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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:07 AM ET

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Gary Gladstein

Named as an officer, director or promoter on SEC Form D filings · NY, Cayman Islands (as filed: E9), United Kingdom (as filed: X0) · Mar 16, 2009 → Jul 15, 2026

54deals (issuers)
$42.18Breported sold
9,340investors
339Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gary Gladstein is listed as a director on 339 SEC Form D filings by 54 issuers between Mar 2009 and Jul 2026. Largest by amount reported sold: EnTrust Global Macro Holdings Ltd. (Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2009–2018; $7.56B reported sold to 1,145 investors), EnTrust Global Fixed Income Holdings N.V. (Curacao, Netherlands Antilles (as filed: P8) — pooled investment fund — 2009–2018; $6.91B reported sold to 1,243 investors), CQS ABS FEEDER FUND Ltd (London, United Kingdom (as filed: X0) — pooled investment fund — 2010–2026; $5.97B reported sold to 962 investors), Deltroit Directional Opportunities Feeder Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2026; $5.25B reported sold to 877 investors), EnTrust Global Investment Holdings N.V. (Curacao, Netherlands Antilles (as filed: P8) — pooled investment fund — 2009–2018; $4.96B reported sold to 707 investors) and 49 more (all listed below).

What this means That is a lot of deals — 54 separate companies raised money with this person listed as director, over about 17 years. Across those companies the filings report $42.18B sold in total.

Listed alongside William Waters (207 shared filings), Isaac Souede (191 shared filings), Edmond de la Haye Jousselin (173 shared filings), Raymond A Mason (168 shared filings), Dennis Hunter (124 shared filings) and 24 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gary. Each name links to their own page.

The issuers belong to 4 sponsor groups: Scp (43 issuers, $7.22B reported sold, 2009–2026), Cqs Abs (11 issuers, $7.53B reported sold, 2010–2026), Entrust (64 issuers, $13.3B reported sold, 2009–2026) and Deltroit Directional (3 issuers, $6.13B reported sold, 2011–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 339 public filings for Gary Gladstein and found 9 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gary Gladstein has not run yet — it is joining a line of 47,292 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gary Gladstein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Gary Gladstein — 1 worth asking about (compared the newest 50 of 339 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jul 15, 2025 – Jul 21, 2025

Investor count went down between filings — CQS RCR III Feeder Fund LLC

The Jul 15, 2025 filing reports 6 investors; the Jul 21, 2025 Form D/A reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 15, 2025 ↗Form D/A (later) · Jul 21, 2025 ↗CQS RCR III Feeder Fund LLC — PartnerFacts page ↗
Sources
Note · Mar 1, 2011 – Feb 19, 2025

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CQS RCR Fund I Master (DL), LP (latest filing Feb 19, 2025) · No amendment in the last 12 months on an offering that may still be open — CQS RCR II Feeder Fund (USD), LP (latest filing Sep 5, 2024) · No amendment in the last 12 months on an offering that may still be open — CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha II (latest filing Jan 21, 2022) · No amendment in the last 12 months on an offering that may still be open — CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha (latest filing Jan 21, 2022) · No amendment in the last 12 months on an offering that may still be open — CQS Global Relative Value Feeder Fund, LP (latest filing Jan 19, 2021) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 19, 2025 ↗CQS RCR Fund I Master (DL), LP — PartnerFacts page ↗Form D/A · Sep 5, 2024 ↗CQS RCR II Feeder Fund (USD), LP — PartnerFacts page ↗
Sources
Note · Jan 22, 2024 – Jan 16, 2025

Minimum investment changed between filings — CQS ABS Feeder Fund LLC

The Jan 22, 2024 filing lists a minimum of $50,000; the Jan 16, 2025 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 22, 2024 ↗Form D/A (later) · Jan 16, 2025 ↗CQS ABS Feeder Fund LLC — PartnerFacts page ↗
Sources
Note · Jan 22, 2024 – Jan 16, 2025

Minimum investment changed between filings — CQS ABS FEEDER FUND Ltd

The Jan 22, 2024 filing lists a minimum of $50,000; the Jan 16, 2025 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 22, 2024 ↗Form D/A (later) · Jan 16, 2025 ↗CQS ABS FEEDER FUND Ltd — PartnerFacts page ↗
Sources
Note · Mar 14, 2011 – Mar 1, 2016

Reported net asset value range changed between filings — Deltroit Directional Opportunities Feeder Fund Ltd

"Decline to Disclose" (Mar 14, 2011); then "Over $100,000,000" (Oct 24, 2013); then "Decline to Disclose" (Mar 1, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 14, 2011 ↗Form D/A · Oct 24, 2013 ↗Form D/A · Mar 1, 2016 ↗Deltroit Directional Opportunities Feeder Fund Ltd — PartnerFacts page ↗
Sources
Note · Jan 6, 2012 – Jan 19, 2016

Reported net asset value range changed between filings — Deltroit Directional Opportunities Feeder Fund LP

"Decline to Disclose" (Jan 6, 2012); then "Over $100,000,000" (Jan 16, 2015); then "Decline to Disclose" (Jan 19, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 6, 2012 ↗Form D/A · Jan 16, 2015 ↗Form D/A · Jan 19, 2016 ↗Deltroit Directional Opportunities Feeder Fund LP — PartnerFacts page ↗
Sources
Note · Sep 13, 2022 – Sep 14, 2022

Address moved from New York, NY to London, United Kingdom (as filed: X0) — CQS RCR II Feeder Fund (USD), LP

The people listed on the Sep 13, 2022 filing give New York, NY; on the Sep 14, 2022 filing they give London, United Kingdom (as filed: X0).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 13, 2022 ↗Form D/A · Sep 14, 2022 ↗CQS RCR II Feeder Fund (USD), LP — PartnerFacts page ↗
Sources
Note · Jan 19, 2016 – Jan 20, 2017

Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Deltroit Directional Opportunities Feeder Fund LP

The people listed on the Jan 19, 2016 filing give Camana Bay, Grand Cayman, Cayman Islands (as filed: E9); on the Jan 20, 2017 filing they give Grand Cayman, Cayman Islands (as filed: E9). The address now on file (C/O Maples Fiduciary Services (Delaware), 4001 Kennett Pike, Suite 302, Wilmington, DE) is a registered-agent or shared-office address used by 66 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Jan 19, 2016 ↗Form D/A · Jan 20, 2017 ↗Deltroit Directional Opportunities Feeder Fund LP — PartnerFacts page ↗
Sources
Note · Jun 7, 2010 – Jul 15, 2026

Gary Gladstein is listed with 3 different address states: E9, NY, X0

Cayman Islands (as filed: E9) on 91 filings (Jun 7, 2010 to Jul 15, 2026); NY on 5 filings (Sep 13, 2022 to Jul 15, 2026); United Kingdom (as filed: X0) on 3 filings (Sep 14, 2022 to Sep 5, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Jun 7, 2010 ↗Form D · Sep 13, 2022 ↗Form D/A · Sep 14, 2022 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 339 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

