PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:49 AM ET

Sponsor Check › Person

FA
No photo found yet (own website and image search run after this page is viewed)

FERNANDO ANTON

Named as an officer, director or promoter on SEC Form D filings · IL · Sep 10, 2010 → May 6, 2013

3deals (issuers)
$311.4Mreported sold
1,060investors
7Form D filings
2010–2013years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

FERNANDO ANTON is listed as an executive officer on 7 SEC Form D filings by 3 issuers between Sep 2010 and May 2013: LJM Fund LP (Chicago, IL — pooled investment fund — 2010–2012; $224.6M reported sold to 797 investors), LJM PRESERVATION & GROWTH FUND LP (Chicago, IL — pooled investment fund — 2011; $69.9M reported sold to 208 investors) and PFC-LJM PRESERVATION & GROWTH FUND, L.P. (Portland, OR — pooled investment fund — 2012–2013; $17M reported sold to 55 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $311.4M sold in total.

Listed alongside ANTHONY J. CAINE (7 shared filings), J. SCOTT SYKORA (7 shared filings), GUILLERMO BUBLIK (6 shared filings), ANISH PARVATANINI (2 shared filings), BRYAN THURSTON (2 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around FERNANDO. Each name links to their own page.

All 3 issuers belong to the sponsor group Pfc Ljm (4 issuers, $385.8M reported sold, 2009–2018).

What this means A sponsor group is one team that sets up a new company for each deal. Pfc Ljm has 4 companies on file and $385.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 7 public filings for FERNANDO ANTON and found 10 differences, 3 worth asking the sponsor about: FERNANDO ANTON is no longer listed on the May 6, 2014 amendment; FERNANDO ANTON is no longer listed on the Jul 24, 2013 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for FERNANDO ANTON has not run yet — it is joining a line of 20,248 names; searches run around the clock at the hosts' allowed rate. Searched so far: 291 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched FERNANDO ANTON..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for FERNANDO ANTON — 3 worth asking about (compared 7 filings on Oct 24, 2026)

Note · May 7, 2026

Bankruptcy case: Bublik & Son, Inc. — filed May 7, 2026

United States Bankruptcy Court, N.D. Illinois docket "Bublik & Son, Inc." filed May 7, 2026 (Open). GUILLERMO BUBLIK (listed on the same filings) is listed as Debtor ("Bublik & Son, Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Feb 12, 2018

FERNANDO ANTON appears on 1 deal that stopped filing before reaching its target

PFC-LJM PRESERVATION & GROWTH FUND, L.P. (last filing Feb 12, 2018; $17,010,610 sold of $500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · May 6, 2013 – May 6, 2014

FERNANDO ANTON is no longer listed on the May 6, 2014 amendment — PFC-LJM PRESERVATION & GROWTH FUND, L.P.

FERNANDO ANTON appears on the May 6, 2013 Form D/A (executive officer) but not on the May 6, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Jul 25, 2012 – Jul 24, 2013

FERNANDO ANTON is no longer listed on the Jul 24, 2013 amendment — LJM Fund LP

FERNANDO ANTON appears on the Jul 25, 2012 Form D/A (executive officer) but not on the Jul 24, 2013 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Aug 3, 2011 – Aug 1, 2012

FERNANDO ANTON is no longer listed on the Aug 1, 2012 amendment — LJM PRESERVATION & GROWTH FUND LP

FERNANDO ANTON appears on the Aug 3, 2011 Form D/A (executive officer) but not on the Aug 1, 2012 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Sep 10, 2009 – Sep 10, 2010

Offering amount changed between filings — LJM Fund LP

The Sep 10, 2009 filing says $100,000,000 offered; the Sep 10, 2010 Form D/A says $200,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Feb 4, 2010 – Feb 10, 2017

Reported net asset value range changed between filings — LJM PRESERVATION & GROWTH FUND LP

"$50,000,001 - $100,000,000" (Feb 4, 2010); then "Decline to Disclose" (Feb 10, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Sep 10, 2009 – Sep 10, 2010

Reported net asset value range changed between filings — LJM Fund LP

"$50,000,001 - $100,000,000" (Sep 10, 2009); then "Over $100,000,000" (Sep 10, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Feb 16, 2011 – Aug 3, 2011

Address moved from Hinsdale, IL to Chicago, IL — LJM PRESERVATION & GROWTH FUND LP

The people listed on the Feb 16, 2011 filing give Hinsdale, IL; on the Aug 3, 2011 filing they give Chicago, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Sep 10, 2010 – Jul 27, 2011

