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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:02 AM ET

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Frank Gerardi

Named as an officer, director or promoter on SEC Form D filings · FL · Jan 13, 2017 → Sep 21, 2026

1deal (issuers)
$625Kreported sold
30investors
9Form D filings
2017–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Frank Gerardi is listed as an executive officer, director, and promoter on 9 SEC Form D filings by 1 issuer between Jan 2017 and Sep 2026: Jupiter Biomedical Research, Inc. (Palm Beach Gardens, FL — biotechnology — 2017–2026; $625K reported sold to 30 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Richard P. Tambone (9 shared filings), John Fanaras (6 shared filings), Robert C. Hackney (6 shared filings), Tipton Shonkwiler (5 shared filings), Charles H. Burns (4 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frank. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 16 court cases matching the name, 17 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Frank Gerardi and found 11 differences, 2 worth asking the sponsor about: 100% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Frank Gerardi has not run yet — it is joining a line of 45,694 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

16 cases: 3 open, 4 closed (disposition not in docket feed), 8 dismissed, 1 judgment

Gerardi v. Exactech, Inc. open
District Court, E.D. New York · No. 1:23-cv-08500 · Filed Nov 15, 2023
Role of Gerardi: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NY (not a filing state)
Gerardi v. Levine Investments Limited Partnership closed
District Court, N.D. Illinois · No. 1:23-cv-05819 · Filed Aug 22, 2023 · Closed Dec 5, 2023
Role of Gerardi: Plaintiff · Outcome: Terminated 2023-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in IL (not a filing state)
Gerardi v. 510 Lake Mill Plaza, LLC closed
District Court, N.D. Illinois · No. 1:23-cv-05088 · Filed Aug 2, 2023 · Closed Nov 15, 2023
Role of Gerardi: Plaintiff · Outcome: Terminated 2023-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in IL (not a filing state)
Gerardi v. Senergy, LLC closed
District Court, E.D. New York · No. 2:20-cv-06074 · Filed Dec 14, 2020 · Closed Jul 8, 2021
Role of Gerardi: Plaintiff · Outcome: Terminated 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NY (not a filing state)
GERARDI v. COOK INCORPORATED open
District Court, S.D. Indiana · No. 1:20-cv-01044 · Filed Apr 3, 2020 · Nature of suit: 367 Health care / pharm
Role of GERARDI: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in IN (not a filing state)
Gerardi v. Livanova PLC dismissed
District Court, M.D. Pennsylvania · No. 1:18-cv-01627 · Filed Aug 16, 2018 · Closed Aug 13, 2019 · Nature of suit: 367 Health care / pharm
Role of Gerardi: Plaintiff · Outcome: Terminated 2019-08-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in PA (not a filing state)
Gerardi v. Northland Group, Inc. dismissed
District Court, E.D. New York · No. 2:18-cv-00704 · Filed Feb 1, 2018 · Closed Apr 19, 2018 · Nature of suit: 480 Consumer credit
Role of Gerardi: Plaintiff · Outcome: Terminated 2018-04-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NY (not a filing state)
Wells Fargo Bank, N.A. v. Gerardi dismissed
District Court, S.D. California · No. 3:12-cv-00223 · Filed Jan 27, 2012 · Closed Mar 14, 2012 · Nature of suit: 140 Negotiable instruments
Role of Gerardi: Defendant · Outcome: Terminated 2012-03-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in CA (not a filing state)
DIRECTV Inc v. Gerardi dismissed
District Court, W.D. Oklahoma · No. 5:03-cv-01626 · Filed Nov 26, 2003 · Closed Nov 8, 2004 · Nature of suit: 890 Other statutory actions
Role of Gerardi: Defendant · Outcome: Terminated 2004-11-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in OK (not a filing state)
Gerardi v. Broadwing Inc closed
District Court, S.D. Ohio · No. 1:02-cv-00825 · Filed Nov 7, 2002 · Closed Sep 29, 2003 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Gerardi: Plaintiff · Outcome: Terminated 2003-09-29 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in OH (not a filing state)
GERARDI v. UNUM LIFE INSURANCE dismissed
District Court, D. New Jersey · No. 2:01-cv-02395 · Filed May 18, 2001 · Closed Nov 30, 2001 · Nature of suit: 791 Employee Retirement Income Security Act
Role of GERARDI: Plaintiff · Outcome: Terminated 2001-11-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NJ (not a filing state)
Gerardi v. Providian Financial dismissed
District Court, S.D. New York · No. 7:00-cv-01004 · Filed Feb 10, 2000 · Closed Feb 10, 2000 · Nature of suit: 470 Civil (RICO)
Role of Gerardi: Plaintiff · Outcome: Terminated 2000-02-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NY (not a filing state)
Gerardi v. Pardy Construction dismissed
District Court, E.D. New York · No. 9:96-cv-01504 · Filed Apr 2, 1996 · Closed Feb 14, 2000 · Nature of suit: 190 Other contract actions
Role of Gerardi: Plaintiff · Outcome: Terminated 2000-02-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NY (not a filing state)
JP Foodservice, Inc. v. Gerardi dismissed
District Court, D. Connecticut · No. 5:92-cv-00509 · Filed Aug 26, 1992 · Closed Apr 25, 1994 · Nature of suit: 190 Other contract actions
Role of Gerardi: Defendant · Outcome: Terminated 1994-04-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in CT (not a filing state)
Gerardi v. Statewide Insurance judgment
District Court, D. Connecticut · No. 3:86-cv-00266 · Filed Aug 7, 1986 · Closed Mar 7, 1989 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of Gerardi: Plaintiff · Outcome: Terminated 1989-03-07 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in CT (not a filing state)
Gerardi v. Senergy LLC open
District Court, E.D. New York · No. 1:20-cv-06074 · Filed —
Role of Gerardi: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Frank Gerardi..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 1 open, 16 closed (disposition not in docket feed)

