Fir Tree SOF V, LLC is a management entity listed as an executive officer and promoter on 2 SEC Form D filings by 1 issuer between Sep 2014 and Nov 2015: Fir Tree Special Opportunities Fund V, LP (New York, NY — pooled investment fund — 2014–2015; $500K reported sold to 2 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andrew Fredman (1 shared filing) and Jeffrey D. Tannenbaum (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Fir. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Fir Tree SOF V, LLC and found 3 differences, 1 worth asking the sponsor about: Form D filed 78 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.