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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:42 AM ET

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George Halaby

Named as an officer, director or promoter on SEC Form D filings · IL · Dec 18, 2013 → Jun 1, 2021

15deals (issuers)
$8.5Breported sold
8,596investors
105Form D filings
2013–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

George Halaby is listed as a director on 105 SEC Form D filings by 15 issuers between Dec 2013 and Jun 2021. Largest by amount reported sold: O'Connor Global Merger Arbitrage LLC (New York, NY — pooled investment fund — 2015–2021; $1.69B reported sold to 2,776 investors), O'Connor Global Multi-Strategy Alpha LLC (New York, NY — pooled investment fund — 2014–2021; $1.4B reported sold to 59 investors), O'Connor Global Multi-Strategy Alpha WM LLC (New York, NY — pooled investment fund — 2014–2021; $1.37B reported sold to 1,974 investors), Nineteen77 Global Fundamental Market Neutral Long/Short Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2021; $1.16B reported sold to 65 investors), O'Connor Global Multi-Strategy Alpha Ltd (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2021; $684.1M reported sold to 343 investors) and 10 more (all listed below).

What this means That is a lot of deals — 15 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $8.5B sold in total.

Listed alongside William E.J. Walmsley (105 shared filings), UBS O'Connor LLC (98 shared filings, management entity), Joseph C. Workman (62 shared filings), Philip Dickie (47 shared filings), Darren Stainrod (42 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around George. Each name links to their own page.

All 15 issuers belong to the sponsor group A And Q Metric Spc (130 issuers, $29.56B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. A And Q Metric Spc has 130 companies on file and $29.56B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 105 public filings for George Halaby and found 7 differences, 5 worth asking the sponsor about: Bankruptcy case: George A Halaby; Bankruptcy case: George H. Halaby; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for George Halaby has not run yet — it is joining a line of 59,413 names; searches run around the clock at the hosts' allowed rate. Searched so far: 674 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

Jadd Nabeel Halaby v. BMW Financial Services NA, LLC closed
District Court, C.D. California · No. 2:24-cv-05266 · Filed Jun 21, 2024 · Closed Aug 5, 2025 · Nature of suit: 370 Other Fraud · Cause: 28:1441 Notice of Removal - Fraud
Role of Jadd Nabeel Halaby: Plaintiff · Outcome: Terminated 2025-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 6 federal dockets); different first name (nabeel); court in CA (not a filing state)
HUNT, WILLIAM J. v. SAMUEL HALABY INC. dismissed
District Court, W.D. New York · No. · Filed May 25, 1989 · Closed Oct 23, 1989 · Nature of suit: 450 Interstate commerce
Role of SAMUEL HALABY INC.: Defendant · Outcome: Terminated 1989-10-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 6 federal dockets); different first name (samuel); court in the person's filing state (NY)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched George Halaby..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

George A Halaby closed
United States Bankruptcy Court, E.D. Virginia · No. 01-13569 · Filed Sep 7, 2001 · Closed Dec 9, 2002
Role of George A Halaby: Debtor · Outcome: Case closed 2002-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 6 federal dockets); first name matches; court in VA (not a filing state)
George H. Halaby closed
United States Bankruptcy Court, D. New Jersey · No. 90-30718 · Filed Feb 20, 1990 · Closed Oct 4, 1995
Role of George H. Halaby: Debtor · Outcome: Case closed 1995-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 6 federal dockets); first name matches; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for George Halaby — 5 worth asking about (compared the newest 50 of 105 filings on Oct 24, 2026; older filings not covered)

Worth asking · Sep 7, 2001 – Dec 9, 2002

Bankruptcy case: George A Halaby — filed Sep 7, 2001

United States Bankruptcy Court, E.D. Virginia docket "George A Halaby" filed Sep 7, 2001, closed Dec 9, 2002. George Halaby is listed as Debtor ("George A Halaby"). Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Virginia ↗
Sources
Worth asking · Feb 20, 1990 – Oct 4, 1995

Bankruptcy case: George H. Halaby — filed Feb 20, 1990

United States Bankruptcy Court, D. New Jersey docket "George H. Halaby" filed Feb 20, 1990, closed Oct 4, 1995. George Halaby is listed as Debtor ("George H. Halaby"). Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗
Sources
Worth asking · Oct 27, 2020 – Apr 2, 2021

