Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:19 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

Gary Floyd

Named as an officer, director or promoter on SEC Form D filings · KS · May 20, 2020 → May 27, 2025

1deal (issuers)

$20Mreported sold

14investors

3Form D filings

2020–2025years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:46 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gary Floyd is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between May 2020 and May 2025: Legacy Financial, Inc. (Johnson, KS — other banking and financial services — 2020–2025; $20M reported sold to 14 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Clint Floyd (3 shared filings), Martie Floyd (3 shared filings), Matthew Bennett (3 shared filings), Ward Nairn (3 shared filings), Christopher Robert Floyd (2 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gary. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 24 bankruptcy cases matching the name listed in Key records below.

What this means 24 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Gary Floyd and found 5 differences: Form D filed 20 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gary Floyd has not run yet — it is joining a line of 30,535 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:46 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gary Floyd..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

24 cases: 24 closed (disposition not in docket feed)

Gary L Floyd and Caren Jane Floyd closed

United States Bankruptcy Court, W.D. Louisiana · No. 21-20168 · Filed Jun 10, 2021 · Closed Nov 2, 2021

Role of Gary L Floyd and Caren Jane Floyd: Debtor · Outcome: Case closed 2021-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)

Gary J. Floyd closed

United States Bankruptcy Court, S.D. California · No. 20-00511 · Filed Jan 31, 2020 · Closed Dec 2, 2021

Role of Gary J. Floyd: Debtor · Outcome: Case closed 2021-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Gary A Floyd closed

United States Bankruptcy Court, S.D. California · No. 10-20651 · Filed Nov 22, 2010 · Closed Feb 28, 2011

Role of Gary A Floyd: Debtor · Outcome: Case closed 2011-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Gary Floyd and Susan Floyd closed

United States Bankruptcy Court, M.D. Florida · No. 6:09-bk-08297 · Filed Jun 13, 2009 · Closed Nov 4, 2011

Role of Gary Floyd and Susan Floyd: Debtor · Outcome: Case closed 2011-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Gary W Floyd and Shara L. Floyd closed

United States Bankruptcy Court, N.D. Alabama · No. 06-00400 · Filed Feb 8, 2006 · Closed May 15, 2006

Role of Gary W Floyd and Shara L. Floyd: Debtor · Outcome: Case closed 2006-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Gary A. Floyd closed

United States Bankruptcy Court, S.D. Georgia · No. 05-43373 · Filed Dec 8, 2005 · Closed Feb 2, 2010

Role of Gary A. Floyd: Debtor · Outcome: Case closed 2010-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Gary Floyd and Shetiga Floyd closed

United States Bankruptcy Court, W.D. Tennessee · No. 04-15023 · Filed Nov 9, 2004 · Closed May 10, 2007

Role of Gary Floyd and Shetiga Floyd: Debtor · Outcome: Case closed 2007-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Gary Floyd and Shetiga Floyd closed

United States Bankruptcy Court, W.D. Tennessee · No. 04-12755 · Filed Jun 22, 2004 · Closed Nov 2, 2004

Role of Gary Floyd and Shetiga Floyd: Debtor · Outcome: Case closed 2004-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Gary Floyd and Loretta Floyd closed

United States Bankruptcy Court, D. New Jersey · No. 03-50785 · Filed Dec 18, 2003 · Closed Aug 6, 2007

Role of Gary Floyd and Loretta Floyd: Debtor · Outcome: Case closed 2007-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Gary R. FLoyd and Nanci R. Floyd closed

United States Bankruptcy Court, D. Oregon · No. 02-40092 · Filed Sep 18, 2002 · Closed Dec 26, 2002

Role of Gary R. FLoyd and Nanci R. Floyd: Debtor · Outcome: Case closed 2002-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)

Gary W. Floyd and Sally A. Floyd closed

United States Bankruptcy Court, E.D. California · No. 02-16884 · Filed Jul 29, 2002 · Closed Nov 13, 2002

Role of Gary W. Floyd and Sally A. Floyd: Debtor · Outcome: Case closed 2002-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

SHARA FLOYD and GARY FLOYD closed

United States Bankruptcy Court, N.D. Alabama · No. 01-43533 · Filed Oct 1, 2001 · Closed Jan 11, 2005

Role of GARY FLOYD: Debtor · Outcome: Case closed 2005-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Gary A. Floyd closed

United States Bankruptcy Court, S.D. Georgia · No. 99-43472 · Filed Dec 15, 1999 · Closed May 15, 2000

Role of Gary A. Floyd: Debtor · Outcome: Case closed 2000-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Gary G. Floyd, Jr. closed

