Gary Pace is listed as an executive officer and director on 5 SEC Form D filings by 3 issuers between Dec 2009 and Jul 2019: View Point Medical, Inc. (Carlsbad, CA — biotechnology — 2019; $26.2M reported sold to 63 investors), QRXPHARMA LTD (North Sydney Nsw 2060, Australia (as filed: C3) — pharmaceuticals — 2009; $12.4M reported sold to 526 investors) and MikroScan Technologies, Inc. (Carlsbad, CA — industry reported as "Other" — 2015–2018; $6.15M reported sold to 26 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $44.8M sold in total.
Listed alongside Peter Farrell (3 shared filings), Victor Casas (3 shared filings), Greg Gruzdowich (2 shared filings), John Harris (2 shared filings), Maureen Goerlitz (2 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gary. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Gary Pace and found 10 differences, 1 worth asking the sponsor about: Gary Pace is no longer listed on the Dec 28, 2020 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.