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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:19 AM ET

Sponsor Check › Person

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FREDERICK J. WARREN

Named as an officer, director or promoter on SEC Form D filings · CA, WA · Mar 9, 2009 → Jul 13, 2011

3deals (issuers)
$43.5Mreported sold
94investors
7Form D filings
2009–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

FREDERICK J. WARREN is listed as a director on 7 SEC Form D filings by 3 issuers between Mar 2009 and Jul 2011: OOYALA, INC. (Mountain View, CA — other technology — 2009–2011; $34.8M reported sold to 33 investors), EVEREST ACQUISITION HOLDINGS INC (Tulsa, OK — other technology — 2009–2010; $5.66M reported sold to 23 investors) and Root Wireless, Inc. (Bellevue, WA — other technology — 2011; $3.04M reported sold to 38 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $43.5M sold in total.

Listed alongside Scott Anderson (4 shared filings), BISMARCK LEPE (3 shared filings), BRYAN MORRIS (3 shared filings), David A Voeller (3 shared filings), In Sik Rhee (3 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around FREDERICK. Each name links to their own page.

1 of the issuers belongs to the sponsor group Ooyala (2 issuers, $442.8M reported sold, 2009–2014).

What this means A sponsor group is one team that sets up a new company for each deal. Ooyala has 2 companies on file and $442.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 19 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for FREDERICK J. WARREN and found 13 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for FREDERICK J. WARREN has not run yet — it is joining a line of 12,999 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

In Re Frederick J. Warren closed
District Court, S.D. Florida · No. 1:24-mc-24301 · Filed Nov 1, 2024 · Closed Nov 25, 2024 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1782 Letter rogatory - appointment
Role of Frederick J. Warren: Party · Outcome: Terminated 2024-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched FREDERICK J. WARREN..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

