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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:43 AM ET

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Frank Ecock

Named as an officer, director or promoter on SEC Form D filings · WA · Feb 2, 2010 → Jul 22, 2011

1deal (issuers)
$341Kreported sold
13investors
6Form D filings
2010–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Frank Ecock is listed as a director on 6 SEC Form D filings by 1 issuer between Feb 2010 and Dec 2011: Iverson Genetic Diagnostics Inc (Seattle, WA — biotechnology — 2010–2011; $341K reported sold to 13 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Dean Sproles (6 shared filings), Doranne Satterlee (6 shared filings), Bob Quillinan (3 shared filings), Christopher Dubay (3 shared filings), Leroy Hood (3 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frank. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 6 public filings for Frank Ecock and found 14 differences, 6 worth asking the sponsor about: WA securities regulator final order naming a team member (Mar 16, 2017); WA securities regulator final order naming a team member (Jun 28, 2016); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Frank Ecock has not run yet — it is joining a line of 26,290 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Frank Ecock..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Frank Ecock — 6 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Mar 16, 2017

WA securities regulator final order naming a team member (Mar 16, 2017)

Washington State Department of Financial Institutions, Securities Division (DFI) issued a Final Order dated Mar 16, 2017. Respondents as listed: Dean Sproles. Outcome as listed: On March 16, 2017, the Director of the Washington Department of Financial Institutions entered a Final Order against Dean Sproles (“Respondent”). … The Final Order ordered Respondent to cease and desist from violations of RCW 21.20.140, RCW 21.20.040, and RCW 21.20.010. The Final Order further ordered Respondent to pay a fine of $60,000 and to pay investigative costs of $10,000.. Matched to Dean Sproles (listed on the same filings). Our match estimate: 80%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

WA order · Final Order ↗Dean Sproles — PartnerFacts page ↗
Sources
Worth asking · Jun 28, 2016

WA securities regulator final order naming a team member (Jun 28, 2016)

Washington State Department of Financial Institutions, Securities Division (DFI) issued a Final Order dated Jun 28, 2016. Respondents as listed: Iverson Genetic Diagnostics, Inc.. Outcome as listed: On June 28, 2016, the Securities Division entered a Final Order against Iverson Genetic Diagnostics, Inc. (“Iverson”). … The Final Order orders Iverson to cease and desist from violating the Securities Act of Washington. The Final Order orders Iverson to pay a fine of $60,000 and to pay investigative costs of $10,000.. Matched to Iverson Genetic Diagnostics Inc (related issuer). Our match estimate: 80%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

WA order · Final Order ↗Iverson Genetic Diagnostics Inc — PartnerFacts page ↗
Sources
Worth asking · Apr 26, 2016

WA securities regulator statement of charges naming a team member (Apr 26, 2016)

Washington State Department of Financial Institutions, Securities Division (DFI) issued a Statement of Charges dated Apr 26, 2016. Respondents as listed: Iverson Genetic Diagnostics, Inc.; Dean Sproles; James Lisowsky; Gregory Groeller; Frederick J. Birks; Dean A. Esposito; Joseph DeVito; Viper Asset Management, LLC; Gryphon Asset Management LLC; DJC Consulting LLC. Outcome as listed: On April 26, 2016, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist, To Impose Fines and Charge Costs against Iverson Genetic Diagnostics, Inc.; Dean Sproles; James Lisowsky; Gregory Groeller; Frederick J. Birks; Dean A. Esposito; Joseph DeVito; Viper Asset Management, LLC; Gryphon Asset Management LLC; and DJC Consulting (collectively “Respondents”). … The Securities Division intends to order Respondents to cease and desist from violating the Securities Act of Washington, and gives notice of its intent to impose fines and charges costs.. Matched to Dean Sproles (listed on the same filings).

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

WA order · Statement of Charges ↗Dean Sproles — PartnerFacts page ↗
Sources
Worth asking · Feb 2, 2010 – Mar 30, 2010

Amount sold went down between filings — Iverson Genetic Diagnostics Inc

The Feb 2, 2010 filing says $341,000 sold; the Mar 30, 2010 Form D says $110,000 sold — $231,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Feb 2, 2010 ↗Form D (later) · Mar 30, 2010 ↗Iverson Genetic Diagnostics Inc — PartnerFacts page ↗
Sources
Worth asking · Feb 2, 2010 – Mar 30, 2010

Investor count went down between filings — Iverson Genetic Diagnostics Inc

The Feb 2, 2010 filing reports 13 investors; the Mar 30, 2010 Form D reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Feb 2, 2010 ↗Form D (later) · Mar 30, 2010 ↗Iverson Genetic Diagnostics Inc — PartnerFacts page ↗
Sources
Note · Oct 9, 2014

Frank Ecock appears on 1 deal that stopped filing before reaching its target

Iverson Genetic Diagnostics Inc (last filing Oct 9, 2014; $341,000 sold of $9,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Iverson Genetic Diagnostics Inc — PartnerFacts page ↗
Sources
Worth asking · Nov 25, 2009 – Feb 2, 2010

Form D filed 69 days after the first sale — Iverson Genetic Diagnostics Inc

The filing says the first sale was Nov 25, 2009. The Form D was filed Feb 2, 2010 — 69 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 54 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 2, 2010 ↗Iverson Genetic Diagnostics Inc — PartnerFacts page ↗
Sources
Note · Apr 28, 2010 – May 14, 2010

