PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:22 AM ET

Sponsor Check › Person

GH
No photo found yet (own website and image search run after this page is viewed)

GARY HERICK

Named as an officer, director or promoter on SEC Form D filings · CO, NJ, CA · May 19, 2011 → Jan 6, 2015

4deals (issuers)
$37.6Mreported sold
76investors
22Form D filings
2011–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

GARY HERICK is listed as an executive officer and director on 22 SEC Form D filings by 4 issuers between May 2011 and Mar 2019: CANNAPHARMARX, INC. (Irvine, CA — industry reported as "Other" — 2014–2019; $34.1M reported sold to 35 investors), HINTO ENERGY, INC (Greenwood Village, CO — oil and gas — 2011–2015; $2M reported sold to 32 investors), SOUTH UINTAH GAS PROPERTIES, INC. (Arvada, CO — oil and gas — 2011; $1M reported sold to 3 investors) and CannaPharmaRX, Inc. (Arvada, CO — pharmaceuticals — 2014; $500K reported sold to 6 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $37.6M sold in total.

Listed alongside GEORGE HARRIS (12 shared filings), KEVIN BLAIR (12 shared filings), J. DAVID KELLER (9 shared filings), MAX SOMMER (9 shared filings), JAMES SMEEDING (5 shared filings) and 19 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around GARY. Each name links to their own page.

3 of the issuers belong to the sponsor group Cannapharmarx (3 issuers, $1.67M reported sold, 2011–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Cannapharmarx has 3 companies on file and $1.67M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 22 public filings for GARY HERICK and found 20 differences, 5 worth asking the sponsor about: Regulator action naming a team member: Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard (Apr 10, 2023); Regulator action naming a team member: Matthew Nicosia, William Reninger, Fabrizio Di Carlo, and Ronald Touchard (Sep 28, 2022); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for GARY HERICK has not run yet — it is joining a line of 52,653 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched GARY HERICK..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Herick Racing, Inc. closed
United States Bankruptcy Court, N.D. California · No. 09-45642 · Filed Jun 25, 2009 · Closed Sep 14, 2009
Role of Herick Racing, Inc.: Debtor · Outcome: Case closed 2009-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 4 federal dockets); surname only in the caption; court in the person's filing state (CA)
Gary Jack Herick closed
United States Bankruptcy Court, D. Colorado · No. 08-30591 · Filed Dec 24, 2008 · Closed May 8, 2009
Role of Gary Jack Herick: Debtor · Outcome: Case closed 2009-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 4 federal dockets); different first name (jack); court in the person's filing state (CO)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for GARY HERICK — 5 worth asking about (compared 22 filings on Oct 24, 2026)

Worth asking · Apr 10, 2023

Regulator action naming a team member: Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard (Apr 10, 2023)

An SEC litigation release dated Apr 10, 2023 names Matthew Nicosia (listed on the same filings). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard ↗Matthew Nicosia — PartnerFacts page ↗
Sources
Worth asking · Sep 28, 2022

Regulator action naming a team member: Matthew Nicosia, William Reninger, Fabrizio Di Carlo, and Ronald Touchard (Sep 28, 2022)

An SEC litigation release dated Sep 28, 2022 names Matthew Nicosia (listed on the same filings). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Matthew Nicosia, William Reninger, Fabrizio Di Carlo, and Ronald Touchard ↗Matthew Nicosia — PartnerFacts page ↗
Sources
Worth asking · Jun 25, 2009 – Sep 14, 2009

Bankruptcy case: Herick Racing, Inc. — filed Jun 25, 2009

United States Bankruptcy Court, N.D. California docket "Herick Racing, Inc." filed Jun 25, 2009, closed Sep 14, 2009. GARY HERICK is listed as Debtor ("Herick Racing, Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗
Sources
Note · Aug 16, 2017 – Aug 12, 2022