Frederick P Warren and Eugenia M Warren closed
United States Bankruptcy Court, D. New Jersey · No. 19-14332 · Filed Mar 1, 2019 · Closed Jun 10, 2019
Role of Frederick P Warren and Eugenia M Warren: Debtor · Outcome: Case closed 2019-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state); middle initial differs
Frederick L Warren closed
United States Bankruptcy Court, M.D. Georgia · No. 13-52213 · Filed Aug 23, 2013 · Closed Dec 27, 2016
Role of Frederick L Warren: Debtor · Outcome: Case closed 2016-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state); middle initial differs
Frederick C. Warren closed
United States Bankruptcy Court, D. Massachusetts · No. 13-40760 · Filed Mar 27, 2013 · Closed Jul 10, 2013
Role of Frederick C. Warren: Debtor · Outcome: Case closed 2013-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state); middle initial differs
Frederick S. Warren, III and Kimberly D. Warren closed
United States Bankruptcy Court, S.D. California · No. 05-10303 · Filed Sep 30, 2005 · Closed Jan 13, 2006
Role of Frederick S. Warren, III: Debtor · Outcome: Case closed 2006-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Frederick C. Warren and Lorna W. Warren closed
United States Bankruptcy Court, S.D. Georgia · No. 05-10081 · Filed Jan 7, 2005 · Closed Oct 7, 2008
Role of Frederick C. Warren and Lorna W. Warren: Debtor · Outcome: Case closed 2008-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state); middle initial differs
Frederick C. Warren closed
United States Bankruptcy Court, E.D. Michigan · No. 03-67412 · Filed Oct 6, 2003 · Closed Jan 22, 2007
Role of Frederick C. Warren: Debtor · Outcome: Case closed 2007-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state); middle initial differs
Frederick M. Warren closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-03-15894 · Filed Aug 12, 2003 · Closed Dec 15, 2003
Role of Frederick M. Warren: Debtor · Outcome: Case closed 2003-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state); middle initial differs
Anne M. Warren and Frederick J. Warren closed
United States Bankruptcy Court, M.D. Florida · No. 3:02-bk-04061 · Filed May 2, 2002 · Closed Sep 11, 2002
Role of Frederick J. Warren: Debtor · Outcome: Case closed 2002-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Frederick M. Warren closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-02-10279 · Filed Jan 16, 2002 · Closed Oct 2, 2003
Role of Frederick M. Warren: Debtor · Outcome: Case closed 2003-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state); middle initial differs
Frederick W. Warren closed
United States Bankruptcy Court, D. Oregon · No. 01-63120 · Filed Apr 25, 2001 · Closed Aug 8, 2001
Role of Frederick W. Warren: Debtor · Outcome: Case closed 2001-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in OR (not a filing state); middle initial differs
Frederick Warren closed
United States Bankruptcy Court, W.D. Tennessee · No. 00-28760 · Filed Jul 21, 2000 · Closed Oct 30, 2000
Role of Frederick Warren: Debtor · Outcome: Case closed 2000-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Frederick A. Warren and Heidi Jo Warren closed
United States Bankruptcy Court, D. Maine · No. 00-20411 · Filed Apr 3, 2000 · Closed Jul 3, 2000
Role of Frederick A. Warren and Heidi Jo Warren: Debtor · Outcome: Case closed 2000-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in ME (not a filing state); middle initial differs
Frederick C. Warren closed
United States Bankruptcy Court, N.D. Ohio · No. 99-52356 · Filed Aug 5, 1999 · Closed Dec 27, 1999
Role of Frederick C. Warren: Debtor · Outcome: Case closed 1999-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state); middle initial differs
Frederick C. Warren closed
United States Bankruptcy Court, N.D. New York · No. 98-16830 · Filed Oct 19, 1998 · Closed Feb 11, 1999
Role of Frederick C. Warren: Debtor · Outcome: Case closed 1999-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state); middle initial differs
Frederick Warren closed
United States Bankruptcy Court, S.D. Texas · No. 98-31148 · Filed Feb 2, 1998 · Closed Sep 9, 1998
Role of Frederick Warren: Debtor · Outcome: Case closed 1998-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
Frederick Warren, Jr. closed
United States Bankruptcy Court, M.D. Georgia · No. 96-52467 · Filed Jun 26, 1996 · Closed Mar 12, 1998
Role of Frederick Warren, Jr.: Debtor · Outcome: Case closed 1998-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
Frederick S. Warren, Jr. closed
United States Bankruptcy Court, W.D. Kentucky · No. 96-30032 · Filed Jan 3, 1996 · Closed Apr 10, 1996
Role of Frederick S. Warren, Jr.: Debtor · Outcome: Case closed 1996-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state); middle initial differs
Frederick C. Warren closed
United States Bankruptcy Court, D. New Hampshire · No. 95-11316 · Filed Jun 2, 1995 · Closed Sep 28, 1995
Role of Frederick C. Warren: Debtor · Outcome: Case closed 1995-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state); middle initial differs
Frederick Warren and Eugenia Warren closed
United States Bankruptcy Court, D. New Jersey · No. 88-7534 · Filed Nov 14, 1988 · Closed Feb 24, 1992
Role of Frederick Warren and Eugenia Warren: Debtor · Outcome: Case closed 1992-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 29 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for FREDERICK J. WARREN — 2 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Mar 9, 2009 – Dec 21, 2009

Amount sold went down between filings — EVEREST ACQUISITION HOLDINGS INC

The Mar 9, 2009 filing says $5,660,570 sold; the Dec 21, 2009 Form D says $238,248 sold — $5,422,322 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 9, 2009 ↗Form D (later) · Dec 21, 2009 ↗EVEREST ACQUISITION HOLDINGS INC — PartnerFacts page ↗
Sources
Worth asking · Mar 9, 2009 – Dec 21, 2009

Investor count went down between filings — EVEREST ACQUISITION HOLDINGS INC

The Mar 9, 2009 filing reports 23 investors; the Dec 21, 2009 Form D reports 17 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 9, 2009 ↗Form D (later) · Dec 21, 2009 ↗EVEREST ACQUISITION HOLDINGS INC — PartnerFacts page ↗
Sources
Note · Oct 9, 2009 – Dec 1, 2009

Form D filed 53 days after the first sale — OOYALA, INC.

The filing says the first sale was Oct 9, 2009. The Form D was filed Dec 1, 2009 — 53 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 38 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 1, 2009 ↗OOYALA, INC. — PartnerFacts page ↗
Sources
Note · Sep 22, 2010 – Jul 13, 2011

Offering amount changed between filings — OOYALA, INC.

