Greg Osborn is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 2 issuers between Apr 2011 and Dec 2011: Middlebury Ventures III LLC (Ridgewood, NJ — other banking and financial services — 2011; $143M reported sold to 23 investors) and Middlebury Ventures II LLC (Ridgewood, NJ — other banking and financial services — 2011; $143M reported sold to 43 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter. Across those companies the filings report $286M sold in total.
Listed alongside Amanda Besemer (6 shared filings), Michael Teicher (6 shared filings), James Robinson (4 shared filings) and Jim Robinson (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Greg. Each name links to their own page.
All 2 issuers belong to the sponsor group Middlebury (2 issuers, $286M reported sold, 2011).
What this means A sponsor group is one team that sets up a new company for each deal. Middlebury has 2 companies on file and $286M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Greg Osborn and found 8 differences, 1 worth asking the sponsor about: Form D filed 121 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.