Bankruptcy case: Hinto Energy, Inc. — filed Aug 16, 2017

United States Bankruptcy Court, D. Colorado docket "Hinto Energy, Inc." filed Aug 16, 2017, closed Aug 12, 2022. HINTO ENERGY, INC (related issuer) is listed as Debtor ("Hinto Energy, Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Colorado ↗HINTO ENERGY, INC — PartnerFacts page ↗
Sources
Note · Apr 26, 1990 – Oct 26, 1993

Bankruptcy case: Golden Dragon Investments Inc. — filed Apr 26, 1990

United States Bankruptcy Court, C.D. California docket "Golden Dragon Investments Inc." filed Apr 26, 1990, closed Oct 26, 1993. CANNAPHARMARX, INC. (related issuer) is listed as Party ("Golden Dragon Investments Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗CANNAPHARMARX, INC. — PartnerFacts page ↗
Sources
Worth asking · May 19, 2011 – Mar 13, 2019

8 filings report more than 10% of the money raised going to insiders

180% of the money raised went to insiders — CANNAPHARMARX, INC. · 70% of the money raised went to insiders — CannaPharmaRX, Inc. · 29% of the money raised went to insiders — CANNAPHARMARX, INC. · 150% of the money raised went to insiders — SOUTH UINTAH GAS PROPERTIES, INC. · 150% of the money raised went to insiders — SOUTH UINTAH GAS PROPERTIES, INC. · and 3 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Mar 13, 2019 ↗CANNAPHARMARX, INC. — PartnerFacts page ↗Form D · Jun 18, 2014 ↗CannaPharmaRX, Inc. — PartnerFacts page ↗
Sources
Worth asking · May 21, 2010 – Aug 10, 2015

7 Form Ds were filed more than 15 days after the first sale

Form D filed 67 days after the first sale — HINTO ENERGY, INC · Form D filed 761 days after the first sale — HINTO ENERGY, INC · Form D filed 42 days after the first sale — CANNAPHARMARX, INC. · Form D filed 48 days after the first sale — CannaPharmaRX, Inc. · Form D filed 23 days after the first sale — CANNAPHARMARX, INC. · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 10, 2013 ↗HINTO ENERGY, INC — PartnerFacts page ↗Form D · Jun 20, 2012 ↗Form D · Aug 10, 2015 ↗
Sources
Note · Jan 23, 2012 – Mar 13, 2019

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CANNAPHARMARX, INC. (latest filing Mar 13, 2019) · No amendment in the last 12 months on an offering that may still be open — CANNAPHARMARX, INC. (latest filing Jan 18, 2019) · No amendment in the last 12 months on an offering that may still be open — CANNAPHARMARX, INC. (latest filing Aug 7, 2015) · No amendment in the last 12 months on an offering that may still be open — CANNAPHARMARX, INC. (latest filing Jun 4, 2014) · No amendment in the last 12 months on an offering that may still be open — HINTO ENERGY, INC (latest filing Jun 10, 2013) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 13, 2019 ↗CANNAPHARMARX, INC. — PartnerFacts page ↗Form D/A · Jan 18, 2019 ↗Form D/A · Aug 7, 2015 ↗
Sources
Note · Aug 10, 2015 – Aug 22, 2018

GARY HERICK's role changed at CANNAPHARMARX, INC.: director → executive officer, director

The Aug 10, 2015 filing lists GARY HERICK as director; the Aug 22, 2018 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Aug 10, 2015 ↗Form D · Aug 22, 2018 ↗GARY HERICK — PartnerFacts page ↗CANNAPHARMARX, INC. — PartnerFacts page ↗
Sources
Note · Jun 4, 2014 – Apr 15, 2015

GARY HERICK's role changed at CANNAPHARMARX, INC.: executive officer, director → director

The Jun 4, 2014 filing lists GARY HERICK as executive officer, director; the Apr 15, 2015 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 4, 2014 ↗Form D · Apr 15, 2015 ↗GARY HERICK — PartnerFacts page ↗CANNAPHARMARX, INC. — PartnerFacts page ↗
Sources
Note · Aug 22, 2018 – Jan 18, 2019

Offering amount changed between filings — CANNAPHARMARX, INC.