23 of 78 offerings report sales commissions totalling $39,938,733; 0 report finder's fees; 53 report proceeds to related persons totalling $9,235,714. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 15, 2026 D/A
CQS RCR III Feeder Fund LLC
File 021-519301
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2026 D/A
CQS RCR III Feeder Fund Ltd
File 021-551743
$0$0$0None listed on this filingEDGAR ↗
Jun 8, 2026 D/A
Deltroit Directional Opportunities Feeder Fund Ltd
File 021-156673
$2,835,920$0$0 (est.)Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗		EDGAR ↗
Jun 8, 2026 D/A
Deltroit Directional Opportunities Feeder Fund LP
File 021-171364
$8,031,346$0$0 (est.)Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗		EDGAR ↗
Jan 16, 2026 D/A
CQS ABS FEEDER FUND Ltd
File 021-128582
$6,760,076$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
RAYMOND JAMES & ASSOCIATES, INC BrokerCheck CRD 705 ↗		EDGAR ↗
Jan 16, 2026 D/A
CQS ABS Feeder Fund LLC
File 021-321363
$5,803,149$0$0MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗
RAYMOND JAMES & ASSOCIATES, INC BrokerCheck CRD 705 ↗		EDGAR ↗
Feb 19, 2025 D/A
CQS RCR Fund I Master (DL), LP
File 021-361456
$0$0$0None listed on this filingEDGAR ↗
Sep 5, 2024 D/A
CQS RCR II Feeder Fund (USD), LP
File 021-458650
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2022 D/A
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha
File 021-156674
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 21, 2022 D/A
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha II
File 021-193915
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 19, 2021 D/A
CQS Global Relative Value Feeder Fund, LP
File 021-358364
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2020 D
CQS Global Relative Value Feeder Fund Ltd
File 021-383334
$0$0$0None listed on this filingEDGAR ↗
Mar 23, 2018 D/A
Permal Multi Manager Funds Lux Natural Resources Fund
File 021-93441
$272,754 (est.)$0$22,500 (est.)
Annual fee paid to directors.
C P Eaton and Associates BrokerCheck CRD 31170 ↗EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Hedge Fund Opportunities II Ltd.
File 021-132546
$0 (est.)$0 (est.)$32,500 (est.)
Annual fee paid to directors.
Maybridge Partners no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 23, 2018 D/A
EnTrust Global Fixed Income Special Opportunities Ltd.
File 021-156818
$0$0$32,500 (est.)
Annual fee paid to directors.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal European Holdings NV
File 021-156846
$124,466 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Fixed Income Holdings Institutional Ltd
File 021-156848
$1,528,307 (est.)$0$14,000 (est.)
Annual fee paid to directors.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 23, 2018 D/A
EnTrust Global Fixed Income Holdings N.V.
File 021-156850
$6,723,566 (est.)$0$32,500 (est.)
Annual fee paid to directors.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Global Opportunities Ltd
File 021-156851
$0$0$32,500 (est.)
Annual fee paid to directors.
Maybridge Partners Inc no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 23, 2018 D/A
ENTRUSTPERMAL HEDGE FUND OPPORTUNITES LTD
File 021-156853
$0$0$32,500 (est.)
Annual fee paid to directors.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 23, 2018 D/A
EnTrust Global Investment Holdings N.V.
File 021-156856
$39,303 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗
Legg Mason Investor Services, LLC BrokerCheck CRD 109064 ↗		EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Japan Holdings NV
File 021-156859
$311,038 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗EDGAR ↗
Mar 23, 2018 D/A
EnTrust Global Macro Holdings Ltd.
File 021-156868
$2,750,910 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Fixed Income Holdings (ERISA) Ltd.
File 021-168123
$2,058,769 (est.)$0$14,000 (est.)
Annual fee paid to directors.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗EDGAR ↗
Mar 23, 2018 D/A
EnTrustPermal Select Opportunities III Ltd.
File 021-213787
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2018 D
EnTrust Global Emerging Markets Holdings N.V.
File 021-308080
$229,400 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2017 D/A
EnTrust Global Emerging Markets Holdings N.V.
File 021-156844
$229,400 (est.)$0$32,500 (est.)
Annual fee paid to directors.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2017 D/A
EPIP HOLDINGS LTD
File 021-156909
$167,030 (est.)$0$32,500 (est.)Credit Suisse First Boston LLC BrokerCheck CRD 15654 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Mar 16, 2017 D/A
EnTrustPermal Macro Holdings Institutional Ltd
File 021-156907
$0$0$14,000 (est.)
Annual fee paid to directors.
None listed on this filingEDGAR ↗
Apr 21, 2016 D/A
Lloyd Baughan Fund, L.P.
File 021-140463
$0$0$0 (est.)
Issuer's confidential offering materials fully discuss management fees and performance allocations.
None listed on this filingEDGAR ↗
Mar 14, 2016 D/A
Permal Multi-Manager Funds (Lux) - Advantage Multi-Strategy Fund
File 021-156870
$0$0$22,500 (est.)
Annual fee paid to directors.
None listed on this filingEDGAR ↗
Mar 14, 2016 D/A
Permal U.S. Opportunities Ltd.
File 021-156877
$0$0$32,500 (est.)
Annual fee paid to directors.
None listed on this filingEDGAR ↗
Mar 10, 2016 D/A
Permal Investment Holdings Institutional Ltd
File 021-156855
$204,325 (est.)$0$14,000 (est.)
Annual fee paid to directors.
Legg Mason Investor Services, LLC BrokerCheck CRD 109064 ↗EDGAR ↗
Jan 19, 2016 D/A
CQS ABS Feeder Fund, LP
File 021-171177
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 16, 2015 D/A
Permal Systematic Macro Ltd.
File 021-156875
$0$0$32,500 (est.)
Annual fee paid to directors.
None listed on this filingEDGAR ↗
Oct 24, 2014 D/A
CQS European Equity Long Short Feeder Fund Ltd
File 021-205197
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2014 D/A
CQS LATIN AMERICAN EQUITY FEEDER FUND Ltd
File 021-120722
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 22, 2014 D/A
CQS Credit Long Short Feeder Fund Ltd
File 021-159449
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 26, 2014 D/A
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha III
File 021-193914
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 18, 2014 D/A
CQS CONVERTIBLE & QUANTITATIVE STRATEGIES FEEDER FUND LTD
File 021-193386
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 14, 2013 D/A
Permal Asian Holdings N.V.
File 021-156837
$0$0$32,500 (est.)
Annual fees paid to directors.
Maybridge Partners, Inc. no CRD number reported
C.P.Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 13, 2013 D/A
Permal Long Short Global Equity Holdings N.V.
File 021-156865
$0$0$32,500 (est.)
Annual fee paid to directors.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Feb 19, 2013 D/A
CQS ABS Alpha Feeder Fund Ltd
File 021-173565
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2012 D/A
CQS European Distressed Feeder Fund, LP
File 021-164390
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
Permal Silk Road Fund, Ltd.
File 021-156874
$0$0$40,000 (est.)
Annual fee paid to directors.
Maybridge Partners, Inc. no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Jan 4, 2012 D
Deltroit Directional Opportunities Feeder Fund LP
File 021-171180
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 12, 2011 D
CQS Global Distressed Value Opportunities Feeder Fund, LP
File 021-164395
$0$0$0
The Manager receives a monthly management fee based on a varying percentage of the net asset value of each Investor's investment.
None listed on this filingEDGAR ↗
Jun 15, 2011 D/A
CQS CONVERTIBLE & QUANTITATIVE STRATEGIES FEEDER FUND LTD
File 021-127666
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 16, 2011 D
Permal Multi Manager Funds Lux Natural Resources Fund
File 021-156872
$46,493$0$10,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the funds investment adviser, which varies greatly from year to year, depending on performance and total assets.
C P Eaton and Associates BrokerCheck CRD 31170 ↗EDGAR ↗
Sep 21, 2010 D
EPIP HOLDINGS LTD
File 021-147996
$0$0$15,000 (est.)C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
Sep 8, 2010 D
EnTrustPermal Macro Holdings Institutional Ltd
File 021-147444
$0$0$15,000 (est.)
Estimated
C.P. Eaton BrokerCheck CRD 31170 ↗
MayBridge Partners no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
EnTrust Global Emerging Markets Holdings N.V.
File 021-93436
$27,610 (est.)$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
EnTrustPermal European Holdings NV
File 021-93433
$15,000 (est.)$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
C P Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
Permal India Holdings Ltd.
File 021-127992
$0$0$6,250 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
Maybridge Partners Inc no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
EnTrust Global Fixed Income Special Opportunities Ltd.
File 021-127940
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not include investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
EnTrustPermal Global Opportunities Ltd
File 021-127977
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Investment Holdings Institutional Ltd
File 021-127996
$0$0$7,500 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Asian Holdings N.V.
File 021-127928
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
Maybridge Partners, Inc. no CRD number reported
C.P.Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Long Funds- Pan European Fund
File 021-127972
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not include investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
Permal Long Funds- Japan Fund
File 021-127982
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not include investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C.P Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
EnTrust Global Macro Holdings Ltd.
File 021-128003
$178,620 (est.)$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners, Inc. no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
Permal Media & Technology Ltd
File 021-128013
$0$0$20,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners, Inc. no CRD number reported
C.P. Eaton And Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Multi-Manager Funds (Lux) - Advantage Multi-Strategy Fund
File 021-128022
$0$0$10,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners, Inc. no CRD number reported
CP Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
ENTRUSTPERMAL HEDGE FUND OPPORTUNITES LTD
File 021-126506
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
Maybridge Partners Inc no CRD number reported
C P Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Silk Road Fund, Ltd.
File 021-128041
$0$0$20,000 (est.)
"""Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets."""
Maybridge Partners, Inc. no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal Systematic Macro Ltd.
File 021-128054
$0$0$15,000 (est.)
"""Annual fees payable to directors of the fund only. This amount does not include investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets."""
Maybridge Partners, Inc. no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal U.S. Capital Growth Opportunities Ltd.
File 021-128056
$0$0$5,000 (est.)
"""Annual fees payable to director of the fund only. This amount does not investment management fee payable to the funds investment adviser, which varies greatly from year to year, depending on performance and total assets."""
Maybridge no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
Permal U.S. Opportunities Ltd.
File 021-128036
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners, Inc. no CRD number reported
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
EnTrustPermal Japan Holdings NV
File 021-93432
$62,752 (est.)$0$15,000 (est.)
Annual fees payable to the directos of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C P Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
EnTrustPermal Fixed Income Holdings Institutional Ltd
File 021-111184
$231,040 (est.)$0$7,500 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
EnTrust Global Fixed Income Holdings N.V.
File 021-118845
$1,307,459 (est.)$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C P Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 16, 2010 D/A
EnTrust Global Investment Holdings N.V.
File 021-128169
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
C P Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2010 D/A
Permal Long Short Global Equity Holdings N.V.
File 021-128175
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C P Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 18, 2009 D/A
Permal Japan Holdings Institutional Ltd
File 021-87627
$0$0$30,000
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the funds investment adviser, which varies greatly from year to year, depending on performance and total assets.
Maybridge Partners Inc no CRD number reported
C P Eaton and Associates BrokerCheck CRD 31170 ↗		EDGAR ↗
Mar 18, 2009 D
Permal Multi-Manager Funds (Lux) - Global Multi-Manager Long/Short Fund
File 021-128177
$0$0$12,000
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets
C P Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2009 D/A
BLUENOSE CAPITAL FUND OFFSHORE LTD
File 021-56523
$0$0$8,146,464
Dollar amount reflects aggregate management fees paid by issuer to its Investment Manager since inception.
None listed on this filingEDGAR ↗
Mar 16, 2009 D
TT INTERNATIONAL FUND LTD
File 021-127963
$0$0$30,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C. P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners Inc no CRD number reported		EDGAR ↗
Mar 16, 2009 D
EnTrustPermal Macro Holdings Institutional Ltd
File 021-127993
$0$0$15,000 (est.)
Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets.
C.P. Eaton and Associates BrokerCheck CRD 31170 ↗
Maybridge Partners no CRD number reported		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 54

