Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:58 AM ET

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Gerald Simmons

Named as an officer, director or promoter on SEC Form D filings · UT, United States (as filed: X1) · May 1, 2015 → Jul 8, 2020

2deals (issuers)

$40.2Mreported sold

101investors

7Form D filings

2015–2020years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gerald Simmons is listed as an executive officer and director on 7 SEC Form D filings by 2 issuers between Aug 2013 and Jul 2020: Lipocine Inc. (Salt Lake City, United States (as filed: X1) — pharmaceuticals — 2013; $38M reported sold to 100 investors) and iVeena Delivery Systems, Inc. (Salt Lake City, United States (as filed: X1) — pharmaceuticals — 2015–2020; $2.13M reported sold to 1 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $40.2M sold in total.

Listed alongside Balamurali Ambati (5 shared filings), James U Jensen (5 shared filings), Ned Weinshenker (5 shared filings), Barry Hanover (4 shared filings), Jayakrishna Ambati (4 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gerald. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 38 bankruptcy cases matching the name listed in Key records below.

What this means 38 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Gerald Simmons and found 8 differences, 1 worth asking the sponsor about: 1000% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gerald Simmons has not run yet — it is joining a line of 44,402 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gerald Simmons..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

38 cases: 1 open, 37 closed (disposition not in docket feed)

Gerald Simmons open

United States Bankruptcy Court, M.D. Georgia · No. 26-70505 · Filed May 6, 2026

Role of Gerald Simmons: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in GA (not a filing state)

Gerald O. Simmons and Tamara N. Artis-Simmons closed

United States Bankruptcy Court, E.D. Virginia · No. 15-50490 · Filed Apr 14, 2015 · Closed Feb 10, 2020

Role of Gerald O. Simmons and Tamara N. Artis-Simmons: Debtor · Outcome: Case closed 2020-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in VA (not a filing state)

Gerald R Simmons closed

United States Bankruptcy Court, N.D. Illinois · No. 13-42155 · Filed Oct 29, 2013 · Closed Mar 13, 2015

Role of Gerald R Simmons: Debtor · Outcome: Case closed 2015-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in IL (not a filing state)

Gerald J. Simmons, Jr. and Kim M. Simmons closed

United States Bankruptcy Court, N.D. New York · No. 11-31520 · Filed Jul 7, 2011 · Closed Oct 28, 2011

Role of Gerald J. Simmons, Jr.: Debtor · Outcome: Case closed 2011-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in NY (not a filing state)

Gerald A. Simmons closed

United States Bankruptcy Court, S.D. Georgia · No. 08-41323 · Filed Jul 25, 2008 · Closed Apr 23, 2010

Role of Gerald A. Simmons: Debtor · Outcome: Case closed 2010-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in GA (not a filing state)

Gerald A. Simmons closed

United States Bankruptcy Court, S.D. Georgia · No. 07-41541 · Filed Sep 27, 2007 · Closed Feb 25, 2009

Role of Gerald A. Simmons: Debtor · Outcome: Case closed 2009-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in GA (not a filing state)

GERALD A SIMMONS and KATHLEEN L SIMMONS closed

United States Bankruptcy Court, E.D. Washington · No. 06-01313 · Filed Jun 9, 2006 · Closed Sep 15, 2006

Role of GERALD A SIMMONS and KATHLEEN L SIMMONS: Debtor · Outcome: Case closed 2006-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in WA (not a filing state)

Gerald Simmons closed

United States Bankruptcy Court, E.D. Missouri · No. 05-58911 · Filed Oct 14, 2005 · Closed Dec 5, 2005

Role of Gerald Simmons: Debtor · Outcome: Case closed 2005-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in MO (not a filing state)

Gerald C. Simmons closed

United States Bankruptcy Court, E.D. Texas · No. 04-11843 · Filed Dec 21, 2004 · Closed Apr 25, 2005

Role of Gerald C. Simmons: Debtor · Outcome: Case closed 2005-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in TX (not a filing state)

Gerald R. Simmons and Barbara E. Simmons closed

United States Bankruptcy Court, N.D. California · No. 04-12697 · Filed Nov 13, 2004 · Closed Feb 22, 2005

Role of Gerald R. Simmons and Barbara E. Simmons: Debtor · Outcome: Case closed 2005-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Gerald M. Simmons closed

United States Bankruptcy Court, E.D. Virginia · No. 04-36046 · Filed Jun 22, 2004 · Closed Oct 8, 2004