Form D filed 157 days after the first sale — Nineteen77 Environmental Focus Fund (Delaware) LLC

The filing says the first sale was Oct 27, 2020. The Form D was filed Apr 2, 2021 — 157 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 142 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 2, 2021 ↗Nineteen77 Environmental Focus Fund (Delaware) LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 3, 2020 – Apr 2, 2021

Form D filed 150 days after the first sale — Nineteen77 Environmental Focus Fund (Cayman) Ltd

The filing says the first sale was Nov 3, 2020. The Form D was filed Apr 2, 2021 — 150 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 135 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 2, 2021 ↗Nineteen77 Environmental Focus Fund (Cayman) Ltd — PartnerFacts page ↗
Sources
Note · Jun 1, 2003 – Mar 1, 2021

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Nineteen77 Global Fundamental Market Neutral Long/Short Ltd (latest filing Mar 1, 2021) · No amendment in the last 12 months on an offering that may still be open — Nineteen77 Global Fundamental Market Neutral Long Short LLC (latest filing Mar 1, 2021) · No amendment in the last 12 months on an offering that may still be open — Nineteen77 Global Multi-Strategy Alpha (Levered) Ltd (latest filing Sep 20, 2017) · No amendment in the last 12 months on an offering that may still be open — Nineteen77 US Equities Long/Short Select Ltd (latest filing Jul 12, 2017) · No amendment in the last 12 months on an offering that may still be open — Nineteen77 US Equities Long/Short Select LLC (latest filing Jul 12, 2017)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 1, 2021 ↗Nineteen77 Global Fundamental Market Neutral Long/Short Ltd — PartnerFacts page ↗Form D/A · Mar 1, 2021 ↗Nineteen77 Global Fundamental Market Neutral Long Short LLC — PartnerFacts page ↗
Sources
Worth asking · Feb 16, 2021 – Jun 1, 2022

9 people are no longer listed on a later amendment

George Halaby is no longer listed on the Jun 1, 2022 amendment — O'Connor Global Multi-Strategy Alpha II Ltd · George Halaby is no longer listed on the Jun 1, 2022 amendment — O'Connor Global Merger Arbitrage Ltd · George Halaby is no longer listed on the Apr 7, 2022 amendment — Nineteen77 Environmental Focus Fund (Delaware) LLC · George Halaby is no longer listed on the Apr 4, 2022 amendment — Nineteen77 Environmental Focus Fund (Cayman) Ltd · George Halaby is no longer listed on the Mar 1, 2022 amendment — O'Connor Global Merger Arbitrage LLC · and 4 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jun 1, 2021 ↗Form D/A · Jun 1, 2022 ↗George Halaby — PartnerFacts page ↗O'Connor Global Multi-Strategy Alpha II Ltd — PartnerFacts page ↗
Sources
Note · Nov 20, 2013 – Jun 1, 2023

18 address changes between filings

Address moved from Chicago, IL to Grand Cayman, Cayman Islands (as filed: E9) — O'Connor Global Merger Arbitrage Ltd · Address moved from Chicago, IL to Grand Cayman, Cayman Islands (as filed: E9) — O'Connor Global Multi-Strategy Alpha II Ltd · Address moved from Chicago, IL to Grand Cayman, Cayman Islands (as filed: E9) — Nineteen77 Environmental Focus Fund (Delaware) LLC · Address moved from Chicago, IL to Grand Cayman, Cayman Islands (as filed: E9) — Nineteen77 Environmental Focus Fund (Cayman) Ltd · Address moved from Chicago, IL to Grand Cayman, Cayman Islands (as filed: E9) — O'Connor Global Merger Arbitrage LLC · and 13 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 1, 2022 ↗Form D/A · Jun 1, 2023 ↗O'Connor Global Merger Arbitrage Ltd — PartnerFacts page ↗Form D/A · Jun 1, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 105 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