The Aug 22, 2018 filing says $2,000,000 offered; the Jan 18, 2019 Form D/A says $2,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 22, 2018 ↗Form D/A (later) · Jan 18, 2019 ↗CANNAPHARMARX, INC. — PartnerFacts page ↗
Sources
Note · Dec 21, 2011 – Jun 10, 2013

Offering amount changed between filings — HINTO ENERGY, INC

The Dec 21, 2011 filing says $1,500,000 offered; the Jun 10, 2013 Form D/A says $1,537,500.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Dec 21, 2011 ↗Form D/A (later) · Jun 10, 2013 ↗HINTO ENERGY, INC — PartnerFacts page ↗
Sources
Note · Jun 29, 2011 – Jul 19, 2011

Offering amount changed between filings — SOUTH UINTAH GAS PROPERTIES, INC.

The Jun 29, 2011 filing says $750,000 offered; the Jul 19, 2011 Form D/A says $1,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jun 29, 2011 ↗Form D/A (later) · Jul 19, 2011 ↗SOUTH UINTAH GAS PROPERTIES, INC. — PartnerFacts page ↗
Sources
Note · May 21, 2014 – Aug 22, 2018

Industry group changed between filings — CANNAPHARMARX, INC.

"Other" (May 21, 2014); then "Pharmaceuticals" (Jun 4, 2014 to Aug 10, 2015); then "Other" (Aug 22, 2018 to Mar 13, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 21, 2014 ↗Form D · Jun 4, 2014 ↗Form D · Aug 22, 2018 ↗CANNAPHARMARX, INC. — PartnerFacts page ↗
Sources
Note · May 21, 2014 – Aug 22, 2018

Reported revenue range changed between filings — CANNAPHARMARX, INC.

"No Revenues" (May 21, 2014); then "Decline to Disclose" (Aug 22, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 21, 2014 ↗Form D · Aug 22, 2018 ↗CANNAPHARMARX, INC. — PartnerFacts page ↗
Sources
Note · Sep 22, 2022 – Sep 26, 2023

Same name, different state: "Gary Herick" (NV) is a separate record

This page covers filings where the address state is CO or NJ or CA. A separate record, "Gary Herick" with address state NV, is listed on 3 filings — most recently by APOGEE 21 HOLDINGS, INC. (Sep 26, 2023). The two records do not overlap in time: this page runs May 19, 2011 to Jan 6, 2015; the other runs Sep 22, 2022 to Sep 26, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Gary Herick (NV) — PartnerFacts page ↗Form D · Sep 26, 2023 ↗APOGEE 21 HOLDINGS, INC. — PartnerFacts page ↗GARY HERICK (CO,NJ,CA) — this page ↗
Sources
Note · Aug 10, 2015 – Aug 22, 2018

Address moved from Carneys Point, NJ to Irvine, CA — CANNAPHARMARX, INC.

The people listed on the Aug 10, 2015 filing give Carneys Point, NJ; on the Aug 22, 2018 filing they give Irvine, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 10, 2015 ↗Form D · Aug 22, 2018 ↗CANNAPHARMARX, INC. — PartnerFacts page ↗
Sources
Note · Jun 4, 2014 – Apr 15, 2015

Address moved from Arvada, CO to Carneys Point, NJ — CANNAPHARMARX, INC.

