| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Oct 21, 2026 D/A File 021-100713 | $10,449,124 (est.) | $0 | $0 | Equitybee Securities, LLC BrokerCheck CRD 41896 ↗ Modern Capital Group Ltd. no CRD number reported TGP Securities Inc. BrokerCheck CRD 159008 ↗ Hollister Associates, LLC BrokerCheck CRD 173366 ↗ | EDGAR ↗ |
| Oct 21, 2026 D/A File 021-108534 | $6,733,065 (est.) | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Equitybee Securities, LLC BrokerCheck CRD 41896 ↗ | EDGAR ↗ |
| Oct 16, 2026 D/A File 021-297008 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Sep 4, 2026 D/A File 021-393596 | $0 | $0 | $0 The Manager of the Issuer will receive certain asset-based fees and may receive performance-based amounts. | None listed on this filing | EDGAR ↗ |
| Sep 2, 2026 D/A File 021-412876 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 2, 2026 D/A File 021-412877 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 27, 2026 D/A File 021-445415 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 14, 2026 D/A File 021-526690 | $0 | $0 | $0 The Manager of the Issuer (or an affiliate thereof) will receive certain asset-based fees and may receive performance-based fees. | None listed on this filing | EDGAR ↗ |
| Aug 14, 2026 D/A File 021-526691 | $0 | $0 | $0 The Investment Manager of the Issuer (or an affiliate thereof) will receive certain asset-based fees and may receive performance-based fees. | None listed on this filing | EDGAR ↗ |
| Aug 14, 2026 D/A File 021-159605 | $0 | $0 | $0 The Manager of the Issuer will receive certain asset-based fees and may receive performance-based fees. | Jefferies LLC BrokerCheck CRD 2347 ↗ Jefferies LLC BrokerCheck CRD 2347 ↗ Merrill Lynch Alternative Investments LLC no CRD number reported J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Jul 28, 2026 D/A File 021-552958 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jul 28, 2026 D/A File 021-559338 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jul 10, 2026 D/A File 021-370896 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jul 1, 2026 D File 021-589254 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jun 30, 2026 D/A File 021-404627 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | RSP Investments, LLC BrokerCheck CRD 000161622 ↗ | EDGAR ↗ |
| Jun 29, 2026 D/A File 021-130413 | $865,869 (est.) | $0 | $0 | Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗ Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗ Constellar Capital Partners Hong Kong Limited no CRD number reported Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ | EDGAR ↗ |
| Jun 29, 2026 D/A File 021-130411 | $4,952,751 (est.) | $0 | $0 | Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗ Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗ UBS Finanical Services Inc. BrokerCheck CRD 8174 ↗ Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| May 29, 2026 D File 021-585681 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| May 27, 2026 D/A File 021-153836 | $11,250 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Alta Alternative Investments Pte. Ltd. no CRD number reported | EDGAR ↗ |
| May 26, 2026 D/A File 021-182153 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| May 26, 2026 D/A File 021-218061 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| May 26, 2026 D/A File 021-224065 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 26, 2026 D/A File 021-224068 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 26, 2026 D/A File 021-402926 | $0 | $0 | $0 | N/A no CRD number reported | EDGAR ↗ |
| May 26, 2026 D/A File 021-402930 | $0 | $0 | $0 | N/A no CRD number reported | EDGAR ↗ |
| May 21, 2026 D/A File 021-286808 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 21, 2026 D/A File 021-286813 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 13, 2026 D/A File 021-286780 | $0 | $0 | $0 The fund charges a management fee that is described in the issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| May 13, 2026 D/A File 021-286781 | $0 | $0 | $0 The fund charges a management fee that is described in the issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| May 6, 2026 D/A File 021-492616 | $0 | $0 | $0 The issuer charges a management fee that is described in the issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| May 6, 2026 D/A File 021-545321 | $0 | $0 | $0 The issuer charges a management fee that is described in the issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| May 1, 2026 D/A File 021-480756 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Apr 1, 2026 D/A File 021-394079 | $0 | $0 | $0 Issuer's confidential offering materials fully discuss management fees and performance allocations. | TGP Securities, Inc. BrokerCheck CRD 159008 ↗ Hollister Associates, LLC BrokerCheck CRD 173366 ↗ | EDGAR ↗ |
| Apr 1, 2026 D/A File 021-394087 | $0 | $0 | $0 Issuer's confidential offering materials fully discuss management fees and performance allocations. | TGP Securities, Inc. BrokerCheck CRD 159008 ↗ Hollister Associates, LLC BrokerCheck CRD 173366 ↗ | EDGAR ↗ |
| Mar 18, 2026 D/A File 021-541212 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Mar 10, 2026 D/A File 021-496010 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 6, 2026 D/A File 021-363594 | $0 | $0 | $0 | N/A no CRD number reported | EDGAR ↗ |