11 of 15 offerings report sales commissions totalling $178,855,534; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 1, 2021 D/A
O'Connor Global Multi-Strategy Alpha II Ltd
File 021-148510
$2,860,422 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Asset Management (US) Inc. BrokerCheck CRD 583 ↗
UBS Asset Management (Americas) Inc. BrokerCheck CRD 106838 ↗		EDGAR ↗
Jun 1, 2021 D/A
O'Connor Global Merger Arbitrage Ltd
File 021-240514
$5,797,635 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Asset Management (US) Inc. BrokerCheck CRD 583 ↗		EDGAR ↗
Apr 7, 2021 D/A
Nineteen77 Environmental Focus Fund (Delaware) LLC
File 021-394582
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Apr 2, 2021 D
Nineteen77 Environmental Focus Fund (Cayman) Ltd
File 021-394575
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Mar 1, 2021 D/A
O'Connor Global Multi-Strategy Alpha Ltd
File 021-104873
$33,324,158 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Asset Management (US) Inc. BrokerCheck CRD 583 ↗
UBS Asset Management (Americas) Inc. BrokerCheck CRD 106838 ↗		EDGAR ↗
Mar 1, 2021 D/A
Nineteen77 Global Fundamental Market Neutral Long/Short Ltd
File 021-104874
$3,114,864 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Asset Management (US) Inc. BrokerCheck CRD 583 ↗
UBS Asset Management (Americas) Inc. BrokerCheck CRD 106838 ↗		EDGAR ↗
Mar 1, 2021 D/A
O'Connor Global Multi-Strategy Alpha LLC
File 021-62136
$13,359,895 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Asset Management (US) Inc. BrokerCheck CRD 583 ↗
UBS Asset Management (Americas) Inc. BrokerCheck CRD 106838 ↗		EDGAR ↗
Mar 1, 2021 D/A
O'Connor Global Multi-Strategy Alpha WM LLC
File 021-104875
$98,761,009 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Asset Management (US) Inc. BrokerCheck CRD 583 ↗
UBS Asset Management (Americas) Inc. BrokerCheck CRD 106838 ↗		EDGAR ↗
Mar 1, 2021 D/A
Nineteen77 Global Fundamental Market Neutral Long Short LLC
File 021-128271
$1,201,669 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Asset Management (US) Inc. BrokerCheck CRD 583 ↗
UBS Asset Management (Americas) Inc. BrokerCheck CRD 106838 ↗		EDGAR ↗
Mar 1, 2021 D/A
O'Connor Global Merger Arbitrage LLC
File 021-240519
$15,691,382 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Asset Management (US) Inc. BrokerCheck CRD 583 ↗		EDGAR ↗
Feb 16, 2021 D/A
O'Connor Global Multi-Strategy Alpha WM II LLC
File 021-257278
$4,349,500 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Asset Management (US) Inc. BrokerCheck CRD 583 ↗		EDGAR ↗
Sep 20, 2017 D/A
Nineteen77 Global Multi-Strategy Alpha (Levered) Ltd
File 021-184503
$0$0$0
The Issuer pays a management fee as described in the Issuer's offering documents. In addition, the Issuer pays customary directors fees.
None listed on this filingEDGAR ↗
Jul 12, 2017 D/A
Nineteen77 US Equities Long/Short Select Ltd
File 021-225127
$55,000 (est.)$0$0
The Issuer pays a management fee as described in the Issuer's offering documents. In addition, the Issuer pays customary directors fees.
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Asset Management (US) Inc. BrokerCheck CRD 583 ↗		EDGAR ↗
Jul 12, 2017 D/A
Nineteen77 US Equities Long/Short Select LLC
File 021-187232
$340,000 (est.)$0$0
The Issuer pays a management fee as described in the Issuer's offering documents. In addition, the Issuer pays customary directors fees.
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Asset Management (US) Inc. BrokerCheck CRD 583 ↗		EDGAR ↗
Mar 28, 2017 D/A
O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC
File 021-175678
$0 (est.)$0$0
The Issuer pays a management fee as described in the Issuer's offering documents. In addition, the Issuer pays customary directors fees.
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 15

Every issuer that named George Halaby on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha II Ltd

