Fortigent, LLC is a management entity listed as a promoter on 18 SEC Form D filings by 6 issuers between Nov 2009 and Nov 2012. Largest by amount reported sold: DISCRETIONARY MANAGED FUTURES FUND LLC (New York, NY — pooled investment fund — 2009–2011; $141.2M reported sold to 313 investors), Directional Quantitative Equity Fund LLC (Rockville, MD — pooled investment fund — 2010–2011; $123.3M reported sold to 236 investors), IRONWOOD PARTNERS ACCESS FUND LLC (New York, NY — pooled investment fund — 2009–2012; $35.2M reported sold to 67 investors), SMALL CAP LONG SHORT FUND LLC (New York, NY — pooled investment fund — 2010–2012; $18M reported sold to 57 investors), GLOBAL EVENT DRIVEN FUND LLC (Rockville, MD — pooled investment fund — 2009–2011; $15.5M reported sold to 54 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as promoter, over about 3 years. Across those companies the filings report $333.2M sold in total.
Listed alongside Andrew Putterman (18 shared filings), David Littleton (18 shared filings) and Fortigent Strategies Company, LLC (18 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Fortigent,. Each name links to their own page.
The issuers belong to 2 sponsor groups: Fortigent (4 issuers, $139.9M reported sold, 2009–2011) and Central Park (51 issuers, $6.81B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 18 public filings for Fortigent, LLC and found 8 differences, 3 worth asking the sponsor about: Fortigent, LLC is no longer listed on the Feb 12, 2013 amendment; Fortigent, LLC is no longer listed on the Nov 8, 2012 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.