Role of Gerald M. Simmons: Debtor · Outcome: Case closed 2004-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in VA (not a filing state)

Gerald P. Simmons closed

United States Bankruptcy Court, W.D. Oklahoma · No. 04-15612 · Filed May 21, 2004 · Closed Jan 6, 2005

Role of Gerald P. Simmons: Debtor · Outcome: Case closed 2005-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in OK (not a filing state)

Gerald Simmons closed

United States Bankruptcy Court, E.D. North Carolina · No. 03-00814 · Filed Jan 29, 2003 · Closed May 16, 2003

Role of Gerald Simmons: Debtor · Outcome: Case closed 2003-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in NC (not a filing state)

Gerald Simmons and Deidira Simmons closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 02-31225 · Filed Aug 7, 2002 · Closed Dec 11, 2002

Role of Gerald Simmons and Deidira Simmons: Debtor · Outcome: Case closed 2002-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in PA (not a filing state)

Gerald Simmons closed

United States Bankruptcy Court, N.D. Texas · No. 01-42385 · Filed Apr 2, 2001 · Closed Oct 31, 2001

Role of Gerald Simmons: Debtor · Outcome: Case closed 2001-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in TX (not a filing state)

Gerald W Simmons and Genevia M Simmons closed

United States Bankruptcy Court, C.D. California · No. 8:01-bk-12559 · Filed Mar 29, 2001 · Closed Jul 27, 2001

Role of Gerald W Simmons and Genevia M Simmons: Debtor · Outcome: Case closed 2001-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Gerald L Simmons and Suzanne M Simmons closed

United States Bankruptcy Court, D. Idaho · No. 01-40031 · Filed Jan 8, 2001 · Closed May 22, 2002

Role of Gerald L Simmons and Suzanne M Simmons: Debtor · Outcome: Case closed 2002-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in ID (not a filing state)

GERALD A. SIMMONS and MITSUKO SIMMONS closed

United States Bankruptcy Court, D. Nevada · No. 00-10058 · Filed Jan 4, 2000 · Closed Nov 17, 2000

Role of GERALD A. SIMMONS and MITSUKO SIMMONS: Debtor · Outcome: Case closed 2000-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in NV (not a filing state)

Albee, Carolyn [Debtor] v. Simmons, Gerald D. closed

United States Bankruptcy Court, W.D. Virginia · No. 98-00249 · Filed Oct 23, 1998 · Closed Nov 18, 1998

Role of Simmons, Gerald D.: Defendant · Outcome: Case closed 1998-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in VA (not a filing state)

Gerald Simmons closed

United States Bankruptcy Court, S.D. Georgia · No. 98-43133 · Filed Oct 9, 1998 · Closed Nov 24, 2003

Role of Gerald Simmons: Debtor · Outcome: Case closed 2003-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in GA (not a filing state)

Gerald L. Simmons and Jennifer M. Chance-Simmons closed

United States Bankruptcy Court, D. Maryland · No. 98-20183 · Filed Jul 31, 1998 · Closed Dec 1, 1998

Role of Gerald L. Simmons and Jennifer M. Chance-Simmons: Debtor · Outcome: Case closed 1998-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in MD (not a filing state)

Gerald D. Simmons and Donna J. Simmons closed

United States Bankruptcy Court, M.D. Florida · No. 3:98-bk-03975 · Filed May 18, 1998 · Closed Oct 8, 1998

Role of Gerald D. Simmons and Donna J. Simmons: Debtor · Outcome: Case closed 1998-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

GERALD C. SIMMONS and EVELYN J. SIMMONS closed

United States Bankruptcy Court, N.D. Florida · No. 98-00672 · Filed Apr 2, 1998 · Closed Jul 10, 1998

Role of GERALD C. SIMMONS and EVELYN J. SIMMONS: Debtor · Outcome: Case closed 1998-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

Gerald H. Simmons closed

United States Bankruptcy Court, N.D. Georgia · No. 96-70867 · Filed Jul 15, 1996 · Closed Aug 11, 1997

Role of Gerald H. Simmons: Debtor · Outcome: Case closed 1997-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in GA (not a filing state)

Gerald H. Simmons closed

United States Bankruptcy Court, N.D. Georgia · No. 96-61479 · Filed Jan 31, 1996 · Closed Jul 25, 1996

Role of Gerald H. Simmons: Debtor · Outcome: Case closed 1996-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in GA (not a filing state)

Gerald K. Simmons closed

United States Bankruptcy Court, M.D. Georgia · No. 95-70441 · Filed Jul 21, 1995 · Closed Dec 27, 1995