| Mar 6, 2026 D/A File 021-363596 | $0 | $0 | $0 | N/A no CRD number reported | EDGAR ↗ |
| Feb 13, 2026 D/A File 021-434741 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 13, 2026 D/A File 021-434740 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 13, 2026 D/A File 021-434742 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 6, 2026 D/A File 021-181604 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Feb 5, 2026 D File 021-572478 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jan 30, 2026 D/A File 021-138579 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | Raymond James & Associates, Inc. BrokerCheck CRD 000000705 ↗ | EDGAR ↗ |
| Jan 30, 2026 D/A File 021-389150 | $0 | $0 | $0 The fund charges a management fee that is described in the issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Jan 30, 2026 D/A File 021-389151 | $0 | $0 | $0 The fund charges a management fee that is described in the issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Dec 5, 2025 D/A File 021-327953 | $0 (est.) | $0 (est.) | $0 The fund charges a management fee that is described in the fund's governing documents. | SAF Financial Securities LLC BrokerCheck CRD 000284938 ↗ | EDGAR ↗ |
| Dec 5, 2025 D/A File 021-498891 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 5, 2025 D/A File 021-498892 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 5, 2025 D/A File 021-255892 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | BUTLER CAPITAL PARTNERS BrokerCheck CRD 000114242 ↗ | EDGAR ↗ |
| Dec 5, 2025 D/A File 021-551037 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO TAPROOT MANAGEMENT LP, AS DISCLOSED IN THE ISSUER'S OFFERING MATERIALS. | None listed on this filing | EDGAR ↗ |
| Nov 18, 2025 D/A File 021-298864 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Nov 18, 2025 D/A File 021-325882 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Nov 7, 2025 D/A File 021-496848 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Sep 30, 2025 D/A File 021-525392 | $0 | $0 | $0 The issuer charges a management fee that is described in the issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Sep 26, 2025 D/A File 021-493044 | $0 | $0 | $0 The issuer charges a management fee that is described in the issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Sep 5, 2025 D/A File 021-375074 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Aug 8, 2025 D/A File 021-146894 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Aug 8, 2025 D/A File 021-489475 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees. | None listed on this filing | EDGAR ↗ |
| Jun 6, 2025 D/A File 021-224064 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 6, 2025 D/A File 021-402227 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Mar 26, 2025 D/A File 021-394349 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 26, 2025 D/A File 021-394358 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 4, 2025 D/A File 021-206084 | $8,625,270 (est.) | $0 | $0 | Stephens Inc. BrokerCheck CRD 3496 ↗ | EDGAR ↗ |
| Mar 4, 2025 D/A File 021-259343 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 4, 2025 D/A File 021-327049 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 4, 2025 D/A File 021-363592 | $0 | $0 | $0 | N/A no CRD number reported | EDGAR ↗ |
| Feb 7, 2025 D/A File 021-388711 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jan 30, 2025 D/A File 021-333886 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 30, 2025 D/A File 021-334025 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 15, 2024 D/A File 021-464814 | $0 | $0 | $0 The fund charges a management fee that is described in the funds governing documents. | None listed on this filing | EDGAR ↗ |
| Jun 14, 2024 D/A File 021-153834 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Apr 2, 2024 D/A File 021-395762 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Mar 15, 2024 D/A File 021-437337 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Mar 4, 2024 D/A File 021-360460 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 8, 2024 D/A File 021-270487 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jan 26, 2024 D/A File 021-331818 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Oct 30, 2023 D File 021-496016 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 27, 2022 D/A File 021-58591 | $167,927 (est.) | $0 | $0 | Emergent Finanacial Group, Inc. BrokerCheck CRD 37891 ↗ Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗ | EDGAR ↗ |
| Apr 20, 2022 D File 021-442696 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 25, 2022 D/A File 021-393481 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Feb 15, 2022 D/A File 021-128795 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is entitled to receive management fees and performance fees in accordance with the applicable offering documents. | Mitsui & Co. Alternative Investments Ltd. no CRD number reported | EDGAR ↗ |
