PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:25 AM ET

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FRANK JOHNSON

Named as an officer, director or promoter on SEC Form D filings · CA · Jan 30, 2015 → May 5, 2015

2deals (issuers)
$575Kreported sold
128investors
2Form D filings
2015year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

FRANK JOHNSON is listed as a director on 2 SEC Form D filings by 2 issuers between Jan 2015 and May 2015: Evergreen Industrial Properties, LLC (Oakland, CA — other real estate — 2015; $450K reported sold to 3 investors) and TPG RE Finance Trust, Inc. (San Francisco, CA — reits and finance — 2015; $125K reported sold to 125 investors).

What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $575K sold in total.

Listed alongside Avi Banyasz (2 shared filings), BETTY WOO (1 shared filing), BRIAN LIIKALA (1 shared filing), C. William Hosler (1 shared filing), CLIVE BODE (1 shared filing) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around FRANK. Each name links to their own page.

The issuers belong to 2 sponsor groups: Catellus (9 issuers, $957K reported sold, 2011–2015) and Tpg (735 issuers, $222.54B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 1 SEC release, 1 state regulator order, 28 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for FRANK JOHNSON and found 8 differences, 2 worth asking the sponsor about: Regulator action: Asset Recovery And Management Trust, S.A., Frank Ray Johnson, Milton E. Vaughn, and Carlos Fernandez Alfaro (Jan 7, 2003); Form D filed 109 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for FRANK JOHNSON has not run yet — it is joining a line of 53,943 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 judgment, 1 dismissed

Frank Johnson v. USA judgment
District Court, C.D. California · No. 2:98-cv-00660 · Filed Jan 27, 1998 · Closed Apr 15, 1999 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Frank Johnson: Plaintiff · Outcome: Terminated 1999-04-15 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson v. USA dismissed
District Court, C.D. California · No. 2:97-cv-08634 · Filed Nov 24, 1997 · Closed Dec 8, 1997 · Nature of suit: 890 Other statutory actions
Role of Frank Johnson: Plaintiff · Outcome: Terminated 1997-12-08 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 1 state regulator order

Asset Recovery And Management Trust, S.A., Frank Ray Johnson, Milton E. Vaughn, and Carlos Fernandez Alfaro Litigation release
SEC · Jan 7, 2003 · Parties as named in the release: Asset Recovery And Management Trust, S.A., Frank Ray Johnson, Milton E. Vaughn, and Carlos Fernandez Alfaro Read the release ↗
person name; common name
Cease and Desist Order ND · North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025)
Order date Oct 15, 1997 · Regulator: North Dakota Securities Department (North Dakota Insurance & Securities Department since 2025) · Parties (regulator's caption): International Benevolence Fund Trust, Frank R. Johnson
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in ND (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched FRANK JOHNSON..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

28 cases: 28 closed (disposition not in docket feed)

