PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:21 AM ET

Sponsor Check › Person

GS
No photo found yet (own website and image search run after this page is viewed)

Gerald Steiner

Named as an officer, director or promoter on SEC Form D filings · MO · May 22, 2015 → Jun 2, 2023

3deals (issuers)
$44.9Mreported sold
75investors
6Form D filings
2015–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gerald Steiner is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 3 issuers between May 2015 and Jun 2023: CoverCress Inc. (St. Louis, MO — agriculture — 2015–2022; $26M reported sold to 23 investors), Pluton Biosciences, Inc. (St. Louis, MO — biotechnology — 2023; $17.6M reported sold to 38 investors) and Apse, Inc. (St. Louis, MO — industry reported as "Other" — 2017; $1.32M reported sold to 14 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $44.9M sold in total.

Listed alongside Dennis Plummer (3 shared filings), Charles Bolton (2 shared filings), Rick Holton, Jr. (2 shared filings), Barry Goldman (1 shared filing), Carlos Buzio (1 shared filing) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gerald. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Gerald Steiner and found 7 differences, 2 worth asking the sponsor about: Form D filed 98 days after the first sale; Form D filed 218 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gerald Steiner has not run yet — it is joining a line of 31,224 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gerald Steiner..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Gerald E. Steiner and Alicia K. Steiner closed
United States Bankruptcy Court, S.D. California · No. 99-03024 · Filed Mar 19, 1999 · Closed Jul 2, 1999
Role of Gerald E. Steiner and Alicia K. Steiner: Debtor · Outcome: Case closed 1999-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Gerald W. Steiner and Stephanie A. Steiner closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 98-34628 · Filed Nov 12, 1998 · Closed Apr 21, 1999
Role of Gerald W. Steiner and Stephanie A. Steiner: Debtor · Outcome: Case closed 1999-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Gerald F Steiner closed
United States Bankruptcy Court, N.D. Illinois · No. 85-01857 · Filed Feb 12, 1985 · Closed Oct 31, 1986
Role of Gerald F Steiner: Debtor · Outcome: Case closed 1986-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Gerald Steiner — 2 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Feb 24, 2023 – Jun 2, 2023

Form D filed 98 days after the first sale — Pluton Biosciences, Inc.

The filing says the first sale was Feb 24, 2023. The Form D was filed Jun 2, 2023 — 98 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 83 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Oct 26, 2016 – Jun 1, 2017

Form D filed 218 days after the first sale — Apse, Inc.

The filing says the first sale was Oct 26, 2016. The Form D was filed Jun 1, 2017 — 218 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 203 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Oct 26, 2018 – Nov 13, 2018

Form D filed 18 days after the first sale — CoverCress Inc.

The filing says the first sale was Oct 26, 2018. The Form D was filed Nov 13, 2018 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Dec 21, 2018 – May 2, 2022

Gerald Steiner's role changed at CoverCress Inc.: executive officer, director, promoter → director

The Dec 21, 2018 filing lists Gerald Steiner as executive officer, director, promoter; the May 2, 2022 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · May 22, 2015 – Nov 13, 2018

Gerald Steiner's role changed at CoverCress Inc.: executive officer, director → executive officer, director, promoter

The May 22, 2015 filing lists Gerald Steiner as executive officer, director; the Nov 13, 2018 Form D lists executive officer, director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Nov 13, 2018 – Dec 21, 2018

Offering amount changed between filings — CoverCress Inc.

The Nov 13, 2018 filing says $2,000,000 offered; the Dec 21, 2018 Form D/A says $2,916,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · May 22, 2015 – May 2, 2022

Reported revenue range changed between filings — CoverCress Inc.

"No Revenues" (May 22, 2015); then "Decline to Disclose" (May 2, 2022).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 2, 2023 D
Pluton Biosciences, Inc.
File 021-483201
$0$0$0
A portion of the proceeds will be used for general working capital, which may include salary payments to executive officers and directors. An estimate of such amount is unknown at this time.
None listed on this filingEDGAR ↗
May 2, 2022 D
CoverCress Inc.
File 021-443996
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2018 D/A
CoverCress Inc.
File 021-325559
$0$0$0
A portion of the gross proceeds will be used for general working capital purposes, including compensation of certain executive officers.
None listed on this filingEDGAR ↗
Jun 1, 2017 D
Apse, Inc.
File 021-287791
$0$0$0None listed on this filingEDGAR ↗
May 22, 2015 D
CoverCress Inc.
File 021-240468
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Gerald Steiner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Logo
Biotechnology

Pluton Biosciences, Inc.

St. Louis, MO · Jun 2, 2023
  • Jun 2, 2023 · D · $17,579,071 sold of $17,579,071 · 12 investors · min. $75,000 · role: Director (Director) EDGAR ↗

Raised $17.6M from 38 investors (100% of the $17.6M target) as of the latest filing. Gerald is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Agriculture

CoverCress Inc.

St. Louis, MO · May 22, 2015 → May 2, 2022 · 4 filings
  • May 2, 2022 · D · $26,000,001 sold of $26,000,001 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2018 · D/A · $2,916,000 sold of $2,916,000 · 23 investors · min. $4,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Nov 13, 2018 · D · $2,000,000 sold of $2,000,000 · 20 investors · min. $4,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • May 22, 2015 · D · $2,500,000 sold of $2,500,000 · 10 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $26M from 23 investors (100% of the $26M target) as of the latest filing. Gerald is listed as director, executive officer, promoter on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Agriculture / 506(b) (448 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Apse, Inc.

St. Louis, MO · Jun 1, 2017
  • Jun 1, 2017 · D · $463,500 sold of $463,500 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.32M from 14 investors (100% of the $464K target) as of the latest filing. Gerald is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Gerald A. Steiner — MO, 1 issuer, Mar 16, 2009 → Mar 16, 2009 · no shared issuer

People around Gerald 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Plummer

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Bolton

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Holton, Jr.

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Rick Holton, Jr. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Bolten

Director · 1 shared filing (1 issuer) · also on 13 other issuers

Charles Bolten is on 14 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Smoller

Director · 1 shared filing (1 issuer) · also on 9 other issuers

David Smoller is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel J Broderick

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

Walter P Siggelko

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

NL
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan D. Lakey

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Roth

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John P. McAllister

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Killmer

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

Debra Edwards

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Carlos Buzio

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

EG
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Gallegos

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jak Knowles

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Holten

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Hobart Beeghly

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John Peryam

Director · 1 shared filing (1 issuer) · also on 4 other issuers

John Peryam is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Goldman

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Clay Mitchell

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

J. Alan Weber

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

Derek Norman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael DeCamp

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

Winnie Lieu

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

NP
No photo found yet (own website and image search run after this page is viewed)
Person

Nanda Kumar Puthucode

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Lin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Neal Gutterson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Gillespie

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Steiner. Their page shows their other deals.

The team behind the deals

Same business address

7 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gerald Steiner by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gerald Steiner is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St. Louis, MO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

plutonbio.com ↗ found on Pluton Biosciences, Inc. (plutonbio.com — Form C 0001759355-21-000002 (issuer website as filed))

Change history

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