Michael Allen Gerardi and Anne Viola Gerardi open
United States Bankruptcy Court, M.D. Florida · No. 3:26-bk-02533 · Filed Jun 3, 2026
Role of Michael Allen Gerardi and Anne Viola Gerardi: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); different first name (allen); court in the person's filing state (FL)
Gerardi G. Contractors, Inc. closed
United States Bankruptcy Court, N.D. Illinois · No. 14-37372 · Filed Oct 15, 2014 · Closed Feb 27, 2015
Role of Gerardi G. Contractors, Inc.: Debtor · Outcome: Case closed 2015-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in IL (not a filing state)
Frank Gerardi closed
United States Bankruptcy Court, N.D. Illinois · No. 14-37358 · Filed Oct 15, 2014 · Closed Jan 9, 2015
Role of Frank Gerardi: Debtor · Outcome: Case closed 2015-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); first name matches; court in IL (not a filing state)
Joseph C. Gerardi and Denise Gerardi closed
United States Bankruptcy Court, S.D. Florida. · No. 04-34053 · Filed Aug 20, 2004 · Closed Dec 1, 2004
Role of Joseph C. Gerardi and Denise Gerardi: Debtor · Outcome: Case closed 2004-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); different first name (joseph); court in the person's filing state (FL)
MBNA America Bank, N.A. v. Gerardi closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 03-03093 · Filed Oct 20, 2003 · Closed Dec 9, 2003
Role of Gerardi: Defendant · Outcome: Case closed 2003-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in PA (not a filing state)
Salem Hills Health Care Center, Inc. v. Gerardi closed
United States Bankruptcy Court, S.D. New York · No. 02-07008 · Filed Oct 21, 2002 · Closed Dec 5, 2002
Role of Gerardi: Defendant · Outcome: Case closed 2002-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NY (not a filing state)
Quik Auto Loan, Inc v. Gerardi Sr. closed
United States Bankruptcy Court, S.D. Florida. · No. 98-02139 · Filed Apr 27, 1998 · Closed Sep 29, 1998
Role of Gerardi Sr.: Defendant · Outcome: Case closed 1998-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in the person's filing state (FL)
Richard C. Breeden, Esq. v. Gerardi closed
United States Bankruptcy Court, N.D. New York · No. 98-58664 · Filed Mar 26, 1998 · Closed Oct 20, 2000
Role of Gerardi: Defendant · Outcome: Case closed 2000-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NY (not a filing state)
Richard C. Breeden, Esq. v. Gerardi closed
United States Bankruptcy Court, N.D. New York · No. 98-57273 · Filed Mar 26, 1998 · Closed Oct 16, 2000
Role of Gerardi: Defendant · Outcome: Case closed 2000-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NY (not a filing state)
Richard C. Breeden, Esq. v. Gerardi closed
United States Bankruptcy Court, N.D. New York · No. 98-51844 · Filed Mar 25, 1998 · Closed Jun 1, 2001
Role of Gerardi: Defendant · Outcome: Case closed 2001-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NY (not a filing state)
Richard C. Breeden, Esq. v. Gerardi closed
United States Bankruptcy Court, N.D. New York · No. 98-41332 · Filed Feb 12, 1998 · Closed Aug 27, 2002
Role of Gerardi: Defendant · Outcome: Case closed 2002-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in NY (not a filing state)
FRANK S. GERARDI closed
United States Bankruptcy Court, D. Nevada · No. 96-21952 · Filed Apr 19, 1996 · Closed Oct 8, 1999
Role of FRANK S. GERARDI: Debtor · Outcome: Case closed 1999-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); first name matches; court in NV (not a filing state)
WILMINGTON TRUST CO. v. GERARDI, SR. closed
United States Bankruptcy Court, D. Delaware · No. 94-00067 · Filed May 9, 1994 · Closed Sep 1, 1994
Role of GERARDI, SR.: Defendant · Outcome: Case closed 1994-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in DE (not a filing state)
LEBANON CHEMICAL CORP. v. GERARDI, SR. closed
United States Bankruptcy Court, D. Delaware · No. 94-00064 · Filed May 5, 1994 · Closed Jun 20, 1994
Role of GERARDI, SR.: Defendant · Outcome: Case closed 1994-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in DE (not a filing state)
Associates Financial Services Company of Florida v. Gerardi closed
United States Bankruptcy Court, S.D. Florida. · No. 92-01221 · Filed Nov 23, 1992 · Closed Feb 26, 1993
Role of Gerardi: Defendant · Outcome: Case closed 1993-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); surname only in the caption; court in the person's filing state (FL)
Frank J. Gerardi and Kathy M. Gerardi closed
United States Bankruptcy Court, D. Connecticut · No. 90-22938 · Filed Dec 26, 1990 · Closed Jun 25, 1991
Role of Frank J. Gerardi and Kathy M. Gerardi: Debtor · Outcome: Case closed 1991-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); first name matches; court in CT (not a filing state)
Joseph Gerardi and Sherry Gerardi closed
United States Bankruptcy Court, M.D. Florida · No. 8:89-bk-01794 · Filed Mar 21, 1989 · Closed Jan 30, 1990
Role of Joseph Gerardi and Sherry Gerardi: Debtor · Outcome: Case closed 1990-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 80 federal dockets); different first name (joseph); court in the person's filing state (FL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Frank Gerardi — 2 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Jan 31, 2017