Frank Johnson closed
United States Bankruptcy Court, C.D. California · No. 6:21-bk-14429 · Filed Aug 17, 2021 · Closed Nov 30, 2021
Role of Frank Johnson: Debtor · Outcome: Case closed 2021-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank A Johnson and Yolanda I. Johnson closed
United States Bankruptcy Court, C.D. California · No. 9:19-bk-11114 · Filed Jun 26, 2019 · Closed Oct 29, 2019
Role of Frank A Johnson and Yolanda I. Johnson: Debtor · Outcome: Case closed 2019-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson closed
United States Bankruptcy Court, E.D. California · No. 13-91711 · Filed Sep 23, 2013 · Closed Jan 7, 2014
Role of Frank Johnson: Debtor · Outcome: Case closed 2014-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson and Betty Johnson closed
United States Bankruptcy Court, E.D. California · No. 13-15147 · Filed Jul 29, 2013 · Closed Nov 13, 2018
Role of Frank Johnson and Betty Johnson: Debtor · Outcome: Case closed 2018-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson and Betty Johnson closed
United States Bankruptcy Court, E.D. California · No. 13-13183 · Filed Apr 30, 2013 · Closed Oct 9, 2013
Role of Frank Johnson and Betty Johnson: Debtor · Outcome: Case closed 2013-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson and Loletha Johnson closed
United States Bankruptcy Court, E.D. California · No. 11-22993 · Filed Feb 7, 2011 · Closed May 16, 2011
Role of Frank Johnson and Loletha Johnson: Debtor · Outcome: Case closed 2011-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson and Gloria Johnson closed
United States Bankruptcy Court, E.D. California · No. 09-38186 · Filed Aug 26, 2009 · Closed Nov 9, 2009
Role of Frank Johnson and Gloria Johnson: Debtor · Outcome: Case closed 2009-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Gloria Johnson and Frank Johnson closed
United States Bankruptcy Court, E.D. California · No. 08-34010 · Filed Sep 30, 2008 · Closed Jan 5, 2009
Role of Frank Johnson: Debtor · Outcome: Case closed 2009-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank L. Johnson, III and Cindy S. Johnson closed
United States Bankruptcy Court, E.D. California · No. 07-10872 · Filed Mar 26, 2007 · Closed Aug 1, 2007
Role of Frank L. Johnson, III: Debtor · Outcome: Case closed 2007-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Wanda Lynn Johnson and Frank Johnson closed
United States Bankruptcy Court, E.D. California · No. 03-31318 · Filed Oct 16, 2003 · Closed Dec 27, 2005
Role of Frank Johnson: Debtor · Outcome: Case closed 2005-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank T. Johnson and Adrienne R. Johnson closed
United States Bankruptcy Court, N.D. California · No. 03-30554 · Filed Feb 28, 2003 · Closed Jun 19, 2003
Role of Frank T. Johnson and Adrienne R. Johnson: Debtor · Outcome: Case closed 2003-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson closed
United States Bankruptcy Court, N.D. California · No. 01-13048 · Filed Dec 21, 2001 · Closed Apr 5, 2002
Role of Frank Johnson: Debtor · Outcome: Case closed 2002-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank A. Johnson and Vici M. Johnson closed
United States Bankruptcy Court, N.D. California · No. 01-30758 · Filed Mar 26, 2001 · Closed Jul 5, 2001
Role of Frank A. Johnson and Vici M. Johnson: Debtor · Outcome: Case closed 2001-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-12512 · Filed Jan 30, 2001 · Closed May 31, 2001
Role of Frank Johnson: Debtor · Outcome: Case closed 2001-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank C Johnson and Merle Isabella Johnson closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-25395 · Filed Oct 24, 2000 · Closed Mar 2, 2001
Role of Frank C Johnson and Merle Isabella Johnson: Debtor · Outcome: Case closed 2001-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson closed
United States Bankruptcy Court, N.D. California · No. 99-47313 · Filed Sep 13, 1999 · Closed Oct 28, 1999
Role of Frank Johnson: Debtor · Outcome: Case closed 1999-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson closed
United States Bankruptcy Court, N.D. California · No. 98-46721 · Filed Jul 15, 1998 · Closed Jan 19, 1999
Role of Frank Johnson: Debtor · Outcome: Case closed 1999-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank R. Johnson and Mary C. Johnson closed
United States Bankruptcy Court, N.D. California · No. 97-48394 · Filed Aug 28, 1997 · Closed Dec 9, 1997
Role of Frank R. Johnson and Mary C. Johnson: Debtor · Outcome: Case closed 1997-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank R. Johnson and Dixie B. Johnson closed
United States Bankruptcy Court, N.D. California · No. 97-10100 · Filed Jan 13, 1997 · Closed May 9, 1997
Role of Frank R. Johnson and Dixie B. Johnson: Debtor · Outcome: Case closed 1997-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank J. Johnson closed
United States Bankruptcy Court, S.D. California · No. 96-03875 · Filed Mar 22, 1996 · Closed Jan 13, 1997
Role of Frank J. Johnson: Debtor · Outcome: Case closed 1997-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank J. Johnson closed
United States Bankruptcy Court, S.D. California · No. 95-13282 · Filed Dec 4, 1995 · Closed May 6, 1996
Role of Frank J. Johnson: Debtor · Outcome: Case closed 1996-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank A.w. Johnson and Yolanda I. Johnson closed
United States Bankruptcy Court, C.D. California · No. 9:95-bk-13799 · Filed Sep 1, 1995 · Closed Mar 13, 1996
Role of Frank A.w. Johnson and Yolanda I. Johnson: Debtor · Outcome: Case closed 1996-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson closed
United States Bankruptcy Court, S.D. California · No. 95-02985 · Filed Mar 28, 1995 · Closed Oct 20, 1995
Role of Frank Johnson: Debtor · Outcome: Case closed 1995-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank L. Johnson and Jacqueline L. Johnson closed
United States Bankruptcy Court, E.D. California · No. 94-94362 · Filed Nov 3, 1994 · Closed Nov 26, 1997
Role of Frank L. Johnson and Jacqueline L. Johnson: Debtor · Outcome: Case closed 1997-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank Johnson and Meggie Johnson closed
United States Bankruptcy Court, S.D. California · No. 94-07038 · Filed Jun 29, 1994 · Closed Feb 26, 1995
Role of Frank Johnson and Meggie Johnson: Debtor · Outcome: Case closed 1995-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank J. Johnson and Jacinta Hervert Johnson closed
United States Bankruptcy Court, S.D. California · No. 92-12967 · Filed Oct 30, 1992 · Closed Feb 27, 1995
Role of Frank J. Johnson and Jacinta Hervert Johnson: Debtor · Outcome: Case closed 1995-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank A Johnson Jr and Marsilies L Johnson closed
United States Bankruptcy Court, C.D. California · No. 1:92-bk-21598 · Filed Mar 24, 1992 · Closed Sep 1, 1992
Role of Frank A Johnson Jr and Marsilies L Johnson: Debtor · Outcome: Case closed 1992-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Frank E. Johnson closed
United States Bankruptcy Court, S.D. California · No. 89-04553 · Filed Jun 15, 1989 · Closed Nov 22, 1989
Role of Frank E. Johnson: Debtor · Outcome: Case closed 1989-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 532 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for FRANK JOHNSON — 2 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Jan 7, 2003