Every issuer that named Gary Gladstein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CR
Pooled Investment Fund · group: Cqs Abs

CQS RCR III Feeder Fund LLC

New York, NY · Jul 19, 2024 → Jul 15, 2026 · 4 filings
  • Jul 15, 2026 · D/A · $5,304,799 sold of Indefinite · 5 investors · min. $100,000 · role: Director (Director of the Manager of the Issuer) EDGAR ↗
  • Jul 21, 2025 · D/A · $3,400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the Manager of the Issuer) EDGAR ↗
  • Jul 15, 2025 · D/A · $3,400,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director (Director of the Manager of the Issuer) EDGAR ↗
  • Jul 19, 2024 · D · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the Manager of the Issuer) EDGAR ↗

Raised $5.3M from 6 investors as of the latest filing. Gary is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Pooled Investment Fund · group: Cqs Abs

CQS RCR III Feeder Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jul 15, 2025 → Jul 15, 2026 · 2 filings
  • Jul 15, 2026 · D/A · $7,852,910 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2025 · D · $500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $7.85M from 4 investors as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DD
Pooled Investment Fund · group: Deltroit Directional

Deltroit Directional Opportunities Feeder Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 14, 2011 → Jun 8, 2026 · 17 filings
  • Jun 8, 2026 · D/A · $5,247,783,360 sold of Indefinite · 877 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 6, 2025 · D/A · $5,049,620,207 sold of Indefinite · 865 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 7, 2024 · D/A · $756,928,274 sold of Indefinite · 853 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 22, 2024 · D/A · $756,928,274 sold of Indefinite · 853 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 20, 2023 · D/A · $738,449,909 sold of Indefinite · 306 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 21, 2022 · D/A · $737,769,909 sold of Indefinite · 304 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 22, 2021 · D/A · $716,644,909 sold of Indefinite · 299 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 23, 2020 · D/A · $713,004,909 sold of Indefinite · 292 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 23, 2019 · D/A · $670,019,931 sold of Indefinite · 251 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 1, 2018 · D/A · $640,876,838 sold of Indefinite · 225 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 1, 2017 · D/A · $598,000,000 sold of Indefinite · 168 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 1, 2016 · D/A · $497,000,000 sold of Indefinite · 132 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 24, 2014 · D/A · $471,028,260 sold of Indefinite · 78 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Oct 24, 2013 · D/A · $218,071,834 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 26, 2013 · D/A · $190,821,834 sold of Indefinite · 16 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 27, 2012 · D/A · $128,110,276 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 14, 2011 · D · $16,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $5.25B from 877 investors as of the latest filing. Gary is listed as director on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DD
Pooled Investment Fund · group: Deltroit Directional

