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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:17 AM ET

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Goodwin Gaw

Named as an officer, director or promoter on SEC Form D filings · CA · Jul 30, 2014 → Dec 15, 2023

12deals (issuers)
$1.04Breported sold
282investors
18Form D filings
2014–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Goodwin Gaw is listed as an executive officer and promoter on 18 SEC Form D filings by 12 issuers between Jul 2014 and Dec 2023. Largest by amount reported sold: Gaw Capital U.S. Value Add Fund I, L.P. (Los Angeles, CA — pooled investment fund — 2014–2016; $277.2M reported sold to 10 investors), GAW US FUND III, L.P. (Los Angeles, CA — pooled investment fund — 2017–2018; $240.8M reported sold to 8 investors), GAW CAPITAL US REIT III, LLC (Los Angeles, CA — pooled investment fund — 2017; $240.8M reported sold), GC Em Cube Investment, LP (Los Angeles, CA — pooled investment fund — 2023; $90M reported sold to 6 investors), Series A of Gaw Capital U.S. Value Add REIT I, LLC (Los Angeles, CA — reits and finance — 2014; $90M reported sold to 125 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and promoter, over about 9 years. Across those companies the filings report $1.04B sold in total.

Listed alongside Valerie Yip (18 shared filings), Roman Nemtsov (9 shared filings), Timothy Walsh (7 shared filings), DAN LEE (5 shared filings) and Le Quyen (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Goodwin. Each name links to their own page.

All 12 issuers belong to the sponsor group Gaw (18 issuers, $1.42B reported sold, 2014–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Gaw has 18 companies on file and $1.42B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 18 public filings for Goodwin Gaw and found 6 differences, 1 worth asking the sponsor about: Form D filed 378 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Goodwin Gaw has not run yet — it is joining a line of 12,143 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Goodwin Gaw..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Goodwin Gaw — 1 worth asking about (compared 18 filings on Oct 24, 2026)

Worth asking · Jul 15, 2014 – Jul 28, 2015

Form D filed 378 days after the first sale — Series B of Gaw Capital U.S. Value Add REIT I, LLC

The filing says the first sale was Jul 15, 2014. The Form D was filed Jul 28, 2015 — 378 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 363 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jul 28, 2015 ↗Series B of Gaw Capital U.S. Value Add REIT I, LLC — PartnerFacts page ↗
Sources
Note · Jan 14, 2015 – Feb 3, 2015

Form D filed 20 days after the first sale — Gaw Capital USVF REIT I, LLC

The filing says the first sale was Jan 14, 2015. The Form D was filed Feb 3, 2015 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 3, 2015 ↗Gaw Capital USVF REIT I, LLC — PartnerFacts page ↗
Sources
Note · Jul 30, 2014 – Jul 28, 2015

Offering amount changed between filings — Gaw Capital U.S. Value Add Feeder I, LLC

The Jul 30, 2014 filing says $14,930,000 offered; the Jul 28, 2015 Form D/A says $18,230,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 30, 2014 ↗Form D/A (later) · Jul 28, 2015 ↗Gaw Capital U.S. Value Add Feeder I, LLC — PartnerFacts page ↗
Sources
Note · Jul 15, 2014 – Dec 15, 2023

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — GC Em Cube Investment Feeder, LP (latest filing Dec 15, 2023) · No amendment in the last 12 months on an offering that may still be open — Gaw Capital GC Em Cube LP, LLC (latest filing Dec 15, 2023) · No amendment in the last 12 months on an offering that may still be open — GC Em Cube Investment, LP (latest filing Dec 15, 2023) · No amendment in the last 12 months on an offering that may still be open — GAW US FUND III, L.P. (latest filing Feb 1, 2018) · No amendment in the last 12 months on an offering that may still be open — GAW CAPITAL US REIT III, LLC (latest filing Dec 28, 2017) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Dec 15, 2023 ↗GC Em Cube Investment Feeder, LP — PartnerFacts page ↗Form D · Dec 15, 2023 ↗Gaw Capital GC Em Cube LP, LLC — PartnerFacts page ↗
Sources
Note · Jul 1, 2010 – Jul 30, 2018

Same name, different state: "Goodwin Gaw" (K3) is a separate record

This page covers filings where the address state is CA. A separate record, "Goodwin Gaw" with address state K3, is listed on 11 filings — most recently by Gateway Real Estate Fund VI, L.P. (Jul 30, 2018). Both records have filings in the same period (Jul 30, 2014 to Jul 30, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Goodwin Gaw (K3) — PartnerFacts page ↗Form D · Jul 30, 2018 ↗Gateway Real Estate Fund VI, L.P. — PartnerFacts page ↗Goodwin Gaw (CA) — this page ↗
Sources
Note · Dec 23, 2014 – Jul 28, 2016

Minimum investment changed between filings — Gaw Capital U.S. Value Add Fund I, L.P.