100% of the money raised went to insiders — Jupiter Biomedical Research, Inc.

The Jan 31, 2017 Form D/A reports $100,000 sold and $100,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jan 31, 2017 ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jan 13, 2017

100% of the money raised went to insiders — Jupiter Biomedical Research, Inc.

The Jan 13, 2017 Form D reports $100,000 sold and $100,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jan 13, 2017 ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗
Sources
Note · Apr 6, 2017

20% of the money raised went to insiders — Jupiter Biomedical Research, Inc.

The Apr 6, 2017 Form D/A reports $500,000 sold and $100,000 of the proceeds used for payments to officers, directors or promoters.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Apr 6, 2017 ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗
Sources
Note · Jun 26, 2025 – Jul 29, 2025

Form D filed 33 days after the first sale — Jupiter Biomedical Research, Inc.

The filing says the first sale was Jun 26, 2025. The Form D was filed Jul 29, 2025 — 33 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 18 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 29, 2025 ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗
Sources
Note · Oct 30, 2020 – Nov 13, 2020

No amendment in the last 12 months on an offering that may still be open — Jupiter Biomedical Research, Inc. (latest filing Nov 13, 2020)

The latest filing for this offering is dated Nov 13, 2020 (first sale Oct 30, 2020). It reports $625,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 13, 2020 ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗
Sources
Note · Nov 13, 2020 – Jul 29, 2025

Frank Gerardi's role changed at Jupiter Biomedical Research, Inc.: executive officer, director, promoter → executive officer, director

The Nov 13, 2020 filing lists Frank Gerardi as executive officer, director, promoter; the Jul 29, 2025 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 13, 2020 ↗Form D · Jul 29, 2025 ↗Frank Gerardi — PartnerFacts page ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗
Sources
Note · Apr 6, 2017 – Nov 13, 2020

Frank Gerardi's role changed at Jupiter Biomedical Research, Inc.: director → executive officer, director, promoter

The Apr 6, 2017 filing lists Frank Gerardi as director; the Nov 13, 2020 Form D lists executive officer, director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Apr 6, 2017 ↗Form D · Nov 13, 2020 ↗Frank Gerardi — PartnerFacts page ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗
Sources
Note · Jan 31, 2017 – Apr 6, 2017

Offering amount lowered between filings — Jupiter Biomedical Research, Inc.