The people listed on the Jun 4, 2014 filing give Arvada, CO; on the Apr 15, 2015 filing they give Carneys Point, NJ.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 4, 2014 ↗Form D · Apr 15, 2015 ↗CANNAPHARMARX, INC. — PartnerFacts page ↗
Sources
Note · Jan 28, 2014 – Jan 6, 2015

Address moved from Arvada, CO to Greenwood Village, CO — HINTO ENERGY, INC

The people listed on the Jan 28, 2014 filing give Arvada, CO; on the Jan 6, 2015 filing they give Greenwood Village, CO.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 28, 2014 ↗Form D · Jan 6, 2015 ↗HINTO ENERGY, INC — PartnerFacts page ↗
Sources
Note · May 19, 2011 – Mar 13, 2019

GARY HERICK is listed with 3 different address states: CO, NJ, CA

CO on 15 filings (May 19, 2011 to Jan 6, 2015); NJ on 4 filings (Apr 15, 2015 to Aug 10, 2015); CA on 3 filings (Aug 22, 2018 to Mar 13, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 19, 2011 ↗Form D · Apr 15, 2015 ↗Form D · Aug 22, 2018 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 15 offerings report sales commissions; 0 report finder's fees; 7 report proceeds to related persons totalling $1,581,800. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 13, 2019 D
CANNAPHARMARX, INC.
File 021-334705
$0$0$300,000 (est.)None listed on this filingEDGAR ↗
Jan 18, 2019 D/A
CANNAPHARMARX, INC.
File 021-319767
$0$0$281,800
$199.300 will be paid for past due consulting fees to a entity owned and controlled by an officer and director of the Issuer and an aggregate of $82,500 in compensation was paid to two present and one former officer and director of the Issuer.
None listed on this filingEDGAR ↗
Aug 10, 2015 D
CANNAPHARMARX, INC.
File 021-245385
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2015 D/A
CANNAPHARMARX, INC.
File 021-238003
$0 (est.)$0 (est.)$75,000 (est.)None listed on this filingEDGAR ↗
Jan 6, 2015 D
HINTO ENERGY, INC
File 021-231458
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2014 D
CannaPharmaRX, Inc.
File 021-219456
$0$0$350,000
Purchase of control of Golden Dragon Holding Co. and balance for working capital.
None listed on this filingEDGAR ↗
Jun 4, 2014 D
CANNAPHARMARX, INC.
File 021-218525
$0 (est.)$0 (est.)$400,000 (est.)None listed on this filingEDGAR ↗
May 21, 2014 D
CANNAPHARMARX, INC.
File 021-217756
$0$0$25,000 (est.)None listed on this filingEDGAR ↗
Jan 28, 2014 D
HINTO ENERGY, INC
File 021-210794
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2013 D/A
HINTO ENERGY, INC
File 021-168876
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2013 D
HINTO ENERGY, INC
File 021-197733
$0$0$0None listed on this filingEDGAR ↗
Jun 20, 2012 D
HINTO ENERGY, INC
File 021-180059
$0$0$0None listed on this filingEDGAR ↗
Feb 17, 2012 D
HINTO ENERGY, INC
File 021-173628
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2011 D
HINTO ENERGY, INC
File 021-170500
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
SOUTH UINTAH GAS PROPERTIES, INC.
File 021-160065
$0 (est.)$0 (est.)$150,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Gary Herick on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C
Other · group: Cannapharmarx

CANNAPHARMARX, INC.

Irvine, CA · May 21, 2014 → Mar 13, 2019 · 9 filings
  • Mar 13, 2019 · D · $167,000 sold of $3,000,000 · 11 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 18, 2019 · D/A · $2,067,000 sold of $2,500,000 · 35 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 22, 2018 · D · $140,000 sold of $2,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 10, 2015 · D · $34,125,000 sold of $34,125,000 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 7, 2015 · D/A · $804,500 sold of $2,250,000 · 7 investors · min. $19,500 · role: Director EDGAR ↗
  • Apr 29, 2015 · D/A · $704,500 sold of $2,250,000 · 7 investors · min. $19,500 · role: Director EDGAR ↗
  • Apr 15, 2015 · D · $454,000 sold of $2,250,000 · 5 investors · min. $19,500 · role: Director EDGAR ↗
  • Jun 4, 2014 · D · $1,400,000 sold of $3,000,000 · 22 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • May 21, 2014 · D · $296,000 sold of $296,000 · 1 investors · min. $296,000 · role: Executive Officer, Director EDGAR ↗