The Sep 22, 2010 filing says $23,000,005 offered; the Jul 13, 2011 Form D/A says $24,154,792.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 22, 2010 ↗Form D/A (later) · Jul 13, 2011 ↗OOYALA, INC. — PartnerFacts page ↗
Sources
Note · Dec 21, 2009 – May 26, 2010

Offering amount changed between filings — EVEREST ACQUISITION HOLDINGS INC

The Dec 21, 2009 filing says $240,000 offered; the May 26, 2010 Form D/A says $1,140,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 21, 2009 ↗Form D/A (later) · May 26, 2010 ↗EVEREST ACQUISITION HOLDINGS INC — PartnerFacts page ↗
Sources
Note · Mar 9, 2009 – Dec 21, 2009

Offering amount lowered between filings — EVEREST ACQUISITION HOLDINGS INC

The Mar 9, 2009 filing says $6,038,250 offered; the Dec 21, 2009 Form D says $240,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · Mar 9, 2009 ↗Form D (later) · Dec 21, 2009 ↗EVEREST ACQUISITION HOLDINGS INC — PartnerFacts page ↗
Sources
Note · Jun 29, 2011 – Jul 13, 2011

No amendment in the last 12 months on an offering that may still be open — Root Wireless, Inc. (latest filing Jul 13, 2011)

The latest filing for this offering is dated Jul 13, 2011 (first sale Jun 29, 2011). It reports $1,000,000 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 13, 2011 ↗Root Wireless, Inc. — PartnerFacts page ↗
Sources
Note · Mar 17, 2008 – May 26, 2010

No amendment in the last 12 months on an offering that may still be open — EVEREST ACQUISITION HOLDINGS INC (latest filing May 26, 2010)

The latest filing for this offering is dated May 26, 2010 (first sale Mar 17, 2008). It reports $427,269 sold of $1,140,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · May 26, 2010 ↗EVEREST ACQUISITION HOLDINGS INC — PartnerFacts page ↗
Sources
Note · Oct 9, 2009 – Dec 1, 2009

No amendment in the last 12 months on an offering that may still be open — OOYALA, INC. (latest filing Dec 1, 2009)

The latest filing for this offering is dated Dec 1, 2009 (first sale Oct 9, 2009). It reports $9,999,995 sold of $10,000,008 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 1, 2009 ↗OOYALA, INC. — PartnerFacts page ↗
Sources
Note · Mar 9, 2009 – Jul 13, 2011

FREDERICK J. WARREN is written 2 different ways on the filings

listed as "Frederick J. Warren" on 6 filings (from Mar 9, 2009), and "Frederick Warren" on the Jul 13, 2011 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 9, 2009 ↗Form D · Jul 13, 2011 ↗FREDERICK J. WARREN — PartnerFacts page ↗
Sources
Note · Dec 15, 2014 – Mar 1, 2016

Same name, different state: "Frederick Warren" (CT) is a separate record

This page covers filings where the address state is CA or WA. A separate record, "Frederick Warren" with address state CT, is listed on 4 filings — most recently by Defense Mobile Corp (Mar 1, 2016). The two records do not overlap in time: this page runs Mar 9, 2009 to Jul 13, 2011; the other runs Dec 15, 2014 to Mar 1, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Frederick Warren (CT) — PartnerFacts page ↗Form D/A · Mar 1, 2016 ↗Defense Mobile Corp — PartnerFacts page ↗FREDERICK J. WARREN (CA,WA) — this page ↗
Sources
Note · Mar 9, 2009 – Jul 13, 2011

FREDERICK J. WARREN is listed with 2 different address states: CA, WA

CA on 6 filings (Mar 9, 2009 to Jul 13, 2011); WA on 1 filing (Jul 13, 2011).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 9, 2009 ↗Form D · Jul 13, 2011 ↗
Sources
Note · Mar 9, 2009 – Dec 21, 2009