United States Bankruptcy Court, W.D. Arkansas · No. 1:99-bk-11609 · Filed Oct 5, 1999 · Closed Jan 7, 2000

Role of Gary G. Floyd, Jr.: Debtor · Outcome: Case closed 2000-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)

Gary Floyd closed

United States Bankruptcy Court, S.D. Georgia · No. 99-11964 · Filed Aug 13, 1999 · Closed Apr 23, 2001

Role of Gary Floyd: Debtor · Outcome: Case closed 2001-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Gary Floyd closed

United States Bankruptcy Court, C.D. California · No. 6:99-bk-15932 · Filed Apr 6, 1999 · Closed Aug 4, 1999

Role of Gary Floyd: Debtor · Outcome: Case closed 1999-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Gary G. Floyd and Teresa A. Floyd closed

United States Bankruptcy Court, N.D. Georgia · No. 98-81187 · Filed Dec 23, 1998 · Closed Jun 5, 2003

Role of Gary G. Floyd and Teresa A. Floyd: Debtor · Outcome: Case closed 2003-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Gary Floyd closed

United States Bankruptcy Court, W.D. Tennessee · No. 97-12706 · Filed Jul 24, 1997 · Closed Feb 25, 1999

Role of Gary Floyd: Debtor · Outcome: Case closed 1999-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Gary G. Floyd closed

United States Bankruptcy Court, S.D. Georgia · No. 93-30298 · Filed Sep 27, 1993 · Closed Feb 9, 1994

Role of Gary G. Floyd: Debtor · Outcome: Case closed 1994-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Gary L. Floyd closed

United States Bankruptcy Court, N.D. West Virginia · No. 1:91-bk-10919 · Filed Sep 4, 1991 · Closed Dec 17, 1991

Role of Gary L. Floyd: Debtor · Outcome: Case closed 1991-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in WV (not a filing state)

Gary L Floyd closed

United States Bankruptcy Court, N.D. Illinois · No. 91-15898 · Filed Jul 29, 1991 · Closed Oct 15, 1992

Role of Gary L Floyd: Debtor · Outcome: Case closed 1992-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Gary A. Floyd closed

United States Bankruptcy Court, S.D. Georgia · No. 90-41535 · Filed Aug 17, 1990 · Closed Dec 11, 1990

Role of Gary A. Floyd: Debtor · Outcome: Case closed 1990-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Gary G. Floyd and Teresa A. Floyd closed

United States Bankruptcy Court, S.D. Illinois · No. 89-30786 · Filed Oct 19, 1989 · Closed Nov 5, 1992

Role of Gary G. Floyd and Teresa A. Floyd: Debtor · Outcome: Case closed 1992-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Gary D. Floyd and Tammy G. Floyd closed

United States Bankruptcy Court, E.D. Louisiana · No. 86-14005 · Filed Oct 10, 1986 · Closed Mar 21, 1990

Role of Gary D. Floyd and Tammy G. Floyd: Debtor · Outcome: Case closed 1990-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 60 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:46 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Gary Floyd (compared 3 filings on Oct 24, 2026)

Note · Apr 30, 2020 – May 20, 2020

Form D filed 20 days after the first sale — Legacy Financial, Inc.

The filing says the first sale was Apr 30, 2020. The Form D was filed May 20, 2020 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 20, 2020 ↗Legacy Financial, Inc. — PartnerFacts page ↗

Sources

Form D · May 20, 2020 ↗ (May 20, 2020)
Legacy Financial, Inc. — PartnerFacts page ↗ (May 27, 2025)

Note · Apr 30, 2020 – May 20, 2020

No amendment in the last 12 months on an offering that may still be open — Legacy Financial, Inc. (latest filing May 20, 2020)

The latest filing for this offering is dated May 20, 2020 (first sale Apr 30, 2020). It reports $7,500,000 sold of $10,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 20, 2020 ↗Legacy Financial, Inc. — PartnerFacts page ↗

Sources

Form D · May 20, 2020 ↗ (May 20, 2020)
Legacy Financial, Inc. — PartnerFacts page ↗ (May 27, 2025)

Note · May 20, 2020 – May 27, 2025

Gary Floyd's role changed at Legacy Financial, Inc.: executive officer, director → director

The May 20, 2020 filing lists Gary Floyd as executive officer, director; the May 27, 2025 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 20, 2020 ↗Form D/A · May 27, 2025 ↗Gary Floyd — PartnerFacts page ↗Legacy Financial, Inc. — PartnerFacts page ↗

Sources

Form D · May 20, 2020 ↗ (May 20, 2020)
Form D/A · May 27, 2025 ↗ (May 27, 2025)
Gary Floyd — PartnerFacts page ↗
Legacy Financial, Inc. — PartnerFacts page ↗ (May 27, 2025)

