Fred Burbank is listed as an executive officer, director, and promoter on 11 SEC Form D filings by 5 issuers between Nov 2009 and Sep 2015: SENSORY NEUROSTIMULATION, INC. (San Clemente, CA — other health care — 2012–2015; $3M reported sold to 1 investors), MARIPOSA BIOTECHNOLOGY INC (San Clemente, CA — biotechnology — 2013; $2.43M reported sold to 1 investors), Nasolex, Inc. (San Clemente, CA — other health care — 2009; $1.8M reported sold to 1 investors), Reset Medical, Inc. (San Clemente, CA — other health care — 2012; $1.5M reported sold to 1 investors) and ECD MEDICAL, INC. (San Clemente, CA — other health care — 2012; $750K reported sold to 1 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $9.48M sold in total.
Listed alongside Michael Jones (10 shared filings), Vicki Dallas (10 shared filings), James Voelker (7 shared filings), Alvin Memmolo (2 shared filings), David Baker (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Fred. Each name links to their own page.
The issuers belong to 2 sponsor groups: Mariposa (3 issuers, $5.73M reported sold, 2009–2015) and Ecd (2 issuers, $2.25M reported sold, 2012).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 11 public filings for Fred Burbank and found 5 differences: Form D filed 21 days after the first sale; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.