Raised $34.1M from 35 investors (100% of the $3M target) as of the latest filing. Gary is listed as executive officer, director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HE
Oil and Gas

HINTO ENERGY, INC

Greenwood Village, CO · Nov 17, 2011 → Jan 6, 2015 · 9 filings
  • Jan 6, 2015 · D · $400,000 sold of $400,000 · 1 investors · min. $400,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 28, 2014 · D · $2,000,000 sold of $2,000,000 · 1 investors · min. $2,000,000 · role: Executive Officer, Director EDGAR ↗
  • Jun 10, 2013 · D · $75,000 sold of $500,000 · 2 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Jun 10, 2013 · D/A · $1,537,500 sold of $1,537,500 · 32 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Jun 20, 2012 · D · $25,000 sold of $25,000 · 1 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Feb 17, 2012 · D · $0 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 21, 2011 · D · $500,000 sold of $500,000 · 1 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 21, 2011 · D/A · $250,000 sold of $1,500,000 · 10 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Nov 17, 2011 · D · $210,000 sold of $1,500,000 · 9 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗

Raised $2M from 32 investors (100% of the $400K target) as of the latest filing. Gary is listed as executive officer, director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Pharmaceuticals · group: Cannapharmarx

CannaPharmaRX, Inc.

Arvada, CO · Jun 18, 2014
  • Jun 18, 2014 · D · $500,000 sold of $500,000 · 6 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗

Raised $500K from 6 investors (100% of the $500K target) as of the latest filing. Gary is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SU
Oil and Gas · group: Cannapharmarx

SOUTH UINTAH GAS PROPERTIES, INC.

Arvada, CO · May 19, 2011 → Jul 19, 2011 · 3 filings
  • Jul 19, 2011 · D/A · $1,000,000 sold of $1,000,000 · 3 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Jun 29, 2011 · D/A · $100,000 sold of $750,000 · 3 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • May 19, 2011 · D · $100,000 sold of $750,000 · 3 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗

Raised $1M from 3 investors (100% of the $1M target) as of the latest filing. Gary is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Gary Herick — NV, 3 issuers, Sep 22, 2022 → Sep 26, 2023 · no shared issuer

People around Gary 24

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

GEORGE HARRIS

Executive Officer, Director · 12 shared filings (2 issuers)

Listed on the same filings as Gary Herick. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

KEVIN BLAIR

Director · 12 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Gary Herick. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

MAX SOMMER

Director · 9 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

J. DAVID KELLER

Executive Officer, Director · 9 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES SMEEDING

Director · 5 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT LIESS

Director · 5 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

ELIE KHALIFE

Director · 4 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

MATHEW SHERWOOD

Director · 4 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID POHL

Director · 4 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

STEVEN RULE

Director · 4 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

GERALD CROCKER

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

WENDY DICICCO

Director · 4 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER SCHNITTKER

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

ALEX GIAQUINTO

Director · 4 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Nicosia

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Gary Herick. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

MAX SOMMERS

Director · 3 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

GERRY CROCKER

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Gary Herick. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

GARY COHEN

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Gary Herick. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Samuelson

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

M. A. LITTMAN

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dominick Colvin

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM W. DAILY

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID J. CUTLER

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

REDGIE T. GREEN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gary Herick. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Cannapharmarx

3 issuers · 13 filings · $1.67M reported sold · 2011–2019

One team, 3 deal companies. Gary Herick is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name GARY HERICK.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to GARY HERICK by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gary Herick is listed on: none on file. No website or social profile named in CannaPharmaRX, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #316,018 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Arvada, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗New Jersey state courts — find the court ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗New Jersey Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when GARY HERICK appears on a new Form D, or when a court case or SEC action is matched to them. See plans →