Deltroit Directional Opportunities Feeder Fund LP

Wilmington, DE · Jan 4, 2012 → Jun 8, 2026 · 17 filings
  • Jun 8, 2026 · D/A · $868,430,732 sold of Indefinite · 1,179 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of Deltroit US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jun 6, 2025 · D/A · $866,602,732 sold of Indefinite · 1,143 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of Deltroit US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jun 7, 2024 · D/A · $853,960,732 sold of Indefinite · 1,143 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of Deltroit US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 22, 2024 · D/A · $853,960,732 sold of Indefinite · 1,143 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 20, 2023 · D/A · $848,859,732 sold of Indefinite · 924 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 21, 2022 · D/A · $842,859,732 sold of Indefinite · 914 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 22, 2021 · D/A · $840,612,732 sold of Indefinite · 914 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 22, 2020 · D/A · $812,547,732 sold of Indefinite · 887 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 22, 2019 · D/A · $749,504,732 sold of Indefinite · 789 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 19, 2018 · D/A · $588,226,000 sold of Indefinite · 33 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 20, 2017 · D/A · $344,598,000 sold of Indefinite · 25 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 19, 2016 · D/A · $283,000,000 sold of Indefinite · 25 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 16, 2015 · D/A · $235,000,000 sold of Indefinite · 23 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 15, 2014 · D/A · $125,000,000 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 15, 2013 · D/A · $109,703,481 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 6, 2012 · D · $37,605,336 sold of Indefinite · 13 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 4, 2012 · D · $37,605,336 sold of Indefinite · 13 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $868.4M from 1,179 investors as of the latest filing. Gary is listed as director on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Cqs Abs

CQS ABS Feeder Fund LLC

New York, NY · Sep 14, 2018 → Jan 16, 2026 · 9 filings
  • Jan 16, 2026 · D/A · $428,472,625 sold of Indefinite · 834 investors · min. $100,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the Manager of the Issuer.) EDGAR ↗
  • Jan 16, 2025 · D/A · $351,163,125 sold of Indefinite · 692 investors · min. $100,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the Manager of the Issuer.) EDGAR ↗
  • Jan 22, 2024 · D/A · $204,633,125 sold of Indefinite · 683 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the Manager of the Issuer.) EDGAR ↗
  • Jan 20, 2023 · D/A · $167,856,125 sold of Indefinite · 502 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the Manager of the Issuer.) EDGAR ↗
  • Jan 21, 2022 · D/A · $151,511,125 sold of Indefinite · 455 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the Manager of the Issuer.) EDGAR ↗
  • Jan 22, 2021 · D/A · $120,069,125 sold of Indefinite · 388 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the Manager of the Issuer.) EDGAR ↗
  • Jan 23, 2020 · D/A · $92,647,375 sold of Indefinite · 301 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the Manager of the Issuer.) EDGAR ↗
  • Jan 24, 2019 · D/A · $26,867,375 sold of Indefinite · 99 investors · min. $50,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the Manager of the Issuer.) EDGAR ↗
  • Sep 14, 2018 · D · $6,778,375 sold of Indefinite · 29 investors · min. $50,000 · role: Director EDGAR ↗

Raised $428.5M from 834 investors as of the latest filing. Gary is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Cqs Abs

CQS ABS FEEDER FUND Ltd

London, United Kingdom (as filed: X0) · Jun 7, 2010 → Jan 16, 2026 · 16 filings
  • Jan 16, 2026 · D/A · $5,974,955,572 sold of Indefinite · 962 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 16, 2025 · D/A · $5,912,367,231 sold of Indefinite · 765 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 22, 2024 · D/A · $1,284,943,460 sold of Indefinite · 754 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 20, 2023 · D/A · $1,235,228,969 sold of Indefinite · 236 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 21, 2022 · D/A · $1,231,988,969 sold of Indefinite · 221 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 22, 2021 · D/A · $1,225,765,969 sold of Indefinite · 195 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 23, 2020 · D/A · $1,064,558,969 sold of Indefinite · 168 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 23, 2019 · D/A · $967,356,478 sold of Indefinite · 88 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 1, 2018 · D/A · $930,762,356 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 1, 2017 · D/A · $915,500,000 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 1, 2016 · D/A · $915,500,000 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 18, 2014 · D/A · $838,131,196 sold of Indefinite · 27 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 16, 2013 · D/A · $634,906,305 sold of Indefinite · 25 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 13, 2012 · D/A · $408,281,385 sold of Indefinite · 25 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 15, 2011 · D/A · $193,463,335 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 7, 2010 · D/A · $180,113,335 sold of Indefinite · 8 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $5.97B from 962 investors as of the latest filing. Gary is listed as director on 16 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Pooled Investment Fund · group: Cqs Abs

CQS RCR Fund I Master (DL), LP

Grand Cayman, Cayman Islands (as filed: E9) · Feb 24, 2021 → Feb 19, 2025 · 6 filings
  • Feb 19, 2025 · D/A · $7,490,000 sold of Indefinite · 2 investors · min. $2,500,000 · role: Director (Gary Gladstein is a Director of CQS RCR Fund I GP Limited, the General Partner of the Issuer.) EDGAR ↗
  • Feb 21, 2024 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $2,500,000 · role: Director (Gary Gladstein is a Director of CQS RCR Fund I GP Limited, the General Partner of the Issuer.) EDGAR ↗
  • Feb 22, 2023 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $2,500,000 · role: Director (Gary Gladstein is a Director of CQS RCR Fund I GP Limited, the General Partner of the Issuer.) EDGAR ↗
  • Feb 22, 2023 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $2,500,000 · role: Director (Gary Gladstein is a Director of CQS RCR Fund I GP Limited, the General Partner of the Issuer.) EDGAR ↗
  • Feb 22, 2022 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $2,500,000 · role: Director (Gary Gladstein is a Director of CQS RCR Fund I GP Limited, the General Partner of the Issuer.) EDGAR ↗
  • Feb 24, 2021 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $2,500,000 · role: Director (Gary Gladstein is a Director of CQS RCR Fund I GP Limited, the General Partner of the Issuer.) EDGAR ↗

Raised $7.49M from 2 investors as of the latest filing. Gary is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Pooled Investment Fund · group: Cqs Abs

CQS RCR II Feeder Fund (USD), LP

New York, NY · Sep 13, 2022 → Sep 5, 2024 · 4 filings
  • Sep 5, 2024 · D/A · $47,100,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 14, 2023 · D/A · $3,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 14, 2022 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 13, 2022 · D · $3,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $47.1M from 6 investors as of the latest filing. Gary is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CD
Pooled Investment Fund · group: Cqs Abs

CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha II

London, United Kingdom (as filed: X0) · Mar 26, 2013 → Jan 21, 2022 · 10 filings
  • Jan 21, 2022 · D/A · $698,560,608 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 22, 2021 · D/A · $698,560,608 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 23, 2020 · D/A · $698,560,608 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 23, 2019 · D/A · $698,489,091 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 27, 2018 · D/A · $697,000,000 sold of Indefinite · 10 investors · min. $2,300,000 · role: Director EDGAR ↗
  • Mar 28, 2017 · D/A · $691,000,000 sold of Indefinite · 10 investors · min. $2,300,000 · role: Director EDGAR ↗
  • Mar 28, 2016 · D/A · $690,000,000 sold of Indefinite · 10 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Mar 26, 2015 · D/A · $650,179,446 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2014 · D/A · $379,264,091 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2013 · D · $84,814,130 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $698.6M from 11 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CD
Pooled Investment Fund · group: Cqs Abs

CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha

London, United Kingdom (as filed: X0) · Mar 14, 2011 → Jan 21, 2022 · 12 filings
  • Jan 21, 2022 · D/A · $19,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 22, 2021 · D/A · $19,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 23, 2020 · D/A · $19,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 23, 2019 · D/A · $19,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 27, 2018 · D/A · $19,500,000 sold of Indefinite · 2 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Mar 28, 2017 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 28, 2016 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2015 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2014 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2013 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 27, 2012 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2011 · D · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $19.5M from 2 investors as of the latest filing. Gary is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Cqs

CQS Global Relative Value Feeder Fund, LP

Grand Cayman, Cayman Islands (as filed: E9) · Jan 17, 2020 → Jan 19, 2021 · 2 filings
  • Jan 19, 2021 · D/A · $8,687,177 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 17, 2020 · D · $4,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $8.69M from 4 investors as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Cqs

CQS Global Relative Value Feeder Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Dec 16, 2020
  • Dec 16, 2020 · D · $35,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $35M from 1 investor as of the latest filing. Gary is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Pooled Investment Fund · group: Entrust

EnTrustPermal Select Opportunities III Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Mar 18, 2014 → Mar 23, 2018 · 5 filings
  • Mar 23, 2018 · D/A · $3,241,646 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $3,120,289 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $2,810,457 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $1,837,922 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2014 · D · $750,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $3.24M from 3 investors as of the latest filing. Gary is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Scp

Permal Multi Manager Funds Lux Natural Resources Fund

L-2346 Luxembourg, Luxembourg (as filed: N4) · Mar 18, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $328,599,078 sold of Indefinite · 28 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $328,599,078 sold of Indefinite · 28 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $328,599,078 sold of Indefinite · 28 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $328,599,078 sold of Indefinite · 28 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $327,802,039 sold of Indefinite · 26 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $327,610,702 sold of Indefinite · 13 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D/A · $325,325,319 sold of Indefinite · 11 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $461,283,345 sold of Indefinite · 174 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $402,114,016 sold of Indefinite · 188 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D/A · $406,946,400 sold of Indefinite · 226 investors · min. $25,000 · role: Director EDGAR ↗

Raised $461.3M from 226 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrust Global Macro Holdings Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $5,384,752,063 sold of Indefinite · 91 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $5,383,712,180 sold of Indefinite · 91 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $5,383,712,180 sold of Indefinite · 91 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $5,364,891,626 sold of Indefinite · 90 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $5,346,311,327 sold of Indefinite · 90 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $5,273,143,460 sold of Indefinite · 68 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $5,105,204,412 sold of Indefinite · 53 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $6,011,899,527 sold of Indefinite · 947 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $5,377,793,612 sold of Indefinite · 919 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $7,557,108,009 sold of Indefinite · 1,145 investors · min. $100,000 · role: Director EDGAR ↗

Raised $7.56B from 1,145 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EJ
Pooled Investment Fund · group: Scp

EnTrustPermal Japan Holdings NV

9 Curacao Netherlands Antilles, Netherlands Antilles (as filed: P8) · Mar 18, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $1,377,724,240 sold of Indefinite · 41 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $1,377,724,240 sold of Indefinite · 41 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $1,377,724,240 sold of Indefinite · 41 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $1,377,311,990 sold of Indefinite · 41 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $1,376,503,264 sold of Indefinite · 41 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $1,371,076,560 sold of Indefinite · 17 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $1,346,202,533 sold of Indefinite · 14 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $190,754,535 sold of Indefinite · 166 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $233,139,038 sold of Indefinite · 179 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D/A · $402,405,801 sold of Indefinite · 246 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.38B from 246 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrust Global Investment Holdings N.V.

Curacao, Netherlands Antilles (as filed: P8) · Mar 18, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $4,957,722,882 sold of Indefinite · 97 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $4,957,722,882 sold of Indefinite · 97 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $4,954,527,141 sold of Indefinite · 97 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $4,952,711,765 sold of Indefinite · 97 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $4,942,872,879 sold of Indefinite · 97 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $4,903,505,935 sold of Indefinite · 99 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $4,854,949,051 sold of Indefinite · 23 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $2,191,046,636 sold of Indefinite · 517 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $2,317,650,221 sold of Indefinite · 534 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D · $3,547,576,500 sold of Indefinite · 707 investors · min. $100,000 · role: Director EDGAR ↗

Raised $4.96B from 707 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EH
Pooled Investment Fund · group: Entrust

EnTrustPermal Hedge Fund Opportunities II Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Jul 9, 2009 → Mar 23, 2018 · 8 filings
  • Mar 23, 2018 · D/A · $15,475,452 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $14,969,924 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $14,021,763 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $12,711,165 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $10,387,036 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $8,036,258 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $6,011,081 sold of Indefinite · 2 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 9, 2009 · D · $41,825,344 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $41.8M from 4 investors as of the latest filing. Gary is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EH
Pooled Investment Fund · group: Entrust

ENTRUSTPERMAL HEDGE FUND OPPORTUNITES LTD

Road Town, Virgin Islands, British (as filed: D8) · Mar 17, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $9,945,172 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $9,945,172 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $9,945,172 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $9,428,298 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $8,877,967 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $8,199,885 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $7,080,071 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $62,815,356 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $52,242,913 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2009 · D/A · $25,671,120 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $384.1M from 29 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrustPermal Global Opportunities Ltd

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $384,108,786 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2017 · D/A · $384,035,738 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $384,035,738 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $383,728,247 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $382,489,626 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $374,204,171 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $369,436,312 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $212,349,286 sold of Indefinite · 46 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $149,865,197 sold of Indefinite · 144 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $344,770,331 sold of Indefinite · 103 investors · min. $100,000 · role: Director EDGAR ↗

Raised $384.1M from 144 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrust Global Fixed Income Special Opportunities Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $873,146,375 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $872,698,626 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $872,553,572 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $869,906,921 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $861,506,374 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $835,794,007 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $798,993,835 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $381,933,720 sold of Indefinite · 72 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $218,012,292 sold of Indefinite · 174 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $738,146,623 sold of Indefinite · 139 investors · min. $100,000 · role: Director EDGAR ↗

Raised $873.2M from 174 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrust Global Fixed Income Holdings N.V.