Role of Gerald K. Simmons: Debtor · Outcome: Case closed 1995-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in GA (not a filing state)

Gerald T. Simmons closed

United States Bankruptcy Court, E.D. Tennessee · No. 3:94-bk-32245 · Filed Sep 7, 1994 · Closed Oct 3, 1995

Role of Gerald T. Simmons: Debtor · Outcome: Case closed 1995-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in TN (not a filing state)

Gerald L. Simmons Jr. closed

United States Bankruptcy Court, N.D. Georgia · No. 93-42036 · Filed Oct 6, 1993 · Closed Jan 31, 1994

Role of Gerald L. Simmons Jr.: Debtor · Outcome: Case closed 1994-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in GA (not a filing state)

Gerald L. Simmons Jr. closed

United States Bankruptcy Court, N.D. Georgia · No. 93-41384 · Filed Jun 28, 1993 · Closed Oct 7, 1993

Role of Gerald L. Simmons Jr.: Debtor · Outcome: Case closed 1993-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in GA (not a filing state)

Gerald M. Simmons closed

United States Bankruptcy Court, E.D. Virginia · No. 92-33893 · Filed Aug 14, 1992 · Closed Dec 7, 1992

Role of Gerald M. Simmons: Debtor · Outcome: Case closed 1992-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in VA (not a filing state)

Gerald T. Simmons closed

United States Bankruptcy Court, E.D. Tennessee · No. 3:92-bk-33000 · Filed Jun 19, 1992 · Closed Aug 25, 1994

Role of Gerald T. Simmons: Debtor · Outcome: Case closed 1994-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in TN (not a filing state)

GERALD P. SIMMONS and WILLIE E. SIMMONS closed

United States Bankruptcy Court, W.D. Oklahoma · No. 90-00756 · Filed Feb 7, 1990 · Closed Jul 16, 1990

Role of GERALD P. SIMMONS and WILLIE E. SIMMONS: Debtor · Outcome: Case closed 1990-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in OK (not a filing state)

Gerald R. Simmons closed

United States Bankruptcy Court, D. Massachusetts · No. 89-10959 · Filed Apr 12, 1989 · Closed Jul 25, 1989

Role of Gerald R. Simmons: Debtor · Outcome: Case closed 1989-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in MA (not a filing state)

Gerald H. Simmons closed

United States Bankruptcy Court, W.D. Michigan · No. 88-04140 · Filed Dec 28, 1988 · Closed Jul 24, 1989

Role of Gerald H. Simmons: Debtor · Outcome: Case closed 1989-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in MI (not a filing state)

Gerald H. Simmons and Theresa Simmons closed

United States Bankruptcy Court, N.D. New York · No. 88-10528 · Filed Apr 4, 1988 · Closed Mar 1, 1990

Role of Gerald H. Simmons and Theresa Simmons: Debtor · Outcome: Case closed 1990-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in NY (not a filing state)

GERALD A SIMMONS and KATHLEEN L SIMMONS closed

United States Bankruptcy Court, E.D. Washington · No. 87-00209 · Filed Jan 23, 1987 · Closed Jun 17, 1987

Role of GERALD A SIMMONS and KATHLEEN L SIMMONS: Debtor · Outcome: Case closed 1987-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in WA (not a filing state)

Gerald R Simmons closed

United States Bankruptcy Court, N.D. Illinois · No. 86-19417 · Filed Dec 11, 1986 · Closed Oct 15, 1987

Role of Gerald R Simmons: Debtor · Outcome: Case closed 1987-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in IL (not a filing state)

Gerald Simmons and Rosalie Simmons closed

United States Bankruptcy Court, N.D. Illinois · No. 86-17754 · Filed Nov 12, 1986 · Closed Jun 15, 1990

Role of Gerald Simmons and Rosalie Simmons: Debtor · Outcome: Case closed 1990-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in IL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Gerald Simmons — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · May 1, 2015

1000% of the money raised went to insiders — iVeena Delivery Systems, Inc.