Address moved from Hinsdale, IL to Chicago, IL — LJM Fund LP

The people listed on the Sep 10, 2010 filing give Hinsdale, IL; on the Jul 27, 2011 filing they give Chicago, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 3 offerings report sales commissions totalling $250,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 6, 2013 D/A
PFC-LJM PRESERVATION & GROWTH FUND, L.P.
File 021-177837
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 25, 2012 D/A
LJM Fund LP
File 021-108020
$150,000 (est.)$0$0 (est.)TRIAD ADVISORS, INC. BrokerCheck CRD 25803 ↗
via TRIAD ADVISORS, INC. (CRD 25803 ↗)

CAPITAL MANAGEMENT PARTNERS, INC. BrokerCheck CRD 21973 ↗
via CAPITAL MANAGEMENT PARTNERS, INC. (CRD 21973 ↗)
EDGAR ↗
Aug 3, 2011 D/A
LJM PRESERVATION & GROWTH FUND LP
File 021-108177
$100,000 (est.)$0$0 (est.)TRIAD ADVISORS, INC. BrokerCheck CRD 25803 ↗
via TRIAD ADVISORS, INC. (CRD 25803 ↗)

UHLMANN PRICE SECURITIES, INC. BrokerCheck CRD 42854 ↗
via UHLMANN PRICE SECURITIES, INC. (CRD 42854 ↗)

CAPITAL MANAGEMENT PARTNERS, INC. BrokerCheck CRD 21973 ↗
via CAPITAL MANAGEMENT PARTNERS, INC. (CRD 21973 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Fernando Anton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Pfc Ljm

PFC-LJM PRESERVATION & GROWTH FUND, L.P.

Portland, OR · May 8, 2012 → May 6, 2013 · 2 filings
  • May 6, 2013 · D/A · $8,988,510 sold of $500,000,000 · 21 investors · min. $60,000 · role: Executive Officer (MANAGING DIRECTOR, HEAD OF RESEARCH OF LJM PARTNERS, LTD., A GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • May 8, 2012 · D · $3,571,999 sold of $500,000,000 · 8 investors · min. $60,000 · role: Executive Officer (MANAGING DIRECTOR, HEAD OF RESEARCH OF LJM PARTNERS, LTD., A GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $17M from 55 investors (3% of the $500M target) as of the latest filing. Fernando is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pfc Ljm

LJM Fund LP

Chicago, IL · Sep 10, 2010 → Jul 25, 2012 · 3 filings
  • Jul 25, 2012 · D/A · $138,091,116 sold of $200,000,000 · 511 investors · min. $10,000 · role: Executive Officer (EXECUTIVE OFFICER OF LJM PARTNERS LTD., THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Jul 27, 2011 · D/A · $129,381,025 sold of $200,000,000 · 479 investors · min. $10,000 · role: Executive Officer (EXECUTIVE OFFICER OF LJM PARTNERS LTD., THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Sep 10, 2010 · D/A · $105,761,857 sold of $200,000,000 · 372 investors · min. $10,000 · role: Executive Officer (EXECUTIVE OFFICER OF LJM PARTNERS LTD., THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $224.6M from 797 investors (100% of the $200M target) as of the latest filing. Fernando is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Pfc Ljm

LJM PRESERVATION & GROWTH FUND LP

Chicago, IL · Feb 16, 2011 → Aug 3, 2011 · 2 filings
  • Aug 3, 2011 · D/A · $53,272,853 sold of $100,000,000 · 125 investors · min. $5,000 · role: Executive Officer (EXECUTIVE OFFICER OF LJM PARTNERS, LTD., THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Feb 16, 2011 · D/A · $44,648,853 sold of $100,000,000 · 77 investors · min. $5,000 · role: Executive Officer (EXECUTIVE OFFICER OF LJM PARTNERS, LTD., THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $69.9M from 208 investors (70% of the $100M target) as of the latest filing. Fernando is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Fernando 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

J. SCOTT SYKORA

Executive Officer · 7 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Fernando Anton. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

ANTHONY J. CAINE

Executive Officer · 7 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Fernando Anton. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

GUILLERMO BUBLIK

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Fernando Anton. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

CHUN LIU

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Fernando Anton. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES E. DICKINSON

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Fernando Anton. Their page shows their other deals.

BT
No photo found yet (own website and image search run after this page is viewed)
Person

BRYAN THURSTON

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Fernando Anton. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

ANISH PARVATANINI

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Fernando Anton. Their page shows their other deals.

The team behind the deals

Sponsor group

Pfc Ljm

4 issuers · 39 filings · $385.8M reported sold · 2009–2018

One team, 4 deal companies. Fernando Anton is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name FERNANDO ANTON.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to FERNANDO ANTON by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Fernando Anton is listed on: none on file. No website or social profile named in LJM Fund LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #271,926 of 374,652 in line (438 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when FERNANDO ANTON appears on a new Form D, or when a court case or SEC action is matched to them. See plans →