Curacao, Netherlands Antilles (as filed: P8) · Mar 18, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $6,908,213,393 sold of Indefinite · 96 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $6,902,230,127 sold of Indefinite · 96 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $6,902,230,127 sold of Indefinite · 96 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $6,846,610,202 sold of Indefinite · 94 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $6,669,607,007 sold of Indefinite · 94 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $6,515,106,988 sold of Indefinite · 90 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $6,113,727,054 sold of Indefinite · 83 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $5,748,462,394 sold of Indefinite · 1,224 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $4,812,262,944 sold of Indefinite · 1,100 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D/A · $5,422,400,093 sold of Indefinite · 1,243 investors · min. $100,000 · role: Director EDGAR ↗

Raised $6.91B from 1,243 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EF
Pooled Investment Fund · group: Scp

EnTrustPermal Fixed Income Holdings Institutional Ltd

Craigmuir Chambers Road Town, not reported (as filed: XX) · Mar 18, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $647,017,137 sold of Indefinite · 41 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $647,017,137 sold of Indefinite · 41 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $647,017,137 sold of Indefinite · 41 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $633,667,137 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $508,807,157 sold of Indefinite · 30 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $454,199,526 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $337,354,134 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $230,660,369 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $64,255,792 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D/A · $48,711,664 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗

Raised $647M from 41 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EF
Pooled Investment Fund · group: Scp

EnTrustPermal Fixed Income Holdings (ERISA) Ltd.

Road Town, Virgin Islands, British (as filed: D8) · Nov 2, 2011 → Mar 23, 2018 · 9 filings
  • Mar 23, 2018 · D/A · $417,131,206 sold of Indefinite · 32 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $416,531,206 sold of Indefinite · 32 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $416,531,206 sold of Indefinite · 32 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $375,011,206 sold of Indefinite · 30 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $308,350,259 sold of Indefinite · 25 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $186,480,191 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D/A · $117,600,433 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Nov 2, 2011 · D/A · $5,200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 2, 2011 · D · $457 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $417.1M from 32 investors as of the latest filing. Gary is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EE
Pooled Investment Fund · group: Entrust

EnTrustPermal European Holdings NV

Netherlands Antilles, Netherlands Antilles (as filed: P8) · Mar 16, 2009 → Mar 23, 2018 · 10 filings
  • Mar 23, 2018 · D/A · $531,941,972 sold of Indefinite · 33 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $531,941,972 sold of Indefinite · 33 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $522,930,368 sold of Indefinite · 33 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $521,698,055 sold of Indefinite · 32 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $520,294,422 sold of Indefinite · 31 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $518,564,062 sold of Indefinite · 31 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $513,274,632 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $183,229,038 sold of Indefinite · 131 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $222,046,530 sold of Indefinite · 152 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D/A · $368,209,284 sold of Indefinite · 197 investors · min. $100,000 · role: Director EDGAR ↗

Raised $531.9M from 197 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Entrust

EnTrust Global Emerging Markets Holdings N.V.

9 Curacao Netherlands Antilles, United Kingdom (as filed: X0) · Mar 16, 2009 → Mar 20, 2018 · 10 filings
  • Mar 20, 2018 · D · $573,831,361 sold of Indefinite · 43 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $573,695,237 sold of Indefinite · 43 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 10, 2016 · D/A · $573,695,237 sold of Indefinite · 43 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $571,338,498 sold of Indefinite · 43 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $568,869,571 sold of Indefinite · 55 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $567,857,285 sold of Indefinite · 39 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $551,610,955 sold of Indefinite · 17 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $255,763,217 sold of Indefinite · 153 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $249,005,066 sold of Indefinite · 150 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D/A · $343,409,577 sold of Indefinite · 201 investors · min. $100,000 · role: Director EDGAR ↗

Raised $573.8M from 201 investors as of the latest filing. Gary is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Scp

EnTrustPermal Macro Holdings Institutional Ltd

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 16, 2017 · 9 filings
  • Mar 16, 2017 · D/A · $151,250,514 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $151,250,514 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $143,250,514 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $140,250,514 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $96,950,514 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $69,607,092 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2011 · D · $40,214,724 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 8, 2010 · D · $33,500,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $456,690 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $151.3M from 12 investors as of the latest filing. Gary is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EH
Pooled Investment Fund · group: Epip

EPIP HOLDINGS LTD

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Sep 21, 2010 → Mar 16, 2017 · 8 filings
  • Mar 16, 2017 · D/A · $8,785,057 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $12,606,914 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $12,606,914 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $9,206,914 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $8,764,669 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 16, 2012 · D/A · $8,639,689 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2011 · D · $7,372,492 sold of Indefinite · 7 investors · min. $500,000 · role: Director EDGAR ↗
  • Sep 21, 2010 · D · $2,000,000 sold of Indefinite · 4 investors · min. $500,000 · role: Director EDGAR ↗

Raised $12.6M from 15 investors as of the latest filing. Gary is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LB
Pooled Investment Fund

Lloyd Baughan Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 13, 2010 → Apr 21, 2016 · 7 filings
  • Apr 21, 2016 · D/A · $46,428,013 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director ("Director of Issuer's general partner: Lloyd Baughan General Partner Limited, a Cayman Islands exempted company (""General Partner"")") EDGAR ↗
  • Apr 16, 2015 · D/A · $46,428,013 sold of Indefinite · 8 investors · min. $1,000,000 · role: Director ("Director of Issuer's general partner: Lloyd Baughan General Partner Limited, a Cayman Islands exempted company (""General Partner"")") EDGAR ↗
  • Apr 16, 2014 · D/A · $39,368,456 sold of Indefinite · 8 investors · min. $1,000,000 · role: Director ("Director of Issuer's general partner: Lloyd Baughan General Partner Limited, a Cayman Islands exempted company (""General Partner"")") EDGAR ↗
  • Apr 15, 2013 · D/A · $18,587,158 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director ("Director of Issuer's general partner: Lloyd Baughan General Partner Limited, a Cayman Islands exempted company (""General Partner"")") EDGAR ↗
  • Apr 20, 2012 · D/A · $18,587,158 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director ("Director of Issuer's general partner: Lloyd Baughan General Partner Limited, a Cayman Islands exempted company (""General Partner"")") EDGAR ↗
  • Apr 5, 2011 · D/A · $17,087,157 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director ("Director of Issuer's general partner: Lloyd Baughan General Partner Limited, a Cayman Islands exempted company (""General Partner"")") EDGAR ↗
  • Apr 13, 2010 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director ("Director of Issuer's general partner: Lloyd Baughan General Partner Limited, a Cayman Islands exempted company (""General Partner"")") EDGAR ↗

Raised $46.4M from 9 investors as of the latest filing. Gary is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PU
Pooled Investment Fund · group: Scp

Permal U.S. Opportunities Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 17, 2009 → Mar 14, 2016 · 8 filings
  • Mar 14, 2016 · D/A · $459,385,019 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $457,957,807 sold of Indefinite · 37 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $456,173,330 sold of Indefinite · 35 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $451,068,130 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $445,208,745 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $215,127,648 sold of Indefinite · 77 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $173,519,989 sold of Indefinite · 73 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2009 · D · $116,981,962 sold of Indefinite · 71 investors · min. $100,000 · role: Director EDGAR ↗

Raised $459.4M from 77 investors as of the latest filing. Gary is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Pooled Investment Fund · group: Scp

Permal Multi-Manager Funds (Lux) - Advantage Multi-Strategy Fund

Luxembourg, Luxembourg (as filed: N4) · Mar 16, 2009 → Mar 14, 2016 · 8 filings
  • Mar 14, 2016 · D/A · $54,181,273 sold of Indefinite · 10 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $54,181,273 sold of Indefinite · 10 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $54,152,124 sold of Indefinite · 10 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $54,101,886 sold of Indefinite · 6 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $53,818,848 sold of Indefinite · 6 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $66,852,746 sold of Indefinite · 49 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $56,472,640 sold of Indefinite · 55 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $29,802,101 sold of Indefinite · 44 investors · min. $25,000 · role: Director EDGAR ↗

