linked by Dawn Griffiths (37 issuers, $17.97B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Dawn Griffiths has 37 companies on file and $17.97B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared the newest 50 of 82 public filings for Guy Swayne and found 6 differences, 4 worth asking the sponsor about: Investor count went down between filings; 9 paid sellers are listed without a CRD number; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.