Frederick S. Hammer is listed as a director on 1 SEC Form D filing by 1 issuer in Jun 2016: JetPay Corp (Berwyn, PA — other banking and financial services — 2016; $8.32M reported sold to 23 investors).
What this means One deal on file with the SEC, filed Jun 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bipin C. Shah (1 shared filing), DONALD J. EDWARDS (1 shared filing), Diane Faro (1 shared filing), Gregory Krzemien (1 shared filing), Jonathan Lubert (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frederick. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Frederick S. Hammer and found 2 differences: Same name, different state: "FREDERICK HAMMER" (FL) is a separate record; Same name, different state: "Frederick S. Hammer" (NY) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.