Note · Jul 12, 2012

Same name, different state: "Gary Floyd" (MO) is a separate record

This page covers filings where the address state is KS. A separate record, "Gary Floyd" with address state MO, is listed on 1 filing — most recently by BOARDER EQUITY MANAGEMENT LLC (Jul 12, 2012). The two records do not overlap in time: this page runs May 20, 2020 to May 27, 2025; the other has one filing dated Jul 12, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Gary Floyd (MO) — PartnerFacts page ↗Form D · Jul 12, 2012 ↗BOARDER EQUITY MANAGEMENT LLC — PartnerFacts page ↗Gary Floyd (KS) — this page ↗

Sources

Gary Floyd (MO) — PartnerFacts page ↗ (Jul 12, 2012)
Form D · Jul 12, 2012 ↗ (Jul 12, 2012)
BOARDER EQUITY MANAGEMENT LLC — PartnerFacts page ↗ (Jul 12, 2012)
Gary Floyd (KS) — this page ↗ (May 27, 2025)

Note · Dec 24, 2009 – Sep 24, 2010

Same name, different state: "GARY C FLOYD" (A1) is a separate record

This page covers filings where the address state is KS. A separate record, "GARY C FLOYD" with address state A1, is listed on 2 filings — most recently by RICHFIELD VENTURES CORP (Sep 24, 2010). The two records do not overlap in time: this page runs May 20, 2020 to May 27, 2025; the other runs Dec 24, 2009 to Sep 24, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

GARY C FLOYD (A1) — PartnerFacts page ↗Form D · Sep 24, 2010 ↗RICHFIELD VENTURES CORP — PartnerFacts page ↗Gary Floyd (KS) — this page ↗

Sources

GARY C FLOYD (A1) — PartnerFacts page ↗ (Sep 24, 2010)
Form D · Sep 24, 2010 ↗ (Sep 24, 2010)
RICHFIELD VENTURES CORP — PartnerFacts page ↗ (Sep 24, 2010)
Gary Floyd (KS) — this page ↗ (May 27, 2025)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 2 offerings report sales commissions totalling $550,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
May 27, 2025 D/A Legacy Financial, Inc. File 021-547124	$400,000	$0	$0	Multi-Bank Securities, Inc. BrokerCheck CRD 22098 ↗ via Michael Coogan (CRD 1735236 ↗)	EDGAR ↗
May 20, 2020 D Legacy Financial, Inc. File 021-367421	$150,000	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Gary Floyd on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services

Legacy Financial, Inc.

Johnson, KS · May 20, 2020 → May 27, 2025 · 3 filings

May 27, 2025 · D/A · $20,000,000 sold of $20,000,000 · 14 investors · min. No minimum reported · role: Director (Director of Legacy Financial, Inc. Director of Dream First Bank, N.A.) EDGAR ↗
May 27, 2025 · D · $20,000,000 sold of $20,000,000 · 14 investors · min. No minimum reported · role: Director (Director of Legacy Financial, Inc. Director of Dream First Bank, N.A.) EDGAR ↗
May 20, 2020 · D · $7,500,000 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director (Treasurer) EDGAR ↗

Raised $20M from 14 investors (100% of the $20M target) as of the latest filing. Gary is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

GARY C FLOYD — British Columbia, Canada (as filed: A1), 1 issuer, Dec 24, 2009 → Sep 24, 2010 · no shared issuer
Gary Floyd — MO, 1 issuer, Jul 12, 2012 → Jul 12, 2012 · no shared issuer

People around Gary 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Martie Floyd

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ward Nairn

Director · 3 shared filings (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Clint Floyd

Director · 3 shared filings (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Matthew Bennett

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Christopher Robert Floyd

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Mann

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard Roberts

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Shane Ver Dught

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Roetta Mann

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Terry Boy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Chris Floyd

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Tracey Mann

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gary Floyd. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Legacy Financial, Inc..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gary Floyd by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gary Floyd is listed on: none on file. No website or social profile named in Legacy Financial, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #69,499 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Johnson, KS). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Gary Floyd appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Gary Floyd

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Form D filed 20 days after the first sale — Legacy Financial, Inc.

No amendment in the last 12 months on an offering that may still be open — Legacy Financial, Inc. (latest filing May 20, 2020)

Gary Floyd's role changed at Legacy Financial, Inc.: executive officer, director → director

Same name, different state: "Gary Floyd" (MO) is a separate record

Same name, different state: "GARY C FLOYD" (A1) is a separate record

5. Money to insiders

Deals 1

People around Gary 12

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person