Form D filed 16 days after the first sale — Iverson Genetic Diagnostics Inc

The filing says the first sale was Apr 28, 2010. The Form D was filed May 14, 2010 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 14, 2010 ↗Iverson Genetic Diagnostics Inc — PartnerFacts page ↗
Sources
Note · Mar 9, 2010 – Mar 30, 2010

Form D filed 21 days after the first sale — Iverson Genetic Diagnostics Inc

The filing says the first sale was Mar 9, 2010. The Form D was filed Mar 30, 2010 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 30, 2010 ↗Iverson Genetic Diagnostics Inc — PartnerFacts page ↗
Sources
Note · Nov 25, 2009 – Dec 5, 2011

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Iverson Genetic Diagnostics Inc (latest filing Dec 5, 2011) · No amendment in the last 12 months on an offering that may still be open — Iverson Genetic Diagnostics Inc (latest filing Jul 22, 2011) · No amendment in the last 12 months on an offering that may still be open — Iverson Genetic Diagnostics Inc (latest filing May 14, 2010) · No amendment in the last 12 months on an offering that may still be open — Iverson Genetic Diagnostics Inc (latest filing Mar 30, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Dec 5, 2011 ↗Iverson Genetic Diagnostics Inc — PartnerFacts page ↗Form D · Jul 22, 2011 ↗Form D · May 14, 2010 ↗
Sources
Note · Feb 2, 2010 – Mar 30, 2010

Offering amount changed between filings — Iverson Genetic Diagnostics Inc

The Feb 2, 2010 filing says $700,000 offered; the Mar 30, 2010 Form D says $3,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 2, 2010 ↗Form D (later) · Mar 30, 2010 ↗Iverson Genetic Diagnostics Inc — PartnerFacts page ↗
Sources
Note · Feb 2, 2010 – Mar 30, 2010

Minimum investment changed between filings — Iverson Genetic Diagnostics Inc

The Feb 2, 2010 filing lists a minimum of $6,000; the Mar 30, 2010 Form D lists $30,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 2, 2010 ↗Form D (later) · Mar 30, 2010 ↗Iverson Genetic Diagnostics Inc — PartnerFacts page ↗
Sources
Note · Feb 2, 2010 – Dec 2, 2011

Frank Ecock is written 2 different ways on the filings

listed as "Frank Ecock" on 4 filings (from Feb 2, 2010), and "Frank R. Ecock" on 2 filings (from Dec 2, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 2, 2010 ↗Form D · Dec 2, 2011 ↗Frank Ecock — PartnerFacts page ↗
Sources
Note · May 26, 2009

Same name, different state: "Frank R. Ecock" (CO) is a separate record

This page covers filings where the address state is WA. A separate record, "Frank R. Ecock" with address state CO, is listed on 1 filing — most recently by WATER CO LLC (May 26, 2009). The two records do not overlap in time: this page runs Feb 2, 2010 to Jul 22, 2011; the other has one filing dated May 26, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Frank R. Ecock (CO) — PartnerFacts page ↗Form D · May 26, 2009 ↗WATER CO LLC — PartnerFacts page ↗Frank Ecock (WA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 4 offerings reports sales commissions totalling $800,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 5, 2011 D/A
Iverson Genetic Diagnostics Inc
File 021-169554
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2011 D
Iverson Genetic Diagnostics Inc
File 021-163324
$0$0$0None listed on this filingEDGAR ↗
May 14, 2010 D
Iverson Genetic Diagnostics Inc
File 021-142047
$800,000 (est.)$0$0Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗EDGAR ↗
Mar 30, 2010 D
Iverson Genetic Diagnostics Inc
File 021-110708
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Frank Ecock on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

IG
Biotechnology

Iverson Genetic Diagnostics Inc

Seattle, WA · Feb 2, 2010 → Dec 5, 2011 · 6 filings
  • Dec 5, 2011 · D/A · $115,000 sold of $2,000,000 · 2 investors · min. $25,000 · role: Director EDGAR ↗
  • Dec 2, 2011 · D · $50,000 sold of $2,000,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗
  • Jul 22, 2011 · D · $75,000 sold of $9,000,000 · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • May 14, 2010 · D · $110,000 sold of $8,000,000 · 4 investors · min. $21,000 · role: Director EDGAR ↗
  • Mar 30, 2010 · D · $110,000 sold of $3,000,000 · 2 investors · min. $30,000 · role: Director EDGAR ↗
  • Feb 2, 2010 · D · $341,000 sold of $700,000 · 13 investors · min. $6,000 · role: Director EDGAR ↗

Raised $341K from 13 investors (17% of the $2M target) as of the latest filing. Frank is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Frank R. Ecock — CO, 1 issuer, May 26, 2009 → May 26, 2009 · no shared issuer

People around Frank 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Sproles

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Frank Ecock. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Doranne Satterlee

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Frank Ecock. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Leroy Hood

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Frank Ecock. Their page shows their other deals.

BQ
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Quillinan

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Frank Ecock. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Dubay

Director · 3 shared filings (1 issuer)

Listed on the same filings as Frank Ecock. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J Siggia

Director · 2 shared filings (1 issuer)

Listed on the same filings as Frank Ecock. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Frank Ecock by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Frank Ecock is listed on: none on file. No website or social profile named in Iverson Genetic Diagnostics Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #311,838 of 374,652 in line (1,307 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Seattle, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

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