The Dec 23, 2014 filing lists a minimum of $2,000,000; the Jul 28, 2016 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 23, 2014 ↗Form D/A (later) · Jul 28, 2016 ↗Gaw Capital U.S. Value Add Fund I, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 12 offerings report sales commissions totalling $12,500; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 15, 2023 D
GC Em Cube Investment, LP
File 021-499782
$0$0$0None listed on this filingEDGAR ↗
Dec 15, 2023 D
Gaw Capital GC Em Cube LP, LLC
File 021-499784
$0$0$0None listed on this filingEDGAR ↗
Dec 15, 2023 D
GC Em Cube Investment Feeder, LP
File 021-499789
$0$0$0None listed on this filingEDGAR ↗
Feb 1, 2018 D/A
GAW US FUND III, L.P.
File 021-298016
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 28, 2017 D
GAW CAPITAL US REIT III, LLC
File 021-301784
$6,250 (est.)$0$0 (est.)
THE GP OF THE MANAGER OF THE ISSUER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE MANAGER'S CONFIDENTIAL OFFERING MATERIALS.
IROQUOIS CAPITAL ADVISORS, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Nov 2, 2017 D
GAW CAPITAL US VALUE ADD FEEDER III, LLC
File 021-298015
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Nov 2, 2017 D
GAW CAPITAL U.S. VALUE ADD REIT III, LLC
File 021-298014
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 28, 2016 D/A
Gaw Capital U.S. Value Add Fund I, L.P.
File 021-221985
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 28, 2016 D/A
Gaw Capital U.S. Value Add Feeder I, LLC
File 021-221984
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2016 D/A
Series B of Gaw Capital U.S. Value Add REIT I, LLC
File 021-244530
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2015 D
Gaw Capital USVF REIT I, LLC
File 021-233396
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Christopher Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori D. Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jul 30, 2014 D
Series A of Gaw Capital U.S. Value Add REIT I, LLC
File 021-221983
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named Goodwin Gaw on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GE
Pooled Investment Fund · group: Gaw

GC Em Cube Investment Feeder, LP

Los Angeles, CA · Dec 15, 2023
  • Dec 15, 2023 · D · $24,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Chairman and Managing Principal of Gaw Capital Partners, an affiliate of the Issuer) EDGAR ↗

Raised $24M from 3 investors as of the latest filing. Goodwin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Gaw

Gaw Capital GC Em Cube LP, LLC

Los Angeles, CA · Dec 15, 2023
  • Dec 15, 2023 · D · $45,350,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Chairman and Managing Principal of Gaw Capital Partners, an affiliate of the Issuer) EDGAR ↗

Raised $45.4M from 1 investor as of the latest filing. Goodwin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GE
Pooled Investment Fund · group: Gaw

GC Em Cube Investment, LP

Los Angeles, CA · Dec 15, 2023
  • Dec 15, 2023 · D · $90,000,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Chairman and Managing Principal of Gaw Capital Partners, an affiliate of the Issuer) EDGAR ↗

Raised $90M from 6 investors as of the latest filing. Goodwin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GU
Pooled Investment Fund · group: Gaw

GAW US FUND III, L.P.

Los Angeles, CA · Nov 2, 2017 → Feb 1, 2018 · 2 filings
  • Feb 1, 2018 · D/A · $240,781,718 sold of $350,000,000 · 8 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Nov 2, 2017 · D · $0 sold of $350,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $240.8M from 8 investors (69% of the $350M target) as of the latest filing. Goodwin is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Gaw

GAW CAPITAL US REIT III, LLC

Los Angeles, CA · Dec 28, 2017
  • Dec 28, 2017 · D · $240,781,718 sold of $350,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $240.8M (69% of the $350M target) as of the latest filing. Goodwin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Gaw

GAW CAPITAL US VALUE ADD FEEDER III, LLC

Los Angeles, CA · Nov 2, 2017
  • Nov 2, 2017 · D · $0 sold of $350,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Goodwin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Gaw

GAW CAPITAL U.S. VALUE ADD REIT III, LLC

Los Angeles, CA · Nov 2, 2017
  • Nov 2, 2017 · D · $0 sold of $350,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Goodwin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Gaw

Gaw Capital U.S. Value Add Feeder I, LLC

Los Angeles, CA · Jul 30, 2014 → Jul 28, 2016 · 3 filings
  • Jul 28, 2016 · D/A · $18,230,000 sold of $18,230,000 · 2 investors · min. $200,000 · role: Executive Officer (Chairman, Principal, Managing Director and Managing Principal of Gaw Capital Partners of Gaw Capital Partners, an affiliate of the Issuer.) EDGAR ↗
  • Jul 28, 2015 · D/A · $18,230,000 sold of $18,230,000 · 2 investors · min. $200,000 · role: Executive Officer (Chairman, Principal, Managing Director and Managing Principal of Gaw Capital Partners of Gaw Capital Partners, an affiliate of the Issuer.) EDGAR ↗
  • Jul 30, 2014 · D · $14,930,000 sold of $14,930,000 · 2 investors · min. $200,000 · role: Executive Officer (Chairman, Principal, Managing Director and Managing Principal of Gaw Capital Partners of Gaw Capital Partners, an affiliate of the Issuer.) EDGAR ↗

Raised $18.2M from 2 investors (100% of the $18.2M target) as of the latest filing. Goodwin is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Gaw

Gaw Capital U.S. Value Add Fund I, L.P.

