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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:32 AM ET

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Gerald E Brock

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 11, 2009 → Jan 31, 2017

2deals (issuers)
$2.17Mreported sold
67investors
13Form D filings
2009–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gerald E Brock is listed as an executive officer and director on 13 SEC Form D filings by 2 issuers between Feb 2009 and Feb 2019: Arista Power, Inc. (Rochester, NY — other energy — 2009–2010; $2.01M reported sold to 43 investors) and Sky Wolf Wind Turbine Corp (Geneseo, NY — other energy — 2011–2019; $158K reported sold to 24 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $2.17M sold in total.

Listed alongside George Naselaris (8 shared filings), Anthony C JR Romano (5 shared filings), Eugene R Henn (5 shared filings), Adeeb Saba (4 shared filings), Mark Matthews (4 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gerald. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Gerald E Brock and found 17 differences, 6 worth asking the sponsor about: 4 regulator actions name the subject or team members; Bankruptcy case: Gerald Brock; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gerald E Brock has not run yet — it is joining a line of 55,988 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gerald E Brock..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

6 cases: 6 closed (disposition not in docket feed)

Gerald D Brock and Jevonna L Brock closed
United States Bankruptcy Court, D. Idaho · No. 22-00152 · Filed Apr 20, 2022 · Closed Jul 26, 2022
Role of Gerald D Brock and Jevonna L Brock: Debtor · Outcome: Case closed 2022-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in ID (not a filing state); middle initial differs
Gerald Brock and Jevonna Brock closed
United States Bankruptcy Court, D. Idaho · No. 20-00321 · Filed Apr 5, 2020 · Closed Jul 20, 2020
Role of Gerald Brock and Jevonna Brock: Debtor · Outcome: Case closed 2020-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in ID (not a filing state); middle initial differs
Gerald Brock closed
United States Bankruptcy Court, W.D. New York · No. 2-04-22707 · Filed Jun 23, 2004 · Closed Nov 23, 2004
Role of Gerald Brock: Debtor · Outcome: Case closed 2004-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in the person's filing state (NY)
Gerald A Brock and Sandra L Brock closed
United States Bankruptcy Court, W.D. Washington · No. 03-25945 · Filed Dec 12, 2003 · Closed Apr 9, 2007
Role of Gerald A Brock and Sandra L Brock: Debtor · Outcome: Case closed 2007-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in WA (not a filing state); middle initial differs
Gerald D. Brock and Linda R. Brock closed
United States Bankruptcy Court, N.D. Mississippi · No. 00-10404 · Filed Feb 7, 2000 · Closed May 31, 2000
Role of Gerald D. Brock and Linda R. Brock: Debtor · Outcome: Case closed 2000-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in MS (not a filing state); middle initial differs
Gerald E. Brock and Frances T. Brock closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:97-bk-31720 · Filed Apr 25, 1997 · Closed Aug 25, 1997
Role of Gerald E. Brock and Frances T. Brock: Debtor · Outcome: Case closed 1997-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); court in TN (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Gerald E Brock — 6 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Jun 20, 2017 – Sep 15, 2022

4 regulator actions name the subject or team members

Regulator action naming a team member: Sky Wolf Wind Turbine Corp. (Sep 15, 2022) · Regulator action naming a team member: Arista Power, Inc., et al. (Sep 14, 2018) · Regulator action naming a team member: Arista Power, Inc., et al. (Aug 18, 2017) · Regulator action naming a team member: Arista Power, Inc., et al. (Jun 20, 2017)

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sky Wolf Wind Turbine Corp. ↗Sky Wolf Wind Turbine Corp — PartnerFacts page ↗Arista Power, Inc., et al. ↗Arista Power, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jun 23, 2004 – Nov 23, 2004

Bankruptcy case: Gerald Brock — filed Jun 23, 2004

United States Bankruptcy Court, W.D. New York docket "Gerald Brock" filed Jun 23, 2004, closed Nov 23, 2004. Gerald E Brock is listed as Debtor ("Gerald Brock"). Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗
Sources
Note · Jan 12, 2016 – Jan 18, 2019

Bankruptcy case: Arista Power, Inc. — filed Jan 12, 2016

United States Bankruptcy Court, W.D. New York docket "Arista Power, Inc." filed Jan 12, 2016, closed Jan 18, 2019. Arista Power, Inc. (related issuer) is listed as Debtor ("Arista Power, Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗Arista Power, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jun 16, 2009 – Jul 28, 2009

Investor count went down between filings — Arista Power, Inc.