Regulator action: Asset Recovery And Management Trust, S.A., Frank Ray Johnson, Milton E. Vaughn, and Carlos Fernandez Alfaro (Jan 7, 2003)

An SEC litigation release dated Jan 7, 2003 names FRANK JOHNSON. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Asset Recovery And Management Trust, S.A., Frank Ray Johnson, Milton E. Vaughn, and Carlos Fernandez Alfaro ↗
Sources
Worth asking · Jan 16, 2015 – May 5, 2015

Form D filed 109 days after the first sale — Evergreen Industrial Properties, LLC

The filing says the first sale was Jan 16, 2015. The Form D was filed May 5, 2015 — 109 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 94 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 5, 2015 ↗Evergreen Industrial Properties, LLC — PartnerFacts page ↗
Sources
Note · Jan 16, 2015 – May 5, 2015

No amendment in the last 12 months on an offering that may still be open — Evergreen Industrial Properties, LLC (latest filing May 5, 2015)

The latest filing for this offering is dated May 5, 2015 (first sale Jan 16, 2015). It reports $450,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 5, 2015 ↗Evergreen Industrial Properties, LLC — PartnerFacts page ↗
Sources
Note · Jan 20, 2022 – Feb 18, 2025

Same name, different state: "FRANK DANIEL JOHNSON" (MI or FL) is a separate record

This page covers filings where the address state is CA. A separate record, "FRANK DANIEL JOHNSON" with address state MI or FL, is listed on 10 filings — most recently by INSTRUMENTUM, LLC (Jun 13, 2025). The two records do not overlap in time: this page runs Jan 30, 2015 to May 5, 2015; the other runs Jan 20, 2022 to Feb 18, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

FRANK DANIEL JOHNSON (MI,FL) — PartnerFacts page ↗Form D · Jun 13, 2025 ↗INSTRUMENTUM, LLC — PartnerFacts page ↗FRANK JOHNSON (CA) — this page ↗
Sources
Note · Nov 16, 2020

Same name, different state: "Frank Daniel Johnson" (AZ) is a separate record

This page covers filings where the address state is CA. A separate record, "Frank Daniel Johnson" with address state AZ, is listed on 1 filing — most recently by ART LENDER SERVICES, LLC (Nov 16, 2020). The two records do not overlap in time: this page runs Jan 30, 2015 to May 5, 2015; the other has one filing dated Nov 16, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Frank Daniel Johnson (AZ) — PartnerFacts page ↗Form D · Nov 16, 2020 ↗ART LENDER SERVICES, LLC — PartnerFacts page ↗FRANK JOHNSON (CA) — this page ↗
Sources
Note · Sep 15, 2009 – Feb 15, 2019

Same name, different state: "FRANK LAGRANGE JOHNSON" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "FRANK LAGRANGE JOHNSON" with address state NY, is listed on 22 filings — most recently by SCOTT MACON ASSET MANAGEMENT FUND LLC (Feb 15, 2019). Both records have filings in the same period (Jan 30, 2015 to May 5, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

FRANK LAGRANGE JOHNSON (NY) — PartnerFacts page ↗Form D/A · Feb 15, 2019 ↗SCOTT MACON ASSET MANAGEMENT FUND LLC — PartnerFacts page ↗FRANK JOHNSON (CA) — this page ↗
Sources
Note · Oct 14, 2015