| May 21, 2021 D/A File 021-367536 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Apr 27, 2021 D/A File 021-262035 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Apr 27, 2021 D/A File 021-262038 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Apr 22, 2021 D File 021-396835 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 16, 2021 D/A File 021-327476 | $0 | $0 | $0 Customary management fee shall be paid by the Issuer to the Manager as provided in the offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 16, 2021 D/A File 021-327474 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 12, 2021 D/A File 021-152439 | $0 (est.) | $0 (est.) | $0 (est.) The Manager and Sub-Adviser are entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | None listed on this filing | EDGAR ↗ |
| Jan 26, 2021 D/A File 021-197435 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates(s) thereof may receive payments deemed to be made from the proceeds of the offering, including investment management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Jan 26, 2021 D/A File 021-197446 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Jan 26, 2021 D/A File 021-172550 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates(s) thereof may receive payments deemed to be made from the proceeds of the offering, including investment management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Jan 26, 2021 D/A File 021-172551 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates(s) thereof may receive payments deemed to be made from the proceeds of the offering, including investment management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Jan 26, 2021 D/A File 021-102180 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Jan 26, 2021 D/A File 021-178440 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Sep 14, 2020 D/A File 021-151240 | $13,305,152 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN EACH ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM. | APB FINANCIAL GROUP, LLC BrokerCheck CRD 38235 ↗ MORGAN STANLEY & CO. LLC BrokerCheck CRD 8209 ↗ KPG CAPITAL PARTNERS, LLC BrokerCheck CRD 165392 ↗ PULSE CAPITAL PARTNERS MANAGEMENT, LLC BrokerCheck CRD 158136 ↗ | EDGAR ↗ |
| Aug 4, 2020 D/A File 021-345663 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 31, 2020 D File 021-372231 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 15, 2020 D/A File 021-198060 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 5, 2020 D/A File 021-341190 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 22, 2020 D/A File 021-196358 | $75,679 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN THE CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM OF THE ISSUER. | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| May 22, 2020 D File 021-367550 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM. | ROCKEFELLER FINANCIAL LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| May 22, 2020 D File 021-367558 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM. | ROCKEFELLER FINANCIAL LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Mar 13, 2020 D/A File 021-282579 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Feb 14, 2020 D/A File 021-128786 | $0 | $0 | $0 The Manager and Sub-Adviser are entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | Mitsui & Co. Alternative Investments Ltd. no CRD number reported | EDGAR ↗ |
| Feb 11, 2020 D/A File 021-337982 | $0 | $0 | $0 Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including investment management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Feb 11, 2020 D/A File 021-337983 | $0 | $0 | $0 Certain persons named in Item 3 or affiliate(s)thereof may receive payments deemed to be made from the proceeds of the offering, including investment management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Feb 6, 2020 D/A File 021-166779 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jan 24, 2020 D File 021-358944 | $0 (est.) | $0 (est.) | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-153741 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 16, 2020 D/A File 021-136530 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 16, 2020 D/A File 021-136533 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 19, 2019 D/A File 021-280603 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Nov 19, 2019 D/A File 021-136832 | $0 | $0 | $0 Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Sep 13, 2019 D/A File 021-185831 | $1,627,500 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN EACH ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM. | MORGAN STANLEY & CO. LLC BrokerCheck CRD 8209 ↗ STIFEL, NICOLAUS & COMPANY, INCORPORATED BrokerCheck CRD 793 ↗ PULSE CAPITAL PARTNERS MANAGEMENT, LLC BrokerCheck CRD 158136 ↗ | EDGAR ↗ |
| Aug 13, 2019 D File 021-346458 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives a monthly management fee based on net asset value as set forth in the offering materials. | Teneo Partners Japan Limited no CRD number reported | EDGAR ↗ |
| Aug 13, 2019 D File 021-346459 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives a monthly management fee based on net asset value and the General Partner receives a performance allocation as set forth in the offering materials. | None listed on this filing | EDGAR ↗ |
| Jul 25, 2019 D/A File 021-237904 | $0 | $0 | $0 | KKR Capital Markets LLC BrokerCheck CRD 143571 ↗ | EDGAR ↗ |
