Goetz Eggelhoefer is listed as a director on 2 SEC Form D filings by 1 issuer between May 2010 and Mar 2011: Rohatyn Group Global Macro Fund, Ltd. (Nassau, Bahamas (as filed: C5) — pooled investment fund — 2010–2011; $542.4M reported sold to 42 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bernard Steinberg (2 shared filings), Liaquat Ahamed (2 shared filings), Marianne Smythe (2 shared filings) and Nicolas Rohatyn (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Goetz. Each name links to their own page.
The issuer belongs to the sponsor group Rohatyn (21 issuers, $4.19B reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Rohatyn has 21 companies on file and $4.19B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Goetz Eggelhoefer and found 4 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Goetz Eggelhoefer is no longer listed on the Mar 9, 2011 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.