FERNANDO ANTON is listed as an executive officer on 7 SEC Form D filings by 3 issuers between Sep 2010 and May 2013: LJM Fund LP (Chicago, IL — pooled investment fund — 2010–2012; $224.6M reported sold to 797 investors), LJM PRESERVATION & GROWTH FUND LP (Chicago, IL — pooled investment fund — 2011; $69.9M reported sold to 208 investors) and PFC-LJM PRESERVATION & GROWTH FUND, L.P. (Portland, OR — pooled investment fund — 2012–2013; $17M reported sold to 55 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $311.4M sold in total.
All 3 issuers belong to the sponsor group Pfc Ljm (4 issuers, $385.8M reported sold, 2009–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Pfc Ljm has 4 companies on file and $385.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 7 public filings for FERNANDO ANTON and found 10 differences, 3 worth asking the sponsor about: FERNANDO ANTON is no longer listed on the May 6, 2014 amendment; FERNANDO ANTON is no longer listed on the Jul 24, 2013 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.