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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:13 AM ET

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Gary Lee

Named as an officer, director or promoter on SEC Form D filings · MN · Aug 7, 2014 → Sep 12, 2014

1deal (issuers)
$875Kreported sold
12investors
2Form D filings
2014year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gary Lee is listed as a director on 2 SEC Form D filings by 1 issuer between Aug 2014 and Sep 2014: Canopy Co. (Minneapolis, MN — other technology — 2014; $875K reported sold to 12 investors).

What this means One deal on file with the SEC, filed Sep 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jeffrey Gatesmith (2 shared filings), Jordan Greenberg (2 shared filings), Mark Litecky (2 shared filings) and Wayne W. Mills (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gary. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 state regulator orders, 1 bankruptcy case matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Gary Lee and found 7 differences: 13% of the money raised went to insiders; Gary Lee appears on 1 deal that stopped filing before reaching its target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gary Lee has not run yet — it is joining a line of 49,360 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 state regulator orders

Final Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Feb 18, 2011 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-220-11-FO01 · Parties (regulator's caption): Beerbaum & Beerbaum Financial and Insurance Services Inc. and Gary D. Lee · Order entered with/against: Beerbaum & Beerbaum Financial and Insurance Services Inc. (Respondent)
As listed by the regulator: On February 18, 2011, the Securities Division entered a Final Order against Respondent Beerbaum & Beerbaum Financial and Insurance Services Inc. (Respondent). The Securities Division had previously entered Summary Order to Cease and Desist and Notice of Intent to Revoke Broker-Dealer Registration, Deny Investment Adviser Registration, Suspend and/or Deny Future Registration, Impose a Fine and Charge Costs (Summary Order) in this matter on January 23, 2006. … The Securities Division orders Respondent to Cease and Desist from violating the registration provisions of the Securities Act, revokes Respondent's broker-dealer registration and denies Respondent's investment adviser registration application. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in WA (not a filing state); named in the regulator's case caption but not in the entry sentence stating who the order was entered with/against
Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Apr 19, 2006 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-220-06-CO01 · Parties (regulator's caption): Gary D. Lee · Order entered with/against: Gary D. Lee
As listed by the regulator: On April 19, 2006, the Securities Division entered into a Consent Order with Gary D. Lee (“Lee”). … Pursuant to the terms of the Consent Order, Lee was ordered to cease and desist from acting as a securities salesperson and investment adviser in Washington State without being registered. As a part of the Order, Lee agreed to pay $5,000 in fines and $2,500 in costs. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in WA (not a filing state)
Summary Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Jan 23, 2006 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-220-05-TO01 · Parties (regulator's caption): Beerbaum & Beerbaum Financial and Insurance Services Inc. and Gary D. Lee · Order entered with/against: Beerbaum & Beerbaum Financial and Insurance Services, Inc. (“Beerbaum & Beerbaum”) and Gary D. Lee
As listed by the regulator: On January 23, 2006, the Securities Division entered a Summary Order to Cease and Desist and Notice of Intent to Revoke Broker-Dealer Registration, Deny Investment Adviser Registration, Suspend and/or Deny Future Registration, Impose Fines and Charge Costs against Beerbaum & Beerbaum Financial and Insurance Services, Inc. (“Beerbaum & Beerbaum”) and Gary D. Lee (“Lee”). Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in WA (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gary Lee..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

GARY LEE and CONNIE LEE closed
United States Bankruptcy Court, D. Minnesota · No. 15-60007 · Filed Jan 6, 2015 · Closed May 7, 2015
Role of GARY LEE and CONNIE LEE: Debtor · Outcome: Case closed 2015-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 305 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (MN)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Gary Lee (compared 2 filings on Oct 24, 2026)

Note · Sep 12, 2014

13% of the money raised went to insiders — Canopy Co.

The Sep 12, 2014 Form D reports $80,000 sold and $10,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Estimate of officer salaries".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Sep 12, 2014

Gary Lee appears on 1 deal that stopped filing before reaching its target

Canopy Co. (last filing Sep 12, 2014; $875,000 sold of $3,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Jan 24, 2017 – Jan 22, 2026

Same name, different state: "Gary Lee" (K3) is a separate record

This page covers filings where the address state is MN. A separate record, "Gary Lee" with address state K3, is listed on 66 filings — most recently by Anatole Partners Enhanced Ltd. (Jan 22, 2026). The two records do not overlap in time: this page runs Aug 7, 2014 to Sep 12, 2014; the other runs Jan 24, 2017 to Jan 22, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 25, 2010 – Feb 23, 2022

Same name, different state: "Gary Dean Lee" (IL) is a separate record

This page covers filings where the address state is MN. A separate record, "Gary Dean Lee" with address state IL, is listed on 10 filings — most recently by PRAIRIE FARMS DAIRY INC (Feb 23, 2022). Both records have filings in the same period (Aug 7, 2014 to Sep 12, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 18, 2011 – Nov 13, 2020

Same name, different state: "Gary Lee" (GA or 2Q or TX) is a separate record

This page covers filings where the address state is MN. A separate record, "Gary Lee" with address state GA or 2Q or TX, is listed on 13 filings — most recently by TMF Stockbridge LLC (Jul 19, 2023). Both records have filings in the same period (Aug 7, 2014 to Sep 12, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 6, 2015

Same name, different state: "Gary Lee" (A0) is a separate record

This page covers filings where the address state is MN. A separate record, "Gary Lee" with address state A0, is listed on 1 filing — most recently by North West Upgrading Inc. (Jan 6, 2015). The two records do not overlap in time: this page runs Aug 7, 2014 to Sep 12, 2014; the other has one filing dated Jan 6, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 1, 2008

Same name, different state: "Gary Lee" (KS) is a separate record

This page covers filings where the address state is MN. A separate record, "Gary Lee" with address state KS, is listed on 1 filing — most recently by EQUITY BANCSHARES INC (Oct 1, 2008). The two records do not overlap in time: this page runs Aug 7, 2014 to Sep 12, 2014; the other has one filing dated Oct 1, 2008.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $10,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 12, 2014 D
Canopy Co.
File 021-224606
$0$0$10,000 (est.)
Estimate of officer salaries
None listed on this filingEDGAR ↗
Aug 7, 2014 D
Canopy Co.
File 021-222501
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Gary Lee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Canopy Co.

Minneapolis, MN · Aug 7, 2014 → Sep 12, 2014 · 2 filings
  • Sep 12, 2014 · D · $80,000 sold of $80,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 7, 2014 · D · $150,000 sold of $150,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $875K from 12 investors (100% of the $80K target) as of the latest filing. Gary is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Gary Lee — GA, Georgia (as filed: 2Q), TX, 9 issuers, Apr 18, 2011 → Nov 13, 2020 · no shared issuer
  • Gary Lee — Hong Kong (as filed: K3), 9 issuers, Jan 24, 2017 → Jan 22, 2026 · no shared issuer
  • Gary Lee — KS, 1 issuer, Oct 1, 2008 → Oct 1, 2008 · no shared issuer
  • Gary Dean Lee — IL, 1 issuer, Jan 25, 2010 → Feb 23, 2022 · no shared issuer
  • Gary Lee — Alberta, Canada (as filed: A0), 1 issuer, Jan 6, 2015 → Jan 6, 2015 · no shared issuer

People around Gary 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Gatesmith

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gary Lee. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne W. Mills

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gary Lee. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Litecky

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Gary Lee. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jordan Greenberg

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gary Lee. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gary Lee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gary Lee is listed on: none on file. No website or social profile named in Canopy Co.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #312,816 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Minneapolis, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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