The Jun 16, 2009 filing reports 43 investors; the Jul 28, 2009 Form D reports 10 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jun 16, 2009 ↗Form D (later) · Jul 28, 2009 ↗Arista Power, Inc. — PartnerFacts page ↗
Sources
Worth asking · Feb 11, 2009 – Apr 4, 2018

9 filings report more than 10% of the money raised going to insiders

1000% of the money raised went to insiders — Sky Wolf Wind Turbine Corp · 72% of the money raised went to insiders — Sky Wolf Wind Turbine Corp · 4000% of the money raised went to insiders — Sky Wolf Wind Turbine Corp · 333% of the money raised went to insiders — Sky Wolf Wind Turbine Corp · 43% of the money raised went to insiders — Arista Power, Inc. · and 4 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Apr 4, 2018 ↗Sky Wolf Wind Turbine Corp — PartnerFacts page ↗Form D · Jan 31, 2017 ↗Form D · Feb 7, 2014 ↗
Sources
Note · Apr 11, 2014 – Feb 11, 2019

Gerald E Brock appears on 2 deals that stopped filing before reaching their target

Sky Wolf Wind Turbine Corp (last filing Feb 11, 2019; $158,000 sold of $1,000,000); Arista Power, Inc. (last filing Apr 11, 2014; $2,012,500 sold of $20,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sky Wolf Wind Turbine Corp — PartnerFacts page ↗Arista Power, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jun 23, 2010 – Feb 11, 2019

4 Form Ds were filed more than 15 days after the first sale

Form D filed 73 days after the first sale — Sky Wolf Wind Turbine Corp · Form D filed 17 days after the first sale — Sky Wolf Wind Turbine Corp · Form D filed 30 days after the first sale — Arista Power, Inc. · Form D filed 16 days after the first sale — Arista Power, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Feb 11, 2019 ↗Sky Wolf Wind Turbine Corp — PartnerFacts page ↗Form D · Feb 7, 2014 ↗Form D · Dec 30, 2010 ↗
Sources
Note · Feb 2, 2009 – Feb 11, 2019

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sky Wolf Wind Turbine Corp (latest filing Feb 11, 2019) · No amendment in the last 12 months on an offering that may still be open — Sky Wolf Wind Turbine Corp (latest filing Apr 4, 2018) · No amendment in the last 12 months on an offering that may still be open — Sky Wolf Wind Turbine Corp (latest filing Jan 31, 2017) · No amendment in the last 12 months on an offering that may still be open — Sky Wolf Wind Turbine Corp (latest filing Feb 7, 2014) · No amendment in the last 12 months on an offering that may still be open — Sky Wolf Wind Turbine Corp (latest filing Jul 20, 2011) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Feb 11, 2019 ↗Sky Wolf Wind Turbine Corp — PartnerFacts page ↗Form D · Apr 4, 2018 ↗Form D · Jan 31, 2017 ↗
Sources
Worth asking · Dec 30, 2010 – Apr 6, 2011

Gerald E Brock is no longer listed on the Apr 6, 2011 amendment — Arista Power, Inc.

Gerald E Brock appears on the Dec 30, 2010 Form D (director) but not on the Apr 6, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Dec 30, 2010 ↗Form D/A · Apr 6, 2011 ↗Gerald E Brock — PartnerFacts page ↗Arista Power, Inc. — PartnerFacts page ↗
Sources
Note · May 10, 2010 – Jul 9, 2010

Gerald E Brock's role changed at Arista Power, Inc.: executive officer, director → director

The May 10, 2010 filing lists Gerald E Brock as executive officer, director; the Jul 9, 2010 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 10, 2010 ↗Form D · Jul 9, 2010 ↗Gerald E Brock — PartnerFacts page ↗Arista Power, Inc. — PartnerFacts page ↗
Sources
Note · Dec 30, 2010 – Apr 6, 2011

Offering amount changed between filings — Arista Power, Inc.

The Dec 30, 2010 filing says $2,000,000 offered; the Apr 6, 2011 Form D/A says $2,012,500.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 30, 2010 ↗Form D/A (later) · Apr 6, 2011 ↗Arista Power, Inc. — PartnerFacts page ↗
Sources
Note · Jun 16, 2009 – Jul 28, 2009

Offering amount lowered between filings — Arista Power, Inc.

The Jun 16, 2009 filing says $2,300,000 offered; the Jul 28, 2009 Form D says $1,600,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · Jun 16, 2009 ↗Form D (later) · Jul 28, 2009 ↗Arista Power, Inc. — PartnerFacts page ↗
Sources
Note · Feb 23, 2009 – Jun 16, 2009

Offering amount lowered between filings — Arista Power, Inc.