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Dec 18, 2013 → Jun 1, 2021 · 10 filings
  • Jun 1, 2021 · D/A · $140,238,720 sold of Indefinite · 225 investors · min. $100,000 · role: Director EDGAR ↗
  • May 29, 2020 · D/A · $103,751,220 sold of Indefinite · 128 investors · min. $100,000 · role: Director EDGAR ↗
  • May 29, 2019 · D/A · $102,621,220 sold of Indefinite · 125 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 1, 2019 · D/A · $101,791,220 sold of Indefinite · 123 investors · min. $100,000 · role: Director EDGAR ↗
  • May 22, 2018 · D/A · $101,791,220 sold of Indefinite · 123 investors · min. $100,000 · role: Director EDGAR ↗
  • May 22, 2017 · D/A · $95,083,502 sold of Indefinite · 108 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 19, 2017 · D/A · $88,609,752 sold of Indefinite · 89 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 19, 2016 · D/A · $56,499,999 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 17, 2014 · D/A · $46,499,999 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 18, 2013 · D/A · $46,499,999 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $244.7M from 532 investors as of the latest filing. George is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Merger Arbitrage Ltd

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · May 26, 2015 → Jun 1, 2021 · 9 filings
  • Jun 1, 2021 · D/A · $339,220,997 sold of Indefinite · 869 investors · min. $100,000 · role: Director EDGAR ↗
  • May 29, 2020 · D/A · $258,846,963 sold of Indefinite · 631 investors · min. $100,000 · role: Director EDGAR ↗
  • May 29, 2019 · D/A · $177,442,634 sold of Indefinite · 412 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 1, 2019 · D/A · $151,547,345 sold of Indefinite · 340 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 17, 2018 · D/A · $131,119,345 sold of Indefinite · 276 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 17, 2017 · D/A · $67,620,000 sold of Indefinite · 53 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2016 · D/A · $53,050,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2015 · D/A · $800,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • May 26, 2015 · D · $550,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $410.2M from 1,083 investors as of the latest filing. George is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NE
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 Environmental Focus Fund (Delaware) LLC

Chicago, IL · Apr 2, 2021 → Apr 7, 2021 · 2 filings
  • Apr 7, 2021 · D/A · $20,550,000 sold of Indefinite · 3 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 2, 2021 · D · $20,550,000 sold of Indefinite · 3 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗

Raised $161.6M from 304 investors as of the latest filing. George is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NE
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 Environmental Focus Fund (Cayman) Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Apr 2, 2021
  • Apr 2, 2021 · D · $3,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $46.2M from 110 investors as of the latest filing. George is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha Ltd

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 14, 2014 → Mar 1, 2021 · 10 filings
  • Mar 1, 2021 · D/A · $674,786,328 sold of Indefinite · 340 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 28, 2020 · D/A · $670,336,631 sold of Indefinite · 338 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 1, 2019 · D/A · $670,236,631 sold of Indefinite · 338 investors · min. $50,000 · role: Director EDGAR ↗
  • May 22, 2018 · D/A · $670,236,631 sold of Indefinite · 338 investors · min. $50,000 · role: Director EDGAR ↗
  • May 22, 2017 · D/A · $669,736,631 sold of Indefinite · 337 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 5, 2017 · D/A · $665,436,631 sold of Indefinite · 336 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 18, 2016 · D/A · $655,932,668 sold of Indefinite · 333 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 17, 2015 · D/A · $407,281,330 sold of Indefinite · 296 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 17, 2014 · D/A · $562,068,614 sold of Indefinite · 183 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $562,068,614 sold of Indefinite · 183 investors · min. $50,000 · role: Director EDGAR ↗

Raised $684.1M from 343 investors as of the latest filing. George is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha WM LLC

New York, NY · Apr 2, 2014 → Mar 1, 2021 · 10 filings
  • Mar 1, 2021 · D/A · $1,316,021,287 sold of Indefinite · 1,969 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Feb 28, 2020 · D/A · $1,297,765,287 sold of Indefinite · 1,951 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 1, 2019 · D/A · $1,288,470,687 sold of Indefinite · 1,948 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • May 22, 2018 · D/A · $1,282,280,687 sold of Indefinite · 1,946 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • May 22, 2017 · D/A · $1,269,741,452 sold of Indefinite · 1,937 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 5, 2017 · D/A · $1,269,241,452 sold of Indefinite · 1,936 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 7, 2016 · D/A · $1,158,534,455 sold of Indefinite · 1,929 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 7, 2015 · D/A · $928,041,055 sold of Indefinite · 1,664 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 2, 2015 · D/A · $928,041,055 sold of Indefinite · 1,664 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $728,635,509 sold of Indefinite · 1,032 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗

Raised $1.37B from 1,974 investors as of the latest filing. George is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha LLC

