Frank Davis is listed as a director on 3 SEC Form D filings by 3 issuers between Jul 2009 and Nov 2012: Gleichen Resources Ltd. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2010; $42.8M reported sold to 8 investors), Torex Gold Resources Inc. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2012; $15.8M reported sold to 22 investors) and Malbex Resources Inc. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2009; $2.41M reported sold to 2 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $61.1M sold in total.
Listed alongside Andrew Adams (2 shared filings), Andrew Gottwald (2 shared filings), DAVID FENNELL (2 shared filings), Fred Stanford (2 shared filings), Gabriela Sanchez (2 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frank. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Frank Davis and found 7 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.