The Feb 23, 2009 filing says $20,000,000 offered; the Jun 16, 2009 Form D/A says $2,300,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · Feb 23, 2009 ↗Form D/A (later) · Jun 16, 2009 ↗Arista Power, Inc. — PartnerFacts page ↗
Sources
Note · Feb 11, 2009 – Feb 7, 2014

Gerald E Brock is written 2 different ways on the filings

listed as "Gerald E Brock" on 10 filings (from Feb 11, 2009), and "Gerald Brock" on 3 filings (from Feb 7, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 11, 2009 ↗Form D · Feb 7, 2014 ↗Gerald E Brock — PartnerFacts page ↗
Sources
Note · Jul 20, 2011 – Apr 4, 2018

Reported revenue range changed between filings — Sky Wolf Wind Turbine Corp

"No Revenues" (Jul 20, 2011); then "$1 - $1,000,000" (Jan 31, 2017); then "Decline to Disclose" (Apr 4, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jul 20, 2011 ↗Form D · Jan 31, 2017 ↗Form D · Apr 4, 2018 ↗Sky Wolf Wind Turbine Corp — PartnerFacts page ↗
Sources
Note · Feb 7, 2014 – Jan 31, 2017

Address moved from Livonia, NY to Geneseo, NY — Sky Wolf Wind Turbine Corp

The people listed on the Feb 7, 2014 filing give Livonia, NY; on the Jan 31, 2017 filing they give Geneseo, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 7, 2014 ↗Form D · Jan 31, 2017 ↗Sky Wolf Wind Turbine Corp — PartnerFacts page ↗
Sources
Note · Jul 28, 2009 – May 10, 2010

Address moved from Livonia, NY to Rochester, NY — Arista Power, Inc.

The people listed on the Jul 28, 2009 filing give Livonia, NY; on the May 10, 2010 filing they give Rochester, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 28, 2009 ↗Form D · May 10, 2010 ↗Arista Power, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 7 report proceeds to related persons totalling $670,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 11, 2019 D
Sky Wolf Wind Turbine Corp
File 021-332509
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2018 D
Sky Wolf Wind Turbine Corp
File 021-309260
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Jan 31, 2017 D
Sky Wolf Wind Turbine Corp
File 021-279703
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Feb 7, 2014 D
Sky Wolf Wind Turbine Corp
File 021-211519
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Jul 20, 2011 D
Sky Wolf Wind Turbine Corp
File 021-163178
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Dec 30, 2010 D
Arista Power, Inc.
File 021-152824
$0$0$120,000
Estimated amount to be paid to executive officers as base salary.
None listed on this filingEDGAR ↗
Nov 22, 2010 D/A
Arista Power, Inc.
File 021-144667
$0$0$100,000 (est.)
Estimated amount to be paid to executive officers as compensation.
None listed on this filingEDGAR ↗
May 10, 2010 D
Arista Power, Inc.
File 021-141792
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 28, 2009 D
Arista Power, Inc.
File 021-113765
$0$0$50,000 (est.)
Form D filed 6/16/09 included an estimated $250,000 to be used for payments to executive officers. Total annual salary for executive officers exceeds $250,000. The estimate of $50,000 in this Form D will cover the additional required payments.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Gerald E Brock on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SW
Other Energy

Sky Wolf Wind Turbine Corp

Geneseo, NY · Jul 20, 2011 → Feb 11, 2019 · 5 filings
  • Feb 11, 2019 · D · $158,000 sold of Indefinite · 24 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 4, 2018 · D · $10,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 31, 2017 · D · $138,500 sold of $1,000,000 · 7 investors · min. $500 · role: Executive Officer, Director EDGAR ↗
  • Feb 7, 2014 · D · $2,500 sold of $1,000,000 · 1 investors · min. $2,500 · role: Executive Officer, Director EDGAR ↗
  • Jul 20, 2011 · D · $30,000 sold of $1,000,000 · 3 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗

Raised $158K from 24 investors as of the latest filing. Gerald is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Other Energy

Arista Power, Inc.

Rochester, NY · Feb 11, 2009 → Dec 30, 2010 · 8 filings
  • Dec 30, 2010 · D · $840,000 sold of $2,000,000 · 16 investors · min. $17,500 · role: Director EDGAR ↗
  • Nov 22, 2010 · D/A · $1,500,000 sold of $1,500,000 · 12 investors · min. $50,000 · role: Director EDGAR ↗
  • Jul 9, 2010 · D · $1,000,000 sold of $1,500,000 · 6 investors · min. $50,000 · role: Director EDGAR ↗
  • May 10, 2010 · D · $0 sold of $7,250,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 28, 2009 · D · $833,000 sold of $1,600,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 16, 2009 · D/A · $586,000 sold of $2,300,000 · 43 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 23, 2009 · D/A · $70,000 sold of $20,000,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 11, 2009 · D · $70,000 sold of $20,000,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $2.01M from 43 investors (100% of the $2M target) as of the latest filing. Gerald is listed as director, executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Gerald 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

George Naselaris

Director · 8 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony C JR Romano

Director · 5 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Eugene R Henn

Director · 5 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Molly Hedges

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William A. Schmitz

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Matthews

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Adeeb Saba

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steven DiNunzio

Director · 4 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Cherrie Mahon

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Pierre Leignadier

Director · 3 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dov Schwell

Director · 3 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Blake

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John H Schwartz

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John P. Blake

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald E Brock. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gerald E Brock by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gerald E Brock is listed on: none on file. No website or social profile named in Arista Power, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #318,442 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Rochester, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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