Same name, different state: "Frank Johnson" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "Frank Johnson" with address state CO, is listed on 1 filing — most recently by Swiftpage, Inc. (Oct 14, 2015). The two records do not overlap in time: this page runs Jan 30, 2015 to May 5, 2015; the other has one filing dated Oct 14, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Frank Johnson (CO) — PartnerFacts page ↗Form D · Oct 14, 2015 ↗Swiftpage, Inc. — PartnerFacts page ↗FRANK JOHNSON (CA) — this page ↗
Sources
Note · Jul 12, 2013

Same name, different state: "Frank LaGrange Johnson" (FL) is a separate record

This page covers filings where the address state is CA. A separate record, "Frank LaGrange Johnson" with address state FL, is listed on 1 filing — most recently by Forward Industries, Inc. (Jul 12, 2013). The two records do not overlap in time: this page runs Jan 30, 2015 to May 5, 2015; the other has one filing dated Jul 12, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Frank LaGrange Johnson (FL) — PartnerFacts page ↗Form D · Jul 12, 2013 ↗Forward Industries, Inc. — PartnerFacts page ↗FRANK JOHNSON (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 2 offerings reports sales commissions totalling $6,250; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 5, 2015 D
Evergreen Industrial Properties, LLC
File 021-239182
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2015 D
TPG RE Finance Trust, Inc.
File 021-233152
$6,250$0$0H & L EQUITIES, LLC BrokerCheck CRD 113794 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Frank Johnson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EI
Other Real Estate · group: Catellus

Evergreen Industrial Properties, LLC

Oakland, CA · May 5, 2015
  • May 5, 2015 · D · $450,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $450K from 3 investors as of the latest filing. Frank is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TR
REITS and Finance · group: Tpg

TPG RE Finance Trust, Inc.

San Francisco, CA · Jan 30, 2015
  • Jan 30, 2015 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Frank is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Frank 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Avi Banyasz

Director · 2 shared filings (2 issuers) · also on 7 other issuers

Avi Banyasz is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found (searched own website, image search on Oct 24, 2026)
Person

Martin Davidson

Executive Officer · 1 shared filing (1 issuer) · also on 364 other issuers

Martin Davidson is on 365 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James G. Coulter

Executive Officer · 1 shared filing (1 issuer) · also on 247 other issuers

James G. Coulter is on 248 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Bonderman

Executive Officer · 1 shared filing (1 issuer) · also on 222 other issuers

David Bonderman is on 223 issuers in total — a repeat sponsor. Their page lists every one.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN E. VIOLA

Executive Officer · 1 shared filing (1 issuer) · also on 14 other issuers

JOHN E. VIOLA is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

RONALD CAMI

Executive Officer · 1 shared filing (1 issuer) · also on 13 other issuers

RONALD CAMI is on 14 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

C. William Hosler

Executive Officer, Director · 1 shared filing (1 issuer) · also on 9 other issuers

C. William Hosler is on 10 issuers in total — a repeat sponsor. Their page lists every one.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Ted R. Antenucci

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Ted R. Antenucci is on 9 issuers in total — a repeat sponsor. Their page lists every one.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Debra Paul

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

Debra Paul is on 8 issuers in total — a repeat sponsor. Their page lists every one.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Hezy Shalev

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Hezy Shalev is on 9 issuers in total — a repeat sponsor. Their page lists every one.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kelvin Davis

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Frank Johnson. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

MATTHEW COLEMAN

Director · 1 shared filing (1 issuer) · also on 16 other issuers

MATTHEW COLEMAN is on 17 issuers in total — a repeat sponsor. Their page lists every one.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

CODY PARTIN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frank Johnson. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

SYLVAIN FORTIER

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frank Johnson. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID C. REINTJES

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

DAVID C. REINTJES is on 8 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

GREGORY SPICK

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frank Johnson. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

BRIAN LIIKALA

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frank Johnson. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

GREG MOORE

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Frank Johnson. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

BETTY WOO

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Frank Johnson. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

CLIVE BODE

Executive Officer · 1 shared filing (1 issuer) · also on 12 other issuers

CLIVE BODE is on 13 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

C
Sponsor group

Catellus

9 issuers · 9 filings · $957K reported sold · 2011–2015

One team, 9 deal companies. Frank Johnson is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name FRANK JOHNSON.

T
Sponsor group

Tpg

735 issuers · 2162 filings · $222.54B reported sold · 2009–2026

One team, 735 deal companies. Frank Johnson is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name FRANK JOHNSON.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to FRANK JOHNSON by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Frank Johnson is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Oakland, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

tpg.com ↗ found on TPG RE Finance Trust, Inc. (tpg.com — same registered sponsor family (group "Tpg"); known from issuer CIK 2019453 (search:bing))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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