| Jul 25, 2019 D/A File 021-237917 | $0 | $0 | $0 | KKR Capital Markets LLC BrokerCheck CRD 143571 ↗ | EDGAR ↗ |
| Jul 15, 2019 D/A File 021-252092 | $14,024,069 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives a monthly management fee based on net asset value as set forth in the offering materials. | BUTLER CAPITAL INVESTMENTS, LLC BrokerCheck CRD 114242 ↗ J.P. MORGAN SECURITIES LLC BrokerCheck CRD 79 ↗ UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jul 15, 2019 D/A File 021-252095 | $24,665,147 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives a monthly management fee based on net asset value and the General Partner receives a performance allocation as set forth in the offering materials. | BUTLER CAPITAL INVESTMENTS, LLC BrokerCheck CRD 114242 ↗ J.P. MORGAN SECURITIES LLC BrokerCheck CRD 79 ↗ UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ CAIS CAPITAL LLC BrokerCheck CRD 154512 ↗ | EDGAR ↗ |
| Jul 15, 2019 D/A File 021-252101 | $10,740,375 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives a monthly management fee based on net asset value as set forth in the offering materials. | BUTLER CAPITAL INVESTMENTS, LLC BrokerCheck CRD 114242 ↗ | EDGAR ↗ |
| Jul 15, 2019 D/A File 021-252104 | $2,792 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives a monthly management fee based on net asset value and the General Partner receives a performance allocation as set forth in the offering materials. | BUTLER CAPITAL INVESTMENTS, LLC BrokerCheck CRD 114242 ↗ | EDGAR ↗ |
| Jul 15, 2019 D/A File 021-252098 | $1,558,885 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives a monthly management fee based on net asset value and the General Partner receives a performance allocation as set forth in the offering materials. | CAIS Capital LLC BrokerCheck CRD 154512 ↗ | EDGAR ↗ |
| Jul 15, 2019 D/A File 021-252096 | $938,258 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives a monthly management fee based on net asset value as set forth in the offering materials. | CAIS Capital LLC BrokerCheck CRD 154512 ↗ | EDGAR ↗ |
| Jun 28, 2019 D/A File 021-317540 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM. | ALEX. BROWN, A DIVISION OF RAYMOND JAMES & ASSOCIATES, INC. BrokerCheck CRD 705 ↗ | EDGAR ↗ |
| Jun 28, 2019 D/A File 021-317548 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM. | ALEX. BROWN, A DIVISION OF RAYMOND JAMES & ASSOCIATES, INC. BrokerCheck CRD 705 ↗ | EDGAR ↗ |
| May 3, 2019 D/A File 021-216848 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| May 3, 2019 D/A File 021-216849 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jan 16, 2019 D/A File 021-142846 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 10, 2018 D File 021-327472 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 16, 2018 D/A File 021-278593 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives a monthly management fee based on net asset value and the General Partner receives a performance allocation as set forth in the offering materials. | None listed on this filing | EDGAR ↗ |
| Jul 13, 2018 D/A File 021-140683 | $0 | $0 | $0 The Manager and Sub-Adviser are entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | None listed on this filing | EDGAR ↗ |
| Jul 13, 2018 D/A File 021-212530 | $0 | $0 | $0 The Manager and Sub-Advisor are entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | None listed on this filing | EDGAR ↗ |
| Jul 13, 2018 D File 021-316803 | $0 | $0 | $0 The Manager and Sub-Adviser are entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. | None listed on this filing | EDGAR ↗ |
| Feb 6, 2018 D/A File 021-178832 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jan 19, 2018 D/A File 021-169050 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 14, 2017 D/A File 021-243963 | $104,133 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives a monthly management fee based on net asset value and the General Partner receives a performance allocation as set forth in the offering materials. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 14, 2017 D/A File 021-243964 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives a monthly management fee base on net asset value and BlueMountain Long/Short Equity GP, LLC receives a performance allocation as set forth in the offering materials. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jan 27, 2017 D/A File 021-210803 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Mar 7, 2016 D/A File 021-152443 | $22,299 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 22, 2015 D/A File 021-142084 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Aug 18, 2015 D/A File 021-233208 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager may receive a quarterly management fee based on net asset value. | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Aug 18, 2015 D/A File 021-233210 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager may receive a quarterly management fee based on net asset value. | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Aug 12, 2015 D/A File 021-122623 | $0 | $0 | $215,000 (est.) Fees paid to Directors | None listed on this filing | EDGAR ↗ |
| Apr 9, 2015 D/A File 021-140266 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | Mischler Financial Group, Inc. BrokerCheck CRD 37818 ↗ | EDGAR ↗ |