Los Angeles, CA · Jul 30, 2014 → Jul 28, 2016 · 3 filings
  • Jul 28, 2016 · D/A · $277,231,285 sold of $500,000,000 · 10 investors · min. $1,000,000 · role: Executive Officer (Chairman, Principal, Managing Director and Managing Principal of Gaw Capital Partners, an affiliate of the Issuer.) EDGAR ↗
  • Dec 23, 2014 · D/A · $156,894,921 sold of $500,000,000 · 4 investors · min. $2,000,000 · role: Executive Officer (Chairman, Principal, Managing Director and Managing Principal of Gaw Capital Partners, an affiliate of the Issuer.) EDGAR ↗
  • Jul 30, 2014 · D · $138,230,000 sold of $500,000,000 · 4 investors · min. $2,000,000 · role: Executive Officer (Chairman, Principal, Managing Director and Managing Principal of Gaw Capital Partners, an affiliate of the Issuer.) EDGAR ↗

Raised $277.2M from 10 investors (55% of the $500M target) as of the latest filing. Goodwin is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SB
Pooled Investment Fund · group: Gaw

Series B of Gaw Capital U.S. Value Add REIT I, LLC

Los Angeles, CA · Jul 28, 2015 → Jul 28, 2016 · 2 filings
  • Jul 28, 2016 · D/A · $18,230,000 sold of $18,230,000 · 2 investors · min. $14,930,000 · role: Executive Officer (Chairman, Principal, Managing Director of Gaw Capital Partners, an affiliate of the Issuer) EDGAR ↗
  • Jul 28, 2015 · D · $18,230,000 sold of $18,230,000 · 2 investors · min. $14,930,000 · role: Executive Officer (Chairman, Principal, Managing Director of Gaw Capital Partners, an affiliate of the Issuer) EDGAR ↗

Raised $18.2M from 2 investors (100% of the $18.2M target) as of the latest filing. Goodwin is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
REITS and Finance · group: Gaw

Gaw Capital USVF REIT I, LLC

Los Angeles, CA · Feb 3, 2015
  • Feb 3, 2015 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Chairman, Principal, Managing Director of Gaw Capital Partners, an affiliate of the Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Goodwin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SA
Pooled Investment Fund · group: Gaw

Series A of Gaw Capital U.S. Value Add REIT I, LLC

Los Angeles, CA · Jul 30, 2014
  • Jul 30, 2014 · D · $86,230,000 sold of $86,230,000 · 2 investors · min. $14,930,000 · role: Executive Officer (Chairman, Principal, Managing Director of Gaw Capital Partners, an affiliate of the Issuer) EDGAR ↗

Raised $90M from 125 investors (100% of the $86.2M target) as of the latest filing. Goodwin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Goodwin Gaw — Hong Kong (as filed: K3), 6 issuers, Jul 1, 2010 → Jul 30, 2018 · no shared issuer

People around Goodwin 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

VY
No photo found yet (own website and image search run after this page is viewed)
Person

Valerie Yip

Executive Officer, Promoter · 18 shared filings (12 issuers) · also on 6 other issuers

Valerie Yip is on 18 issuers in total — a repeat sponsor. Their page lists every one.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Roman Nemtsov

Executive Officer, Promoter · 9 shared filings (6 issuers) · also on 4 other issuers

Roman Nemtsov is on 10 issuers in total — a repeat sponsor. Their page lists every one.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Walsh

Executive Officer · 7 shared filings (5 issuers)

Timothy Walsh is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

DAN LEE

Executive Officer, Promoter · 5 shared filings (4 issuers) · also on 1 other issuer

DAN LEE is on 5 issuers in total — a repeat sponsor. Their page lists every one.

LQ
No photo found yet (own website and image search run after this page is viewed)
Person

Le Quyen

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Goodwin Gaw. Their page shows their other deals.

The team behind the deals

G
Sponsor group

Gaw

18 issuers · 27 filings · $1.42B reported sold · 2014–2025

One team, 18 deal companies. Goodwin Gaw is listed on 12 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Goodwin Gaw.

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 12 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Goodwin Gaw by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 12 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Goodwin Gaw is listed on: none on file. No website or social profile named in GAW CAPITAL US REIT III, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #262,381 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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