Gregory J. Stumm is listed as an executive officer on 6 SEC Form D filings by 2 issuers between Jun 2022 and Apr 2026: American Beacon Institutional Funds Trust (Irving, TX — pooled investment fund — 2022–2026; $673.1M reported sold to 13 investors) and Resolute Topco, Inc. (Irving, TX — investing — 2024; $8.86M reported sold to 25 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $682M sold in total.
All 2 issuers belong to the sponsor group Lighthouse (4 issuers, $711.3M reported sold, 2008–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Lighthouse has 4 companies on file and $711.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Gregory J. Stumm and found 1 difference: Gregory J. Stumm is written 2 different ways on the filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.