Raised $66.9M from 55 investors as of the latest filing. Gary is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Scp

Permal Investment Holdings Institutional Ltd

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 10, 2016 · 8 filings
  • Mar 10, 2016 · D/A · $4,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $4,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $4,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $4,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $4,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $16,732,851 sold of Indefinite · 14 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $15,875,625 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $27,063,794 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗

Raised $27.1M from 14 investors as of the latest filing. Gary is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Cqs Abs

CQS ABS Feeder Fund, LP

Grand Cayman, Cayman Islands (as filed: E9) · Jan 4, 2012 → Jan 19, 2016 · 5 filings
  • Jan 19, 2016 · D/A · $125,000,000 sold of Indefinite · 19 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 16, 2015 · D/A · $153,000,000 sold of Indefinite · 14 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 15, 2014 · D/A · $150,000,000 sold of Indefinite · 13 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 15, 2013 · D/A · $63,016,170 sold of Indefinite · 12 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jan 4, 2012 · D · $19,620,055 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director (Gary Gladstein is a Director of CQS US Feeder Funds (GP) LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $153M from 19 investors as of the latest filing. Gary is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Scp

Permal Systematic Macro Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 17, 2009 → Mar 16, 2015 · 7 filings
  • Mar 16, 2015 · D/A · $1,102,868 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $1,102,868 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $1,102,868 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $1,102,868 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $211,858,131 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $158,795,089 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2009 · D · $134,052,771 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗

Raised $211.9M from 22 investors as of the latest filing. Gary is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Cqs European

CQS European Equity Long Short Feeder Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Oct 24, 2013 → Oct 24, 2014 · 2 filings
  • Oct 24, 2014 · D/A · $15,522,914 sold of Indefinite · 2 investors · min. $500,000 · role: Director EDGAR ↗
  • Oct 24, 2013 · D · $500,000 sold of Indefinite · 1 investors · min. $500,000 · role: Director EDGAR ↗

Raised $15.5M from 2 investors as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CL
Pooled Investment Fund

CQS LATIN AMERICAN EQUITY FEEDER FUND Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Aug 7, 2013 → Aug 7, 2014 · 2 filings
  • Aug 7, 2014 · D/A · $2,090,190 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 7, 2013 · D/A · $1,726,547 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $120.8M from 27 investors as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Deltroit Directional

CQS Credit Long Short Feeder Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 9, 2011 → May 22, 2014 · 4 filings
  • May 22, 2014 · D/A · $15,164,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • May 22, 2013 · D/A · $17,728,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • May 23, 2012 · D/A · $9,442,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • May 9, 2011 · D · $2,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $17.7M from 3 investors as of the latest filing. Gary is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CD
Pooled Investment Fund · group: Cqs Abs

CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha III

London, United Kingdom (as filed: X0) · Mar 26, 2013 → Mar 26, 2014 · 2 filings
  • Mar 26, 2014 · D/A · $115,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2013 · D · $115,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $115M from 1 investor as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund

CQS CONVERTIBLE & QUANTITATIVE STRATEGIES FEEDER FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Jun 7, 2010 → Mar 18, 2014 · 4 filings
  • Mar 18, 2014 · D/A · $48,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 15, 2013 · D · $10,102,581 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2011 · D/A · $50,417,221 sold of Indefinite · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2010 · D/A · $50,417,221 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗

Raised $50.4M from 11 investors as of the latest filing. Gary is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Scp

Permal Asian Holdings N.V.

Curacao, Netherlands Antilles (as filed: P8) · Mar 16, 2009 → Mar 14, 2013 · 5 filings
  • Mar 14, 2013 · D/A · $428,255,003 sold of Indefinite · 32 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $412,273,377 sold of Indefinite · 12 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $118,758,824 sold of Indefinite · 92 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $130,430,522 sold of Indefinite · 92 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $200,667,010 sold of Indefinite · 131 investors · min. $100,000 · role: Director EDGAR ↗

Raised $428.3M from 131 investors as of the latest filing. Gary is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PL
Pooled Investment Fund · group: Scp

Permal Long Short Global Equity Holdings N.V.

Curacao, Netherlands Antilles (as filed: P8) · Mar 18, 2009 → Mar 13, 2013 · 5 filings
  • Mar 13, 2013 · D/A · $430,016,728 sold of Indefinite · 16 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $428,170,024 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $254,945,631 sold of Indefinite · 137 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $248,493,012 sold of Indefinite · 150 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2009 · D · $425,121,509 sold of Indefinite · 218 investors · min. $100,000 · role: Director EDGAR ↗

Raised $430M from 218 investors as of the latest filing. Gary is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CA
Pooled Investment Fund · group: Cqs Abs

CQS ABS Alpha Feeder Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Feb 16, 2012 → Feb 19, 2013 · 2 filings
  • Feb 19, 2013 · D/A · $105,363,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 16, 2012 · D · $70,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $105.4M from 3 investors as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CE
Pooled Investment Fund · group: Cqs European

CQS European Distressed Feeder Fund, LP

Grand Cayman, Cayman Islands (as filed: E9) · Aug 12, 2011 → Aug 7, 2012 · 2 filings
  • Aug 7, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Director (Director of CQS US Feeder Funds (GP) LLC, General Partner of the Issuer) EDGAR ↗
  • Aug 12, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Director (Director of CQS US Feeder Funds (GP) LLC, General Partner of the Issuer) EDGAR ↗

Raised $746K from 3 investors as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PS
Pooled Investment Fund · group: Scp

Permal Silk Road Fund, Ltd.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Mar 17, 2009 → Mar 16, 2012 · 4 filings
  • Mar 16, 2012 · D/A · $2,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2011 · D · $55,513,384 sold of Indefinite · 31 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2010 · D/A · $61,292,610 sold of Indefinite · 32 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2009 · D · $68,694,924 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗

Raised $68.7M from 39 investors as of the latest filing. Gary is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CG
Pooled Investment Fund

CQS Global Distressed Value Opportunities Feeder Fund, LP

Grand Cayman, Cayman Islands (as filed: E9) · Aug 12, 2011
  • Aug 12, 2011 · D · $745,962 sold of Indefinite · 3 investors · min. $500,000 · role: Director (Director of CQS US Feeder Funds (GP)LLC, General Partner of the Issuer) EDGAR ↗

Raised $746K from 3 investors as of the latest filing. Gary is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PU
Pooled Investment Fund · group: Scp

Permal U.S. Capital Growth Opportunities Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 17, 2009 → Mar 16, 2010 · 2 filings
  • Mar 16, 2010 · D/A · $41,910,881 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2009 · D · $50,633,123 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗

Raised $50.6M from 19 investors as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PM
Pooled Investment Fund · group: Scp

Permal Media & Technology Ltd

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 16, 2010 · 2 filings
  • Mar 16, 2010 · D/A · $6,055,610 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $3,283,490 sold of Indefinite · 40 investors · min. $100,000 · role: Director EDGAR ↗

Raised $6.06M from 40 investors as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PL
Pooled Investment Fund · group: Scp

Permal Long Funds- Japan Fund

Luxembourg, Luxembourg (as filed: N4) · Mar 16, 2009 → Mar 16, 2010 · 2 filings
  • Mar 16, 2010 · D/A · $41,274,290 sold of Indefinite · 63 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $35,266,836 sold of Indefinite · 72 investors · min. $25,000 · role: Director EDGAR ↗

Raised $41.3M from 72 investors as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PL
Pooled Investment Fund · group: Scp

Permal Long Funds- Pan European Fund

Luxembourg, Luxembourg (as filed: N4) · Mar 16, 2009 → Mar 16, 2010 · 2 filings
  • Mar 16, 2010 · D/A · $7,975,800 sold of Indefinite · 9 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $5,971,542 sold of Indefinite · 12 investors · min. $25,000 · role: Director EDGAR ↗

Raised $7.98M from 12 investors as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PI
Pooled Investment Fund · group: Scp

Permal India Holdings Ltd.