The Jan 31, 2017 filing says $1,000,000 offered; the Apr 6, 2017 Form D/A says $500,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · Jan 31, 2017 ↗Form D/A (later) · Apr 6, 2017 ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗
Sources
Note · Jan 31, 2017 – Apr 6, 2017

Minimum investment changed between filings — Jupiter Biomedical Research, Inc.

The Jan 31, 2017 filing lists a minimum of $25,000; the Apr 6, 2017 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 31, 2017 ↗Form D/A (later) · Apr 6, 2017 ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗
Sources
Note · Jan 13, 2017 – Jan 31, 2017

Minimum investment changed between filings — Jupiter Biomedical Research, Inc.

The Jan 13, 2017 filing lists a minimum of $50,000; the Jan 31, 2017 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 13, 2017 ↗Form D/A (later) · Jan 31, 2017 ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗
Sources
Note · Apr 6, 2017 – Nov 13, 2020

Address moved from Tequesta, FL to Jupiter, FL — Jupiter Biomedical Research, Inc.

The people listed on the Apr 6, 2017 filing give Tequesta, FL; on the Nov 13, 2020 filing they give Jupiter, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 6, 2017 ↗Form D · Nov 13, 2020 ↗Jupiter Biomedical Research, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $100,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 21, 2026 D
Jupiter Biomedical Research, Inc.
File 021-598259
$0$0$0None listed on this filingEDGAR ↗
May 5, 2026 D/A
Jupiter Biomedical Research, Inc.
File 021-573478
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2025 D/A
Jupiter Biomedical Research, Inc.
File 021-553086
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2020 D
Jupiter Biomedical Research, Inc.
File 021-380512
$0$0$0None listed on this filingEDGAR ↗
Apr 6, 2017 D/A
Jupiter Biomedical Research, Inc.
File 021-278346
$0$0$100,000None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Frank Gerardi on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

JB
Biotechnology

Jupiter Biomedical Research, Inc.

Palm Beach Gardens, FL · Jan 13, 2017 → Sep 21, 2026 · 9 filings
  • Sep 21, 2026 · D · $30,000 sold of $1,000,000 · 1 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • May 5, 2026 · D/A · $500,000 sold of $500,000 · 30 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Feb 13, 2026 · D · $0 sold of $500,000 · 0 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Nov 4, 2025 · D/A · $500,000 sold of $500,000 · 27 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 29, 2025 · D · $221,000 sold of $500,000 · 8 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Nov 13, 2020 · D · $625,000 sold of Indefinite · 1 investors · min. $25,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Apr 6, 2017 · D/A · $500,000 sold of $500,000 · 10 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 31, 2017 · D/A · $100,000 sold of $1,000,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗
  • Jan 13, 2017 · D · $100,000 sold of $1,000,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗

Raised $625K from 30 investors (63% of the $1M target) as of the latest filing. Frank is listed as executive officer, director, promoter on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Frank 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Richard P. Tambone

Executive Officer, Director, Promoter · 9 shared filings (1 issuer)

Listed on the same filings as Frank Gerardi. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John Fanaras

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Frank Gerardi. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert C. Hackney

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Frank Gerardi. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tipton Shonkwiler

Director · 5 shared filings (1 issuer)

Listed on the same filings as Frank Gerardi. Their page shows their other deals.

WT
No photo found yet (own website and image search run after this page is viewed)
Person

William G. Tucker

Executive Officer, Director, Promoter · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frank Gerardi. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Charles H. Burns

Director, Executive Officer, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Frank Gerardi. Their page shows their other deals.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

David Vaughan

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frank Gerardi. Their page shows their other deals.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Viviam Tucker

Director · 2 shared filings (1 issuer)

Listed on the same filings as Frank Gerardi. Their page shows their other deals.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Vivian Tucker

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Frank Gerardi. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kingsley Ward

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frank Gerardi. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Frank Gerardi by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Frank Gerardi is listed on: none on file. No website or social profile named in Jupiter Biomedical Research, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #6,948 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Palm Beach Gardens, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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