Gordon Sween is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Feb 2016: Avalon Health Management LLC (Tampa, FL — other health care — 2016; $934K reported sold to 33 investors).
What this means One deal on file with the SEC, filed Feb 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Adam Boehler (1 shared filing), Avalon Health Manager, LLC (1 shared filing, management entity), Gregg Haddad (1 shared filing), Jessee Webb (1 shared filing), Jonathan Gavras (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gordon. Each name links to their own page.
The issuer belongs to the sponsor group Avalon Health (2 issuers, $17.2M reported sold, 2014–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Avalon Health has 2 companies on file and $17.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Gordon Sween and found 1 difference, 1 worth asking the sponsor about: Gordon Sween is no longer listed on the Feb 17, 2017 amendment.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.