Minimum investment changed between filings — EVEREST ACQUISITION HOLDINGS INC

The Mar 9, 2009 filing lists a minimum of $5,000; the Dec 21, 2009 Form D lists $771.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 9, 2009 ↗Form D (later) · Dec 21, 2009 ↗EVEREST ACQUISITION HOLDINGS INC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 13, 2011 D/A
OOYALA, INC.
File 021-148055
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2011 D
Root Wireless, Inc.
File 021-162807
$0$0$0None listed on this filingEDGAR ↗
May 26, 2010 D/A
EVEREST ACQUISITION HOLDINGS INC
File 021-117887
$0$0$0None listed on this filingEDGAR ↗
Dec 1, 2009 D
OOYALA, INC.
File 021-136508
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Frederick J. Warren on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RW
Other Technology

Root Wireless, Inc.

Bellevue, WA · Jul 13, 2011
  • Jul 13, 2011 · D · $1,000,000 sold of $5,000,000 · 30 investors · min. $5,000 · role: Director EDGAR ↗

Raised $3.04M from 38 investors (61% of the $5M target) as of the latest filing. Frederick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

O
Other Technology · group: Ooyala

OOYALA, INC.

Mountain View, CA · Dec 1, 2009 → Jul 13, 2011 · 3 filings
  • Jul 13, 2011 · D/A · $24,154,792 sold of $24,154,792 · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 22, 2010 · D · $20,469,473 sold of $23,000,005 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 1, 2009 · D · $9,999,995 sold of $10,000,008 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $34.8M from 33 investors (100% of the $24.2M target) as of the latest filing. Frederick is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EA
Other Technology

EVEREST ACQUISITION HOLDINGS INC

Tulsa, OK · Mar 9, 2009 → May 26, 2010 · 3 filings
  • May 26, 2010 · D/A · $427,269 sold of $1,140,000 · 17 investors · min. $771 · role: Director EDGAR ↗
  • Dec 21, 2009 · D · $238,248 sold of $240,000 · 17 investors · min. $771 · role: Director EDGAR ↗
  • Mar 9, 2009 · D/A · $5,660,570 sold of $6,038,250 · 23 investors · min. $5,000 · role: Director EDGAR ↗

Raised $5.66M from 23 investors (100% of the $1.14M target) as of the latest filing. Frederick is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Frederick Warren — CT, 1 issuer, Dec 15, 2014 → Mar 1, 2016 · no shared issuer

People around Frederick 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Anderson

Director · 4 shared filings (2 issuers) · also on 5 other issuers

Scott Anderson is on 7 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Leslie A Schlom

Director · 3 shared filings (1 issuer)

Listed on the same filings as Frederick J. Warren. Their page shows their other deals.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

David A Voeller

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Frederick J. Warren. Their page shows their other deals.

IR
No photo found yet (own website and image search run after this page is viewed)
Person

In Sik Rhee

Director · 3 shared filings (1 issuer) · also on 15 other issuers

In Sik Rhee is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Fulcher

Executive Officer, Director · 3 shared filings (1 issuer) · also on 5 other issuers

Jay Fulcher is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Fernandes

Director · 3 shared filings (1 issuer) · also on 10 other issuers

Mark Fernandes is on 11 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

BRYAN MORRIS

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederick J. Warren. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

SEAN KNAPP

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederick J. Warren. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

BISMARCK LEPE

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederick J. Warren. Their page shows their other deals.

DY
No photo found yet (own website and image search run after this page is viewed)
Person

David Yang

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Frederick J. Warren. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Russ Pillar

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederick J. Warren. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

ANDREW HOLLENBECK

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederick J. Warren. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES DAVID POWER IV

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frederick J. Warren. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William Moore

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Frederick J. Warren. Their page shows their other deals.

The team behind the deals

O
Sponsor group

Ooyala

2 issuers · 5 filings · $442.8M reported sold · 2009–2014

One team, 2 deal companies. Frederick J. Warren is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name FREDERICK J. WARREN.

Same business address

21 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to FREDERICK J. WARREN by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Frederick J. Warren is listed on: none on file. No website or social profile named in OOYALA, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #338,355 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Mountain View, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Washington Courts case search (dw.courts.wa.gov) ↗Oklahoma state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Washington Secretary of State business search ↗Oklahoma Secretary of State business search ↗OpenCorporates ↗

Change history

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