The May 1, 2015 Form D reports $10,000 sold and $100,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "No payment to persons is required. The issuer estimates that up to $100,000 may be paid over time, monthly, as salary for the Company's CEO.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 1, 2015 ↗iVeena Delivery Systems, Inc. — PartnerFacts page ↗

Sources

Form D · May 1, 2015 ↗ (May 1, 2015)
iVeena Delivery Systems, Inc. — PartnerFacts page ↗ (Jul 8, 2020)

Note · May 29, 2019 – Jul 8, 2020

No amendment in the last 12 months on an offering that may still be open — iVeena Delivery Systems, Inc. (latest filing Jul 8, 2020)

The latest filing for this offering is dated Jul 8, 2020 (first sale May 29, 2019). It reports $2,130,337 sold of $2,460,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jul 8, 2020 ↗iVeena Delivery Systems, Inc. — PartnerFacts page ↗

Sources

Form D/A · Jul 8, 2020 ↗ (Jul 8, 2020)
iVeena Delivery Systems, Inc. — PartnerFacts page ↗ (Jul 8, 2020)

Note · Apr 30, 2015 – May 1, 2015

No amendment in the last 12 months on an offering that may still be open — iVeena Delivery Systems, Inc. (latest filing May 1, 2015)

The latest filing for this offering is dated May 1, 2015 (first sale Apr 30, 2015). It reports $10,000 sold of $1,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · May 1, 2015 ↗iVeena Delivery Systems, Inc. — PartnerFacts page ↗

Sources

Form D · May 1, 2015 ↗ (May 1, 2015)
iVeena Delivery Systems, Inc. — PartnerFacts page ↗ (Jul 8, 2020)

Note · Jul 24, 2013 – Aug 5, 2013

No amendment in the last 12 months on an offering that may still be open — Lipocine Inc. (latest filing Aug 5, 2013)

The latest filing for this offering is dated Aug 5, 2013 (first sale Jul 24, 2013). It reports $0 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Aug 5, 2013 ↗Lipocine Inc. — PartnerFacts page ↗

Sources

Form D · Aug 5, 2013 ↗ (Aug 5, 2013)
Lipocine Inc. — PartnerFacts page ↗ (Aug 5, 2013)

Note · May 1, 2015 – Dec 8, 2016

Gerald Simmons's role changed at iVeena Delivery Systems, Inc.: executive officer → executive officer, director

The May 1, 2015 filing lists Gerald Simmons as executive officer; the Dec 8, 2016 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 1, 2015 ↗Form D · Dec 8, 2016 ↗Gerald Simmons — PartnerFacts page ↗iVeena Delivery Systems, Inc. — PartnerFacts page ↗

Sources

Form D · May 1, 2015 ↗ (May 1, 2015)
Form D · Dec 8, 2016 ↗ (Dec 8, 2016)
Gerald Simmons — PartnerFacts page ↗
iVeena Delivery Systems, Inc. — PartnerFacts page ↗ (Jul 8, 2020)

Note · Dec 8, 2016 – Dec 4, 2017

Address moved from Salt Lake City, UT to Salt Lake City, United States (as filed: X1) — iVeena Delivery Systems, Inc.

The people listed on the Dec 8, 2016 filing give Salt Lake City, UT; on the Dec 4, 2017 filing they give Salt Lake City, United States (as filed: X1).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 8, 2016 ↗Form D · Dec 4, 2017 ↗iVeena Delivery Systems, Inc. — PartnerFacts page ↗

Sources

Form D · Dec 8, 2016 ↗ (Dec 8, 2016)
Form D · Dec 4, 2017 ↗ (Dec 4, 2017)
iVeena Delivery Systems, Inc. — PartnerFacts page ↗ (Jul 8, 2020)

Note · May 1, 2015 – Dec 8, 2016

Address moved from Salt Lake City, United States (as filed: X1) to Salt Lake City, UT — iVeena Delivery Systems, Inc.

The people listed on the May 1, 2015 filing give Salt Lake City, United States (as filed: X1); on the Dec 8, 2016 filing they give Salt Lake City, UT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · May 1, 2015 ↗Form D · Dec 8, 2016 ↗iVeena Delivery Systems, Inc. — PartnerFacts page ↗

Sources

Form D · May 1, 2015 ↗ (May 1, 2015)
Form D · Dec 8, 2016 ↗ (Dec 8, 2016)
iVeena Delivery Systems, Inc. — PartnerFacts page ↗ (Jul 8, 2020)

Note · Aug 5, 2013 – Jul 8, 2020

Gerald Simmons is listed with 2 different address states: UT, X1

UT on 3 filings (Aug 5, 2013 to Dec 8, 2016); United States (as filed: X1) on 4 filings (May 1, 2015 to Jul 8, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Aug 5, 2013 ↗Form D · May 1, 2015 ↗

