Gerald Fine is listed as a director on 7 SEC Form D filings by 2 issuers between Apr 2009 and Jun 2011: Pixtronix Inc (Andover, MA — other technology — 2009–2011; $19M reported sold to 13 investors) and MINTERA CORP (Acton, MA — other technology — 2009–2010; $4.08M reported sold to 20 investors).
What this means 2 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $23.1M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Gerald Fine and found 8 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.