PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:20 AM ET

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GS
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GORDON SMITH

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Jun 11, 2010 → Jun 11, 2010

1deal (issuers)
$7.38Mreported sold
3investors
1Form D filing
2010year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

GORDON SMITH is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Jun 2010: TRITON LOGGING INC (Saanichton, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2010; $7.38M reported sold to 3 investors).

What this means One deal on file with the SEC, filed Jun 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Andrew Heintzman (1 shared filing), BRIAN CARROLL (1 shared filing), CHRIS H. STEAD (1 shared filing), Chris Godsall (1 shared filing), David Behnke (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around GORDON. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for GORDON SMITH and found 3 differences, 1 worth asking the sponsor about: GORDON SMITH is no longer listed on the Sep 2, 2010 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for GORDON SMITH has not run yet — it is joining a line of 31,044 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Barred Or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Gordon D. Smith (Registered Principal, Johnstown, Pennsylvania)
As listed by the regulator: Gordon D. Smith (Registered Principal, Johnstown, Pennsylvania) was fined $7,500, jointly and severally, with a member firm, suspended from association with any NASD member as a financial and operations principal for 45 days, and required to requalify by exam as a financial and operations principal. The sanctions were based on findings that a firm, acting through Smith, conducted a securities business while failing to maintain its minimum required net capital and failed to maintain accurate books and records. Order / docket ↗ Regulator's list ↗
same full name in the order; 3 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched GORDON SMITH..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for GORDON SMITH — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Jun 11, 2010 – Sep 2, 2010

GORDON SMITH is no longer listed on the Sep 2, 2010 amendment — TRITON LOGGING INC

GORDON SMITH appears on the Jun 11, 2010 Form D (executive officer, director) but not on the Sep 2, 2010 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jun 11, 2010 ↗Form D/A · Sep 2, 2010 ↗GORDON SMITH — PartnerFacts page ↗TRITON LOGGING INC — PartnerFacts page ↗
Sources
Note · Mar 6, 2018 – May 23, 2023

Same name, different state: "Gordon Stacy Smith" (TX) is a separate record

This page covers filings where the address state is A1. A separate record, "Gordon Stacy Smith" with address state TX, is listed on 20 filings — most recently by SCW Capital QP, LP (May 23, 2023). The two records do not overlap in time: this page has one filing dated Jun 11, 2010; the other runs Mar 6, 2018 to May 23, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Gordon Stacy Smith (TX) — PartnerFacts page ↗Form D/A · May 23, 2023 ↗SCW Capital QP, LP — PartnerFacts page ↗GORDON SMITH (A1) — this page ↗
Sources
Note · Nov 18, 2015 – Nov 20, 2019

Same name, different state: "Gordon Smith" (NY or CA) is a separate record

This page covers filings where the address state is A1. A separate record, "Gordon Smith" with address state NY or CA, is listed on 9 filings — most recently by Vetris Capital Fund I, LP (Nov 20, 2019). The two records do not overlap in time: this page has one filing dated Jun 11, 2010; the other runs Nov 18, 2015 to Nov 20, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Gordon Smith (NY,CA) — PartnerFacts page ↗Form D/A · Nov 20, 2019 ↗Vetris Capital Fund I, LP — PartnerFacts page ↗GORDON SMITH (A1) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 11, 2010 D
TRITON LOGGING INC
File 021-143316
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Gordon Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TL
Other

TRITON LOGGING INC

Saanichton, British Columbia, Canada (as filed: A1) · Jun 11, 2010
  • Jun 11, 2010 · D · $1,850,000 sold of $5,000,000 · 2 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗

Raised $7.38M from 3 investors (100% of the $5M target) as of the latest filing. Gordon is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Gordon Stacy Smith — TX, 5 issuers, Mar 6, 2018 → May 23, 2023 · no shared issuer
  • Gordon Smith — NY, CA, 3 issuers, Nov 18, 2015 → Nov 20, 2019 · no shared issuer

People around Gordon 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Heintzman

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Andrew Heintzman is on 7 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

MARK LYLE

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gordon Smith. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James T. P. Hayhurst

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gordon Smith. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Godsall

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gordon Smith. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

CHRIS H. STEAD

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gordon Smith. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Melli

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gordon Smith. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JOE CLARK

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gordon Smith. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Behnke

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gordon Smith. Their page shows their other deals.

NE
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas S. Eitel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gordon Smith. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD SHIPLEY

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gordon Smith. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

BRIAN CARROLL

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gordon Smith. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to GORDON SMITH by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gordon Smith is listed on: none on file. No website or social profile named in TRITON LOGGING INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #335,788 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Saanichton, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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