New York, NY · Apr 2, 2014 → Mar 1, 2021 · 9 filings
  • Mar 1, 2021 · D/A · $630,272,115 sold of Indefinite · 50 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Feb 28, 2020 · D/A · $630,272,115 sold of Indefinite · 50 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 1, 2019 · D/A · $630,272,115 sold of Indefinite · 50 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • May 22, 2018 · D/A · $630,272,115 sold of Indefinite · 50 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • May 22, 2017 · D/A · $630,272,115 sold of Indefinite · 50 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 4, 2017 · D/A · $630,272,115 sold of Indefinite · 50 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 4, 2016 · D/A · $620,272,115 sold of Indefinite · 50 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 2, 2015 · D/A · $616,347,101 sold of Indefinite · 50 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $541,062,719 sold of Indefinite · 49 investors · min. $5,000,000 · role: Director (Management Board Member) EDGAR ↗

Raised $1.4B from 59 investors as of the latest filing. George is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Merger Arbitrage LLC

New York, NY · May 26, 2015 → Mar 1, 2021 · 8 filings
  • Mar 1, 2021 · D/A · $1,172,608,864 sold of Indefinite · 1,959 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Feb 28, 2020 · D/A · $905,897,689 sold of Indefinite · 1,520 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 1, 2019 · D/A · $638,404,833 sold of Indefinite · 1,007 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Jul 17, 2018 · D/A · $565,749,436 sold of Indefinite · 868 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Jul 17, 2017 · D/A · $99,386,944 sold of Indefinite · 210 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Jul 15, 2016 · D/A · $5,205,000 sold of Indefinite · 17 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Jul 15, 2015 · D/A · $2,800,000 sold of Indefinite · 11 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • May 26, 2015 · D · $550,000 sold of Indefinite · 3 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗

Raised $1.69B from 2,776 investors as of the latest filing. George is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NG
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 Global Fundamental Market Neutral Long/Short Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 14, 2014 → Mar 1, 2021 · 11 filings
  • Mar 1, 2021 · D/A · $1,163,227,679 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 28, 2020 · D/A · $1,163,227,679 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 1, 2019 · D/A · $1,163,227,679 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗
  • Jul 12, 2018 · D/A · $1,163,227,679 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗
  • Jul 12, 2017 · D/A · $1,163,227,679 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 5, 2017 · D/A · $1,163,227,679 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 7, 2016 · D/A · $1,163,227,679 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 7, 2015 · D/A · $1,163,227,679 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 2, 2015 · D/A · $1,163,227,679 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 17, 2014 · D/A · $1,163,227,679 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $1,163,277,679 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.16B from 65 investors as of the latest filing. George is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NG
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 Global Fundamental Market Neutral Long Short LLC

Chicago, IL · Apr 2, 2014 → Mar 1, 2021 · 10 filings
  • Mar 1, 2021 · D/A · $638,003,361 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Feb 28, 2020 · D/A · $638,003,361 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 1, 2019 · D/A · $638,003,361 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Jul 12, 2018 · D/A · $638,003,361 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Jul 12, 2017 · D/A · $638,003,361 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 5, 2017 · D/A · $638,003,361 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 7, 2016 · D/A · $638,003,361 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 7, 2015 · D/A · $638,003,361 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 2, 2015 · D/A · $638,003,361 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Apr 2, 2014 · D/A · $638,003,361 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗

Raised $638M from 49 investors as of the latest filing. George is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha WM II LLC

New York, NY · Feb 11, 2016 → Feb 16, 2021 · 6 filings
  • Feb 16, 2021 · D/A · $196,865,444 sold of Indefinite · 384 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Feb 13, 2020 · D/A · $165,925,444 sold of Indefinite · 332 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Feb 13, 2019 · D/A · $161,246,744 sold of Indefinite · 317 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Feb 13, 2018 · D/A · $153,217,031 sold of Indefinite · 291 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Feb 13, 2017 · D/A · $107,648,485 sold of Indefinite · 230 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Feb 11, 2016 · D · $11,660,000 sold of Indefinite · 16 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗

Raised $648.1M from 1,236 investors as of the latest filing. George is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NG
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 Global Multi-Strategy Alpha (Levered) Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 24, 2014 → Sep 20, 2017 · 5 filings
  • Sep 20, 2017 · D/A · $5,300,235 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 22, 2016 · D/A · $5,300,235 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 26, 2015 · D/A · $520,480 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2014 · D/A · $520,480 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 24, 2014 · D/A · $210,500 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $5.3M from 6 investors as of the latest filing. George is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NU
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 US Equities Long/Short Select Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 23, 2014 → Jul 12, 2017 · 5 filings
  • Jul 12, 2017 · D/A · $3,615,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 26, 2016 · D/A · $3,615,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 26, 2015 · D/A · $2,250,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2014 · D/A · $250,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 23, 2014 · D · $250,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $3.62M from 5 investors as of the latest filing. George is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NU
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 US Equities Long/Short Select LLC

Chicago, IL · Nov 19, 2014 → Jul 12, 2017 · 5 filings
  • Jul 12, 2017 · D/A · $24,526,458 sold of Indefinite · 40 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Dec 12, 2016 · D/A · $24,376,458 sold of Indefinite · 40 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Dec 11, 2015 · D/A · $20,071,458 sold of Indefinite · 32 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Dec 11, 2014 · D/A · $15,771,458 sold of Indefinite · 24 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Nov 19, 2014 · D/A · $15,771,458 sold of Indefinite · 24 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗

Raised $24.5M from 40 investors as of the latest filing. George is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC

Chicago, IL · Mar 27, 2014 → Mar 28, 2017 · 4 filings
  • Mar 28, 2017 · D/A · $7,007,559 sold of Indefinite · 14 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 28, 2016 · D/A · $7,007,559 sold of Indefinite · 14 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 27, 2015 · D/A · $7,007,559 sold of Indefinite · 14 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 27, 2014 · D/A · $7,007,559 sold of Indefinite · 14 investors · min. $50,000 · role: Director (Management Board Member) EDGAR ↗

Raised $7.01M from 14 investors as of the latest filing. George is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around George 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

UO
Management entity

UBS O'Connor LLC

Promoter, Executive Officer · 98 shared filings (15 issuers) · also on 12 other issuers

UBS O'Connor LLC is on 27 issuers in total — a repeat sponsor. Their page lists every one.

EJ
Management entity

E.J. UBS O'Connor LLC

Executive Officer · 6 shared filings (4 issuers)

Listed on the same filings as George Halaby. Their page shows their other deals.

UO
Management entity

UBS O'Connor LLC E.J. UBS O'Connor LLC

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as George Halaby. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William E.J. Walmsley

Director · 105 shared filings (15 issuers) · also on 100 other issuers

William E.J. Walmsley is on 115 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph C. Workman

Executive Officer · 62 shared filings (13 issuers) · also on 2 other issuers

Joseph C. Workman is on 15 issuers in total — a repeat sponsor. Their page lists every one.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Dickie

Director · 47 shared filings (10 issuers) · also on 103 other issuers

Philip Dickie is on 113 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Darren Stainrod

Director · 42 shared filings (10 issuers) · also on 109 other issuers

Darren Stainrod is on 119 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Connor Burke

Executive Officer · 31 shared filings (11 issuers) · also on 9 other issuers

Connor Burke is on 20 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Thomson

Director · 20 shared filings (8 issuers) · also on 61 other issuers

Jennifer Thomson is on 69 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John A. Fraser

Director · 4 shared filings (2 issuers)

Listed on the same filings as George Halaby. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Benevento

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as George Halaby. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

ANDREW HOLLENBECK

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

ANDREW HOLLENBECK is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

AA
Sponsor group

A And Q Metric Spc

130 issuers · 701 filings · $29.56B reported sold · 2009–2026

One team, 130 deal companies. George Halaby is listed on 15 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name George Halaby.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 7 of the 15 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): O'Connor Global Multi-Strategy Alpha II Ltd, O'Connor Global Multi-Strategy Alpha Ltd, O'Connor Global Multi-Strategy Alpha WM LLC, O'Connor Global Multi-Strategy Alpha LLC, O'Connor Global Merger Arbitrage LLC, O'Connor Global Merger Arbitrage Ltd, O'Connor Global Multi-Strategy Alpha WM II LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to George Halaby by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 15 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers George Halaby is listed on: none on file. No website or social profile named in Nineteen77 Global Fundamental Market Neutral Long/Short Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #197,879 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

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