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009 → Mar 16, 2010 · 2 filings
  • Mar 16, 2010 · D/A · $22,287,959 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2009 · D · $36,009,867 sold of Indefinite · 64 investors · min. $100,000 · role: Director EDGAR ↗

Raised $36M from 64 investors as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PM
Pooled Investment Fund · group: Scp

Permal Multi-Manager Funds (Lux) - Global Multi-Manager Long/Short Fund

Luxembourg, Luxembourg (as filed: N4) · Mar 18, 2009
  • Mar 18, 2009 · D · $31,364,712 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗

Raised $31.4M from 38 investors as of the latest filing. Gary is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PJ
Pooled Investment Fund · group: Scp

Permal Japan Holdings Institutional Ltd

Road Town Tortola British Vir, Virgin Islands, British (as filed: D8) · Mar 18, 2009
  • Mar 18, 2009 · D/A · $60,730,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $60.7M from 1 investor as of the latest filing. Gary is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TI
Pooled Investment Fund · group: Tt Long Short Focus

TT INTERNATIONAL FUND LTD

Tortola, Virgin Islands, British (as filed: D8) · Mar 16, 2009
  • Mar 16, 2009 · D · $305,446,350 sold of Indefinite · 74 investors · min. $100,000 · role: Director EDGAR ↗

Raised $774.7M from 111 investors as of the latest filing. Gary is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BC
Pooled Investment Fund · group: Intrepid

BLUENOSE CAPITAL FUND OFFSHORE LTD

New York, NY · Mar 16, 2009
  • Mar 16, 2009 · D/A · $216,045,290 sold of Indefinite · 39 investors · min. $50,000 · role: Director EDGAR ↗

Raised $216M from 39 investors as of the latest filing. Gary is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Gary 29

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CF
Management entity

CQS Funds General Partner LLC

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William Waters

Director · 207 shared filings (31 issuers) · also on 1 other issuer

William Waters is on 32 issuers in total — a repeat sponsor. Their page lists every one.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Isaac Souede

Director · 191 shared filings (29 issuers) · also on 22 other issuers

Isaac Souede is on 51 issuers in total — a repeat sponsor. Their page lists every one.

EJ
No photo found yet (own website and image search run after this page is viewed)
Person

Edmond de la Haye Jousselin

Director · 173 shared filings (26 issuers)

Edmond de la Haye Jousselin is on 26 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond A Mason

Director · 168 shared filings (25 issuers) · also on 1 other issuer

Raymond A Mason is on 26 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found (searched own website, image search on Oct 24, 2026)
Person

Dennis Hunter

Director · 124 shared filings (21 issuers) · also on 101 other issuers

Dennis Hunter is on 122 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Crowther

Director · 94 shared filings (17 issuers) · also on 2 other issuers

Jonathan Crowther is on 19 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found (searched own website, image search on Oct 24, 2026)
Person

Carol Reynolds

Director · 67 shared filings (12 issuers) · also on 57 other issuers

Carol Reynolds is on 69 issuers in total — a repeat sponsor. Their page lists every one.

KB
No photo found (searched own website, image search on Oct 24, 2026)
Person

Karla Bodden

Director · 57 shared filings (14 issuers) · also on 167 other issuers

Karla Bodden is on 181 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Gruninger

Director · 39 shared filings (28 issuers)

Christopher Gruninger is on 28 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michel Delauzun

Director · 32 shared filings (23 issuers)

Michel Delauzun is on 23 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Stricker

Director · 25 shared filings (3 issuers)

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence Morgenthal

Director · 22 shared filings (3 issuers) · also on 4 other issuers

Lawrence Morgenthal is on 7 issuers in total — a repeat sponsor. Their page lists every one.

EJ
No photo found yet (own website and image search run after this page is viewed)
Person

Edmond de la Haye Jousselin

Director · 21 shared filings (4 issuers)

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Behring

Director · 21 shared filings (2 issuers)

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Issac Souede

Director · 16 shared filings (2 issuers) · also on 3 other issuers

Issac Souede is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EJ
No photo found yet (own website and image search run after this page is viewed)
Person

Edmond de la Haye Jousselin

Director · 13 shared filings (2 issuers)

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Nicholson

Director · 7 shared filings (1 issuer) · also on 14 other issuers

Jonathan Nicholson is on 15 issuers in total — a repeat sponsor. Their page lists every one.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul D. Mellin

Director · 7 shared filings (1 issuer)

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jane Fleming

Director · 5 shared filings (5 issuers) · also on 21 other issuers

Jane Fleming is on 26 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

R Wesley Burns

Director · 5 shared filings (1 issuer)

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Delauzun

Director · 4 shared filings (3 issuers)

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Grant Kvalheim

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Grant Kvalheim is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Smith

Director · 4 shared filings (1 issuer)

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michel Delauzum

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Sampson

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Gottlieb

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Howard Shapiro

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Steven Howard Shapiro is on 6 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Pierre-Laurent Bel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gary Gladstein. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Scp

43 issuers · 261 filings · $7.22B reported sold · 2009–2026

One team, 43 deal companies. Gary Gladstein is listed on 19 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gary Gladstein.

CA
Sponsor group

Cqs Abs

11 issuers · 73 filings · $7.53B reported sold · 2010–2026

One team, 11 deal companies. Gary Gladstein is listed on 11 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gary Gladstein.

E
Sponsor group

Entrust

64 issuers · 453 filings · $13.3B reported sold · 2009–2026

One team, 64 deal companies. Gary Gladstein is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gary Gladstein.

DD
Sponsor group

Deltroit Directional

3 issuers · 38 filings · $6.13B reported sold · 2011–2026

One team, 3 deal companies. Gary Gladstein is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gary Gladstein.

C
Sponsor group

Cqs

2 issuers · 3 filings · $43.7M reported sold · 2020–2021

One team, 2 deal companies. Gary Gladstein is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gary Gladstein.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 54 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): TT INTERNATIONAL FUND LTD.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gary Gladstein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 54 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gary Gladstein is listed on: none on file. No website or social profile named in EnTrust Global Macro Holdings Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #183,512 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Tortola, D8). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Delaware CourtConnect ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Delaware Secretary of State business search ↗OpenCorporates ↗

Change history

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