GREG FRANK is listed as a director on 1 SEC Form D filing by 1 issuer in Mar 2019: ATWOOD RESTAURANT LLC (Monona, WI — restaurants — 2019; $50K reported sold to 2 investors).
What this means One deal on file with the SEC, filed Mar 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside CAITLIN SUEMNICHT (1 shared filing), GIOVANNI NOVELLA (1 shared filing), KEVIN HENRY (1 shared filing) and MONTY SCHIRO (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around GREG. Each name links to their own page.
The issuer belongs to the sponsor group Tk Restaurant (4 issuers, $982K reported sold, 2015–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Tk Restaurant has 4 companies on file and $982K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for GREG FRANK and found 4 differences: GREG FRANK appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.