Frank Cotroneo is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Jul 2010 and Jul 2021: Achieve Financial Services, LLC (Austin, TX — other banking and financial services — 2010–2012; $9.64M reported sold to 16 investors) and Bright Bucks, Inc. (San Antonio, TX — other technology — 2021; $675K reported sold to 6 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $10.3M sold in total.
Listed alongside Brett Cravatt (2 shared filings), Gavin Gray (2 shared filings), Jay Kurian (1 shared filing), Jonathan Gopman (1 shared filing), Marc Zimmermann (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frank. Each name links to their own page.
All 2 issuers belong to the sponsor group Achieve (2 issuers, $10.3M reported sold, 2010–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Achieve has 2 companies on file and $10.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Frank Cotroneo and found 8 differences, 1 worth asking the sponsor about: Form D filed 89 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.