| Mar 3, 2015 D/A File 021-192987 | $220,611 (est.) | $0 | $0 | Piper Jaffray & Co BrokerCheck CRD 665 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ | EDGAR ↗ |
| Aug 18, 2014 D/A File 021-164911 | $0 | $0 | $0 (est.) | James David Yearwood BrokerCheck CRD 2003613 ↗ | EDGAR ↗ |
| Aug 18, 2014 D File 021-223078 | $0 (est.) | $0 (est.) | $0 (est.) | James David Yearwood BrokerCheck CRD 2003613 ↗ | EDGAR ↗ |
| Mar 3, 2014 D/A File 021-100498 | $1,293,684 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Hamilton Miller Investments, LLC BrokerCheck CRD 41896 ↗ | EDGAR ↗ |
| Feb 12, 2014 D File 021-211815 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager may receive a monthly management fee based on net assts and the General Partner may receive a performance allocation as set forth in the offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 24, 2014 D/A File 021-118903 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jan 24, 2014 D/A File 021-114213 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Oct 25, 2013 D/A File 021-138503 | $0 | $0 | $0 The investment manager is entitled to a management fee, an administrative fee and an incentive allocation. The management fee, administrative fee and incentive allocation are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Oct 25, 2013 D/A File 021-44108 | $0 | $0 | $0 The investment manager is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Sep 19, 2013 D/A File 021-172548 | $668,361 (est.) | $0 | $0 Certain persons named in Item 3 or affiliates(s) thereof may receive payments deemed to be made from the proceeds of the offering, including investment management fees and/or performance fees. The amounts of such payments cannot be estimated at this time. | n/a no CRD number reportedvia J.P. MORGAN SECURITIES LLC ( CRD 79 ↗) | EDGAR ↗ |
| Aug 22, 2013 D/A File 021-165714 | $0 (est.) | $0 (est.) | $0 (est.) | James David Yearwood BrokerCheck CRD 2003613 ↗ | EDGAR ↗ |
| Jul 23, 2013 D/A File 021-181606 | $0 | $0 | $0 The fund charges a management fee that is described in the funds governing documents. | None listed on this filing | EDGAR ↗ |
| Jul 23, 2013 D/A File 021-181613 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Apr 12, 2013 D/A File 021-176613 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Mar 28, 2013 D File 021-194124 | $0 | $0 | $0 Customary advisory fees shall be paid by the Issuer to the Investment Manager as provided for in the offering materials. | None listed on this filing | EDGAR ↗ |
| Mar 11, 2013 D/A File 021-167101 | $0 | $0 | $0 Directors are entitled to annual fee not exceeding $100,000 in aggregate. Investment Manager receives Mgmt. fee of 0.65% - 1.25% per annum of NAV and out-performance fee for certain classes of 10% of excess return over the benchmark. | None listed on this filing | EDGAR ↗ |
| Mar 11, 2013 D File 021-193064 | $0 | $0 | $0 Directors are entitled to annual fee not exceeding $70,000 in aggregate. Investment Advisor receives Mgmt fee of 0.75% - 1.25% per annum of NAV, and performance fee of 5% - 10% of appreciation of NAV during the period. | None listed on this filing | EDGAR ↗ |
| Mar 11, 2013 D File 021-193066 | $0 | $0 | $0 Directors are entitled to annual fee not exceeding $70,000 in aggregate. Investment Manager receives Mgmt. fee of 0.65% - 1.25% per annum of NAV and out-performance fee for certain classes of 10% of excess return over the benchmark. | None listed on this filing | EDGAR ↗ |
| Mar 1, 2013 D/A File 021-114214 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Oct 19, 2012 D File 021-185809 | $0 | $0 | $0 (est.) Customary management fees will be paid to BlueMountain Capital Management, LLC as disclosed in the fund documentation. | None listed on this filing | EDGAR ↗ |
| Sep 17, 2012 D File 021-184212 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Aug 15, 2012 D/A File 021-146893 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jul 27, 2012 D/A File 021-121605 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 14, 2012 D/A File 021-121705 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 14, 2011 D/A File 021-150411 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Nov 14, 2011 D/A File 021-150412 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 7, 2011 D/A File 021-143060 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Oct 12, 2010 D File 021-148833 | $0 | $0 | $0 The fund charges a management fee that is described in the funds governing documents. | None listed on this filing | EDGAR ↗ |
| Jun 15, 2010 D/A File 021-116007 | $0 | $0 | $0 | NONE no CRD number reported | EDGAR ↗ |
| Jun 7, 2010 D File 021-143059 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jun 15, 2009 D/A File 021-114948 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 1, 2009 D File 021-119521 | $0 (est.) | $0 (est.) | $0 SYW Capital Management LLC and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer. | Marc Devorsetz BrokerCheck CRD 1356932 ↗ James Gerard BrokerCheck CRD 2211234 ↗ Eileen Kotecki BrokerCheck CRD 4584226 ↗ Steven Fletcher BrokerCheck CRD 866145 ↗ | EDGAR ↗ |
| Mar 13, 2009 D/A File 021-121534 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |