Gene Pretti is listed as an executive officer and director on 13 SEC Form D filings by 1 issuer between May 2009 and Jul 2021: BAMBOO PIPELINE, LLC (Camarillo, CA — industry reported as "Other" — 2009–2021; $6.55M reported sold to 40 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Charles King (13 shared filings), Michael Cornell (13 shared filings), Matthew Fay (7 shared filings), Matthew White (5 shared filings), Michael Pfau (4 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gene. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for Gene Pretti and found 13 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.