Sources

Form D · Aug 5, 2013 ↗ (Aug 5, 2013)
Form D · May 1, 2015 ↗ (May 1, 2015)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 6 offerings reports sales commissions totalling $1,900,999; 0 report finder's fees; 4 report proceeds to related persons totalling $614,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jul 8, 2020 D/A iVeena Delivery Systems, Inc. File 021-340604	$0	$0	$200,000 (est.) It is estimated that approximately $200,000 may be used to pay for services provided by the CEO, consultants, and certain Directors who may provide services to the Company.	None listed on this filing	EDGAR ↗
Dec 4, 2017 D iVeena Delivery Systems, Inc. File 021-300010	$0	$0	$100,000 (est.) It is estimated that approximately $100,000 may be used to pay for services provided by the CEO, consultants, and certain Directors who may provide services to the Company.	None listed on this filing	EDGAR ↗
Dec 8, 2016 D iVeena Delivery Systems, Inc. File 021-275925	$0	$0	$214,000 (est.)	None listed on this filing	EDGAR ↗
May 1, 2015 D iVeena Delivery Systems, Inc. File 021-239007	$0	$0	$100,000 (est.) No payment to persons is required. The issuer estimates that up to $100,000 may be paid over time, monthly, as salary for the Company's CEO.	None listed on this filing	EDGAR ↗
Aug 5, 2013 D Lipocine Inc. File 021-200775	$0	$0	$0 Share exchange - no monetary proceeds.	None listed on this filing	EDGAR ↗
Aug 5, 2013 D Lipocine Inc. File 021-200776	$1,900,999	$0	$0	Ladenburg Thalmann & Co., Inc. BrokerCheck CRD 505 ↗ via Ladenburg Thalmann & Co., Inc. (CRD 505 ↗)	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Gerald Simmons on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pharmaceuticals

iVeena Delivery Systems, Inc.

Salt Lake City, United States (as filed: X1) · May 1, 2015 → Jul 8, 2020 · 5 filings

Jul 8, 2020 · D/A · $2,130,337 sold of $2,460,000 · 0 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
May 29, 2019 · D · $0 sold of $2,460,000 · 0 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
Dec 4, 2017 · D · $0 sold of $2,500,000 · 0 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
Dec 8, 2016 · D · $0 sold of $1,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
May 1, 2015 · D · $10,000 sold of $1,500,000 · 1 investors · min. $10,000 · role: Executive Officer EDGAR ↗

Raised $2.13M from 1 investor (87% of the $2.46M target) as of the latest filing. Gerald is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(c) (33 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pharmaceuticals

Lipocine Inc.

Salt Lake City, United States (as filed: X1) · Aug 5, 2013 → Aug 5, 2013 · 2 filings

Aug 5, 2013 · D · $38,019,984 sold of $38,019,984 · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Aug 5, 2013 · D · $0 sold of Indefinite · 100 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $38M from 100 investors (100% of the $38M target) as of the latest filing. Gerald is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Gerald 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Ned Weinshenker

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James U Jensen

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Balamurali Ambati

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Barry Hanover

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jayakrishna Ambati

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David C. Robinson

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mahesh V. Patel

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gordhan Patel

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert K. Merrell

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John W. Higuchi

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Srinivasan Venkateshwaran

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

William I. Higuchi

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Heffernan Ron

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Greg Jones

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Dempsey

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Simmons. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

Jade Therapeutics, Inc. Salt Lake City, X1 · 2013

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gerald Simmons by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gerald Simmons is listed on: none on file. No website or social profile named in iVeena Delivery Systems, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #212,754 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Salt Lake City, X1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Gerald Simmons

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

1000% of the money raised went to insiders — iVeena Delivery Systems, Inc.

No amendment in the last 12 months on an offering that may still be open — iVeena Delivery Systems, Inc. (latest filing Jul 8, 2020)

No amendment in the last 12 months on an offering that may still be open — iVeena Delivery Systems, Inc. (latest filing May 1, 2015)

No amendment in the last 12 months on an offering that may still be open — Lipocine Inc. (latest filing Aug 5, 2013)

Gerald Simmons's role changed at iVeena Delivery Systems, Inc.: executive officer → executive officer, director

Address moved from Salt Lake City, UT to Salt Lake City, United States (as filed: X1) — iVeena Delivery Systems, Inc.

Address moved from Salt Lake City, United States (as filed: X1) to Salt Lake City, UT — iVeena Delivery Systems, Inc.

Gerald Simmons is listed with 2 different address states: UT, X1

5. Money to insiders

Deals 2

People around Gerald 15

The team behind the deals

1 other issuer file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

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